Securities and Exchange Commission 2017 – Federal Register Recent Federal Regulation Documents

Results 1,801 - 1,850 of 2,178
Submission for OMB Review; Comment Request
Document Number: 2017-04865
Type: Notice
Date: 2017-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Jeffrey LLC; Notice of Application
Document Number: 2017-04813
Type: Notice
Date: 2017-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Advanced Series Trust, et al.; Notice of Application
Document Number: 2017-04812
Type: Notice
Date: 2017-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Katahdin Asset Management LLC; Notice of Application
Document Number: 2017-04811
Type: Notice
Date: 2017-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
The Jeffrey Company; Notice of Application
Document Number: 2017-04810
Type: Notice
Date: 2017-03-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Medley Capital Corporation, et al.; Notice of Application
Document Number: 2017-04591
Type: Notice
Date: 2017-03-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-04497
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-04496
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-04495
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Victory Portfolios, et al.; Notice of Application
Document Number: 2017-04440
Type: Notice
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Request for Comment on Possible Changes to Industry Guide 3 (Statistical Disclosure by Bank Holding Companies)
Document Number: 2017-04329
Type: Proposed Rule
Date: 2017-03-07
Agency: Securities and Exchange Commission, Agencies and Commissions
The Commission is publishing this request for comment to seek public input as to the disclosures called for by Industry Guide 3, Statistical Disclosure by Bank Holding Companies. The financial services industry has changed dramatically since Guide 3 was first published. Consequently, our disclosure guidance may not in all cases reflect recent industry developments or changes in accounting standards related to financial and other reporting requirements.
IFRS Taxonomy for Foreign Private Issuers That Prepare Their Financial Statements in Accordance With International Financial Reporting Standards as Issued by the International Accounting Standards Board
Document Number: 2017-04241
Type: Notice
Date: 2017-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is providing notice that the IFRS Taxonomy has been published on the Commission's Web site as provided for by the EDGAR Filer Manual. Accordingly, the IFRS Taxonomy is available for foreign private issuers to submit their financial statements in XBRL.
Touchstone Investment Trust, et al.; Notice of Application
Document Number: 2017-04209
Type: Notice
Date: 2017-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 7017
Document Number: 2017-04204
Type: Notice
Date: 2017-03-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Neuberger Berman Investment Advisers LLC, et al.; Notice of Application
Document Number: 2017-04106
Type: Notice
Date: 2017-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Tortoise Index Solutions, LLC, et al.; Notice of Application
Document Number: 2017-04091
Type: Notice
Date: 2017-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
USAA ETF Trust, et al.; Notice of Application
Document Number: 2017-04090
Type: Notice
Date: 2017-03-03
Agency: Securities and Exchange Commission, Agencies and Commissions
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