Securities Exchange Act of 1934, 51520 [2018-22094]
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51520
Federal Register / Vol. 83, No. 197 / Thursday, October 11, 2018 / Notices
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
PEARL–2018–20 on the subject line.
Paper Comments
khammond on DSK30JT082PROD with NOTICES
• Send paper comments in triplicate
to Brent J. Fields, Secretary, Securities
and Exchange Commission, 100 F Street
NE, Washington, DC 20549–1090.
All submissions should refer to File
Number SR–PEARL–2018–20. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that the Commission does not
edit personal identifying information
from submissions. You should submit
only information that you wish to make
available publicly. All submissions
should refer to File Number SR–
PEARL–2018–20 and should be
submitted on or before November 1,
2018.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.14
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–22045 Filed 10–10–18; 8:45 am]
BILLING CODE 8011–01–P
14 17
CFR 200.30–3(a)(12).
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–84369]
Securities Exchange Act of 1934
October 4, 2018.
In the Matter of the NYSE Arca, Inc.;
Order Scheduling Filing of Statements
on Review for an Order of Disapproval
of Proposed Rule Change To List and
Trade the Shares of the ProShares
Bitcoin ETF and the ProShares Short
Bitcoin ETF (File No. SR–NYSEArca–
2017–139).
On December 4, 2017, NYSE Arca Inc.
(‘‘NYSE Arca’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
(‘‘Exchange Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
list and trade shares of the ProShares
Bitcoin ETF and the ProShares Short
Bitcoin ETF issued by the ProShares
Trust II under NYSE Arca Rule 8.200–
E, Commentary .02. The proposed rule
change was published for comment in
the Federal Register on December 26,
2017.3
On January 30, 2018, pursuant to
Section 19(b)(2) of the Exchange Act,4
the Commission designated a longer
period within which to approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether to
approve or disapprove the proposed
rule change.5 On March 23, 2018, the
Commission instituted proceedings
under Section 19(b)(2)(B) of the
Exchange Act 6 to determine whether to
approve or disapprove the proposed
rule change.7 On June 15, 2018, the
Commission extended the period for
consideration of the proposed rule
change to August 23, 2018.8
On August 22, 2018, the Division of
Trading and Markets, pursuant to
delegated authority,9 issued an order
disapproving the proposed rule
change.10 On August 23, 2018, the
Secretary of the Commission notified
NYSEArca that, pursuant to
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 82350
(Dec. 19, 2017), 82 FR 61100 (Dec. 26, 2017).
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 82602
(Jan. 30, 2018), 83 FR 4941 (Feb. 2, 2018).
6 15 U.S.C. 78s(b)(2)(B).
7 See Securities Exchange Act Release No. 82939
(Mar. 23, 2018), 83 FR 13537 (Mar. 29, 2018).
8 See Securities Exchange Act Release No. 83452
(June 15, 2018), 83 FR 28894 (June 21, 2018).
9 17 CFR 200.30–3(a)(12).
10 See Securities Exchange Act Release No. 83904
(Aug. 22, 2018), 83 FR 43934 (Aug. 28, 2018) (SR–
NYSEArca-2017–139) (‘‘Disapproval Order’’).
2 17
PO 00000
Frm 00086
Fmt 4703
Sfmt 4703
Commission Rule of Practice 431,11 the
Commission would review the
Division’s action pursuant to delegated
authority and that the Division’s action
pursuant to delegated authority had
been automatically stayed.12
Accordingly, it is ordered, pursuant to
Commission Rule of Practice 431, that
by November 5, 2018, any party or other
person may file a statement in support
of, or in opposition to, the action made
pursuant to delegated authority.
It is further ordered that the order
disapproving proposed rule change SR–
NYSEArca–2017–139 shall remain in
effect pending the Commission’s review.
By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018–22094 Filed 10–10–18; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Securities Exchange Act of 1934; Release
No. 34–84368/October 4, 2018]
In the Matter of the Cboe BZX
Exchange, Inc.; For an Order of
Disapproval of Proposed Rule Change
To List and Trade the Shares of the
GraniteShares Bitcoin ETF and the
GraniteShares Short Bitcoin ETF (File
No. SR–CboeBZX–2018–001); Order
Scheduling Filing of Statements on
Review
On January 5, 2018, Cboe BZX
Exchange, Inc. (‘‘BZX’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Exchange Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to list and trade shares of the
GraniteShares Bitcoin ETF and the
GraniteShares Short Bitcoin ETF issued
by the GraniteShares ETP Trust under
BZX Rule 14.11(f)(4).3 The proposed
rule change was published for comment
in the Federal Register on January 18,
2018.4
On February 22, 2018, pursuant to
Section 19(b)(2) of the Exchange Act,
the Commission designated a longer
11 See
17 CFR 201.431(c).
Letter from Secretary of the Commission to
David De Gregorio, Senior Counsel, NYSE Group,
Inc. (Aug. 23, 2018), available at https://
www.sec.gov/rules/sro/nysearca/2018/34-83904letter-from-secretary.pdf.
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 On August 21, 2018, BZX filed Amendment No.
1 to the proposal, and on August 22, 2018, BZX
filed Amendment No. 2 to the proposal.
4 See Securities Exchange Act Release No. 82484
(Jan. 11, 2018), 83 FR 2704 (Jan. 18, 2018).
12 See
E:\FR\FM\11OCN1.SGM
11OCN1
Agencies
[Federal Register Volume 83, Number 197 (Thursday, October 11, 2018)]
[Notices]
[Page 51520]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2018-22094]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-84369]
Securities Exchange Act of 1934
October 4, 2018.
In the Matter of the NYSE Arca, Inc.; Order Scheduling Filing of
Statements on Review for an Order of Disapproval of Proposed Rule
Change To List and Trade the Shares of the ProShares Bitcoin ETF and
the ProShares Short Bitcoin ETF (File No. SR-NYSEArca-2017-139).
On December 4, 2017, NYSE Arca Inc. (``NYSE Arca'') filed with the
Securities and Exchange Commission (``Commission''), pursuant to
Section 19(b)(1) of the Securities Exchange Act (``Exchange Act'') \1\
and Rule 19b-4 thereunder,\2\ a proposed rule change to list and trade
shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF
issued by the ProShares Trust II under NYSE Arca Rule 8.200-E,
Commentary .02. The proposed rule change was published for comment in
the Federal Register on December 26, 2017.\3\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 82350 (Dec. 19,
2017), 82 FR 61100 (Dec. 26, 2017).
---------------------------------------------------------------------------
On January 30, 2018, pursuant to Section 19(b)(2) of the Exchange
Act,\4\ the Commission designated a longer period within which to
approve the proposed rule change, disapprove the proposed rule change,
or institute proceedings to determine whether to approve or disapprove
the proposed rule change.\5\ On March 23, 2018, the Commission
instituted proceedings under Section 19(b)(2)(B) of the Exchange Act
\6\ to determine whether to approve or disapprove the proposed rule
change.\7\ On June 15, 2018, the Commission extended the period for
consideration of the proposed rule change to August 23, 2018.\8\
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\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 82602 (Jan. 30,
2018), 83 FR 4941 (Feb. 2, 2018).
\6\ 15 U.S.C. 78s(b)(2)(B).
\7\ See Securities Exchange Act Release No. 82939 (Mar. 23,
2018), 83 FR 13537 (Mar. 29, 2018).
\8\ See Securities Exchange Act Release No. 83452 (June 15,
2018), 83 FR 28894 (June 21, 2018).
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On August 22, 2018, the Division of Trading and Markets, pursuant
to delegated authority,\9\ issued an order disapproving the proposed
rule change.\10\ On August 23, 2018, the Secretary of the Commission
notified NYSEArca that, pursuant to Commission Rule of Practice
431,\11\ the Commission would review the Division's action pursuant to
delegated authority and that the Division's action pursuant to
delegated authority had been automatically stayed.\12\
---------------------------------------------------------------------------
\9\ 17 CFR 200.30-3(a)(12).
\10\ See Securities Exchange Act Release No. 83904 (Aug. 22,
2018), 83 FR 43934 (Aug. 28, 2018) (SR-NYSEArca-2017-139)
(``Disapproval Order'').
\11\ See 17 CFR 201.431(c).
\12\ See Letter from Secretary of the Commission to David De
Gregorio, Senior Counsel, NYSE Group, Inc. (Aug. 23, 2018),
available at https://www.sec.gov/rules/sro/nysearca/2018/34-83904-letter-from-secretary.pdf.
---------------------------------------------------------------------------
Accordingly, it is ordered, pursuant to Commission Rule of Practice
431, that by November 5, 2018, any party or other person may file a
statement in support of, or in opposition to, the action made pursuant
to delegated authority.
It is further ordered that the order disapproving proposed rule
change SR-NYSEArca-2017-139 shall remain in effect pending the
Commission's review.
By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2018-22094 Filed 10-10-18; 8:45 am]
BILLING CODE 8011-01-P