Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2017?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2020-06-06T14:30:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/12/29/2017-28166.html Notice - Validea Capital Management, LLC, et al.; Notice of Application 2017-12-29T00:00:00-08:00 2017-12-29T00:00:00-08:00 2017-28166 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-29/pdf/2017-28166.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28082.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.56 To Include Procedures for Multi-Leg Positions 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28082 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28082.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28081.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Clarify the Market Maker Plus Program 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28081 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28081.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28080.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 612, Aggregate Risk Manager (ARM) and Rule 518, Complex Orders 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28080 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28080.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28079.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rule 510 To Extend the Penny Pilot Program 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28079 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28079.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28078.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Approval on an Accelerated Basis of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 3, to List and Trade of Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28078 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28078.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28077.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28077 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28077.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28076.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28076 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28076.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28002.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 −5% to −35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i) 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28002 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28002.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28001.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Development Fees From the Mortgage-Backed Securities Division Clearing Rules 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28001 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28001.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28000.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Investment Company Units, Index-Linked Securities and Managed Trust Securities 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-28000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28000.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27999.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27999 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27999.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27998.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27998 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27998.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27997.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 4, Notice of Filing Amendment No. 5, Notice of Filing Amendment No. 6, and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1, 3 and 6, To Adopt the Clearing Agency Liquidity Risk Management Framework 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27997 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27997.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27996.html Notice - Self-Regulatory Organizations; C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.4, Minimum Increments for Bids and Offers, To Extend the Penny Pilot Program 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27996 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27996.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27995.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.42, Minimum Increments for Bids and Offers, To Extend the Penny Pilot Program 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27995 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27995.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27994.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NYSE Arca Rule 8.900-E To Permit Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Rule 8.900-E 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27994 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27994.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27993.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Perth Mint Physical Gold ETF Trust Under NYSE Arca Rule 8.201-E 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27993 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27993.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27990.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Order Declaring Effective a Minor Rule Violation Plan 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27990 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27990.pdf https://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27989.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Order Declaring Effective a Minor Rule Violation Plan 2017-12-28T00:00:00-08:00 2017-12-28T00:00:00-08:00 2017-27989 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27989.pdf https://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27832.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Proposed Changes to The Options Clearing Corporation's Margin Methodology 2017-12-27T00:00:00-08:00 2017-12-27T00:00:00-08:00 2017-27832 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27832.pdf https://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27831.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-12-27T00:00:00-08:00 2017-12-27T00:00:00-08:00 2017-27831 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27831.pdf https://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27825.html Notice - TCG BDC, Inc., et al. 2017-12-27T00:00:00-08:00 2017-12-27T00:00:00-08:00 2017-27825 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27825.pdf https://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27807.html Notice - The Hartford Mutual Funds, Inc., et al. 2017-12-27T00:00:00-08:00 2017-12-27T00:00:00-08:00 2017-27807 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27807.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27833.html Notice - Sunshine Act Meetings 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27833 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27833.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27740.html Notice - Submission for OMB Review; Comment Request 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27740 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27740.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27705.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing of Amendments No. 2 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Adopt the Clearing Agency Stress Testing Framework (Market Risk) 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27705 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27705.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27704.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27704 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27704.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27703.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27703 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27703.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27702.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27702 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27702.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27701.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27701 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27701.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27700.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1000 and Commentary .11 to Rule 1012 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27700 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27700.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27699.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of NQX Index Options 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27699 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27699.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27698.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27698 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27698.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27697.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27697 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27697.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27696.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27696 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27696.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27695.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Margin Policy 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27695 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27695.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27694.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27694 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27694.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27693.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2018 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27693 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27693.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27692.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27692 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27692.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27691.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27691 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27691.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27690.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27690 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27690.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27689.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of MIAX Express Orders Interface Port Known as a MEO Purge Port and To Amend MIAX PEARL Rule 519C, Mass Cancellation of Trading Interest, To Adopt a New Purge Message, as Well as To Amend Its Fee Schedule To Identify the New MEO Purge Port 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27689 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27689.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27686.html Notice - BlackRock Capital Investment Corporation, et al. 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27686 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27686.pdf https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27649.html Notice - FQF Trust, et al. 2017-12-26T00:00:00-08:00 2017-12-26T00:00:00-08:00 2017-27649 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27649.pdf https://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27566.html Notice - Notice of Intention To Cancel Registrations of Certain Transfer Agents 2017-12-22T00:00:00-08:00 2017-12-22T00:00:00-08:00 2017-27566 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27566.pdf https://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27564.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.4, Withdrawal of Approval of Underlying Securities 2017-12-22T00:00:00-08:00 2017-12-22T00:00:00-08:00 2017-27564 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27564.pdf https://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27563.html Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin 2017-12-22T00:00:00-08:00 2017-12-22T00:00:00-08:00 2017-27563 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27563.pdf https://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27562.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Decommission Extension Fee for Receipt of the NYSE Arca Integrated Feed Market Data Product 2017-12-22T00:00:00-08:00 2017-12-22T00:00:00-08:00 2017-27562 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27562.pdf https://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27561.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Adopt a Rebate for the NYSE BondsSM 2017-12-22T00:00:00-08:00 2017-12-22T00:00:00-08:00 2017-27561 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27561.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27469.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment No. 2, Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Granting Accelerated Approval of Amendment No. 2, of a Proposed Rule Change To Establish a Nonstandard Expirations Pilot Program 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27469 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27469.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27468.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Palladium Trust Under NYSE Arca Rule 8.201-E 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27468 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27468.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27467.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 8.700E To Add Futures and Swaps on the EURO STOXX 50 Volatility Index to the Financial Instruments That an Issue of Managed Trust Securities May Hold 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27467 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27467.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27466.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27466 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27466.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27465.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Cboe C2 Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as Well as Its Director Nomination and Committee Appointment Process 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27465 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27465.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27464.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Participants To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated During Pre-Market Hours 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27464 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27464.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27463.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Silver Trust Under NYSE Arca Rule 8.201-E 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27463 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27463.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27461.html Notice - Submission for OMB Review; Comment Request 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27461 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27461.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27460.html Notice - Submission for OMB Review; Comment Request 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27460 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27460.pdf https://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27444.html Notice - Fixed Income Market Structure Advisory Committee 2017-12-21T00:00:00-08:00 2017-12-21T00:00:00-08:00 2017-27444 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27444.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27430.html Notice - Consulting Group Capital Markets Funds and Consulting Group Advisory Services LLC 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27430 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27430.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27351.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27351 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27351.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27350.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27350 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27350.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27349.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27349 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27349.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27348.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 (Limit Up-Limit Down Plan and Trading Halts) To Reduce the Length of the “Display-Only Period” for the Initial Pricing on Nasdaq of a Security That Is the Subject of an Initial Public Offering 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27348 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27348.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27347.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27347 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27347.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27346.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 300 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27346 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27346.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27345.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27345 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27345.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27344.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27344 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27344.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27343.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Obligations 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27343 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27343.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27342.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27342 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27342.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27340.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Calculation of the Member Order Routing Program 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27340 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27340.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27339.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Access and Routing Subsidy Program 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27339 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27339.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27338.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27338 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27338.pdf https://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27337.html Notice - Ausdal Financial Partners, Inc. and Ausdal Unit Investment Trust 2017-12-20T00:00:00-08:00 2017-12-20T00:00:00-08:00 2017-27337 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27337.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27359.html Notice - Sunshine Act Meetings 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27359 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27359.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27314.html Notice - Submission for OMB Review; Comment Request 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27314 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27314.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27313.html Notice - Submission for OMB Review; Comment Request 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27313 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27313.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27236.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Wind Down Plan 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27236 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27236.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27235.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Recovery Plan 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27235 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27235.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27234.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 7600(i) To Allow Split-Price Transactions on the Trading Floor 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27234 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27234.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27233.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VIII of the Phlx Pricing Schedule To Waive Port Fees for New PSX Participants for a Limited Time 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27233 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27233.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27232.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Procyclicality Framework 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27232 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27232.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27231.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Counterparty Credit Risk Management Policy 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27231 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27231.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27230.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27230 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27230.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27229.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Default Management Policy 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27229 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27229.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27228.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Liquidity for Same Day Settlement 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27228 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27228.pdf https://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27227.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule 2017-12-19T00:00:00-08:00 2017-12-19T00:00:00-08:00 2017-27227 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27227.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27153.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27153 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27153.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27152.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27152 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27152.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27151.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27151 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27151.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27150.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27150 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27150.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27149.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Fees at Rules 7023, 7044, 7045 and 7048 To Withdraw Four Rarely-Purchased Products From Sale 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27149 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27149.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27148.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27148 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27148.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27147.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe EDGX Exchange, Inc. Equity Option Platform 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27147 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27147.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27146.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Relating to Co-Location Services To Implement a Fee Change for Fiber Cross Connects 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27146 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27146.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27145.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges Schedule and the NYSE Arca Equities Fees and Charges Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27145 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27145.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27144.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27144 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27144.pdf https://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27143.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of Twelve Series of Investment Company Units Pursuant to NYSE Arca Rule 5.2-E(j)(3) 2017-12-18T00:00:00-08:00 2017-12-18T00:00:00-08:00 2017-27143 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27143.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27112.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning Liquidity for Same-Day Settlement 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27112 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27112.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27025.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27025 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27025.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27023.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27023 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27023.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27021.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27021 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27021.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27020.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27020 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27020.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27019.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27019 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27019.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27017.html Notice - Self-Regulatory Organizations, Miami International Securities Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27017 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27017.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27015.html Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27015 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27015.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27012.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Causeway International Value NextSharesTM 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27012 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27012.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27010.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2018 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27010 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27010.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27005.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27005 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27005.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27004.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27004 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27004.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27003.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27003 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27003.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27002.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27002 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27002.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27001.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27001 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27001.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27000.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-27000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27000.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26995.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26995 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26995.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26994.html Notice - Self-Regulatory Organizations; Cboe Exchange Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26994 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26994.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26993.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26993 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26993.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26992.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26992 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26992.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26991.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26991 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26991.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26990.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change Amending Consolidated Audit Trail Funding Fees 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26990 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26990.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26989.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26989 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26989.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26988.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26988 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26988.pdf https://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26984.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until June 30, 2018 2017-12-15T00:00:00-08:00 2017-12-15T00:00:00-08:00 2017-26984 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26984.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27024.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27024 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27024.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27022.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27022 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27022.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27018.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27018 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27018.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27016.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Fee Schedule 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27016 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27016.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27014.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Fee Schedule 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27014 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27014.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27011.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27011 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27011.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27009.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27009 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27009.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27008.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27008 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27008.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27007.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27007 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27007.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27006.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 11 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-27006 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27006.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26996.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26996 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26996.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26982.html Rule - Compliance Date for Form 10-D Hyperlink Requirements 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26982 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26982.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26922.html Rule - Investment Company Reporting Modernization 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26922 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26922.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26919.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26919 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26919.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26918.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26918 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26918.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26917.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Adopt a Fee Schedule to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26917 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26917.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26916.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Options Overlying NDX From Several Pricing Programs 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26916 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26916.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26915.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Platinum Trust Under NYSE Arca Rule 8.201-E 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26915 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26915.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26914.html Notice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding CFE's New Trading System 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26914 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26914.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26913.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26913 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26913.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26912.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Exchange Rules To Make Permanent a Program That Allows Transactions To Take Place in Open Outcry Trading at Prices of at Least $0 But Less Than $1 per Option Contract (“Sub-Dollar Cabinet Trades”) 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26912 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26912.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26911.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Exchange's Equity Trading Platform 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26911 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26911.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26910.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Chapter XV, Section 2(1) 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26910 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26910.pdf https://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26909.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act 2017-12-14T00:00:00-08:00 2017-12-14T00:00:00-08:00 2017-26909 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26909.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26885.html Notice - PNC Capital Advisors, LLC; Notice of Application 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26885 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26885.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26823.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26823 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26823.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26822.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to a Comprehensive Risk Management Framework 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26822 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26822.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26821.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 2018 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26821 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26821.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26820.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of the Crossing Fee Cap 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26820 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26820.pdf https://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26818.html Notice - Joint Industry Plan; Order Approving the Fourth Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options 2017-12-13T00:00:00-08:00 2017-12-13T00:00:00-08:00 2017-26818 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26818.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26727.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Program Until June 30, 2018 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26727 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26727.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26700.html Notice - Calvert Research and Management and Calvert ETF Trust 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26700 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26700.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26689.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26689 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26689.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26688.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26688 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26688.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26687.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Listed Company Manual To Modify Its Requirements With Respect to Delivery of Proxy Materials to the Exchange 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26687 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26687.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26686.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26686 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26686.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26685.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26685 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26685.pdf https://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26671.html Notice - Proposed Collection; Comment Request 2017-12-12T00:00:00-08:00 2017-12-12T00:00:00-08:00 2017-26671 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26671.pdf https://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26558.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares 2017-12-11T00:00:00-08:00 2017-12-11T00:00:00-08:00 2017-26558 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26558.pdf https://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26557.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares 2017-12-11T00:00:00-08:00 2017-12-11T00:00:00-08:00 2017-26557 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26557.pdf https://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26556.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 2017-12-11T00:00:00-08:00 2017-12-11T00:00:00-08:00 2017-26556 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26556.pdf https://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26555.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3304 2017-12-11T00:00:00-08:00 2017-12-11T00:00:00-08:00 2017-26555 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26555.pdf https://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26554.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing Concerning the Use of the Society of Worldwide Interbank Financial Telecommunication (“SWIFT”) Messaging Network in OCC's Cash Settlement Process 2017-12-11T00:00:00-08:00 2017-12-11T00:00:00-08:00 2017-26554 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26554.pdf https://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26459.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Section 202.06 of the NYSE Listed Company Manual To Prohibit Listed Companies From Issuing Material News After the Official Closing Time for the Exchange's Trading Session Until the Earlier of Publication of Such Company's Official Closing Price on the Exchange or Five Minutes After the Official Closing Time 2017-12-08T00:00:00-08:00 2017-12-08T00:00:00-08:00 2017-26459 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26459.pdf https://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26450.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules To Delete Obsolete Cash Equities Rules That Are Not Applicable to Trading on the Pillar Trading Platform and To Delete Other Obsolete Rules 2017-12-08T00:00:00-08:00 2017-12-08T00:00:00-08:00 2017-26450 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26450.pdf https://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26449.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework 2017-12-08T00:00:00-08:00 2017-12-08T00:00:00-08:00 2017-26449 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26449.pdf https://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26448.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4759 2017-12-08T00:00:00-08:00 2017-12-08T00:00:00-08:00 2017-26448 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26448.pdf https://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26447.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 14.501(a)(4), 14.501(d), and 14.502(b) To Modify the Process IEX Would Follow When a Company Fails To Hold an Annual Meeting of Shareholders, and To Correct Three Nonsubstantive Typographical Errors in Rules 14.502(b) and 14.504(b) 2017-12-08T00:00:00-08:00 2017-12-08T00:00:00-08:00 2017-26447 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26447.pdf https://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26434.html Notice - CBOE Vest Financial, LLC, et al.; Notice of Application 2017-12-08T00:00:00-08:00 2017-12-08T00:00:00-08:00 2017-26434 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26434.pdf https://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26343.html Notice - Regents Park Funds, LLC and Two Roads Shared Trust 2017-12-07T00:00:00-08:00 2017-12-07T00:00:00-08:00 2017-26343 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26343.pdf https://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26321.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and 517B, Aggregate Risk Manager for Market Makers (“ARM-M”) 2017-12-07T00:00:00-08:00 2017-12-07T00:00:00-08:00 2017-26321 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26321.pdf https://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26320.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Implementation of the Markets in Financial Instruments Regulation 2017-12-07T00:00:00-08:00 2017-12-07T00:00:00-08:00 2017-26320 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26320.pdf https://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26319.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Process for Submitting and Accepting ETF Creations and Redemptions 2017-12-07T00:00:00-08:00 2017-12-07T00:00:00-08:00 2017-26319 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26319.pdf https://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26318.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until June 30, 2018 2017-12-07T00:00:00-08:00 2017-12-07T00:00:00-08:00 2017-26318 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26318.pdf https://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26317.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change Creating an Electronic-Only Order Type 2017-12-07T00:00:00-08:00 2017-12-07T00:00:00-08:00 2017-26317 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26317.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26285.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until June 30, 2018 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26285 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26285.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26223.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Investment Objective and the Underlying Index for the Horizons S&P 500 Covered Call ETF 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26223 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26223.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26222.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26222 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26222.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26221.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE BBO and NYSE Trades To Lower the Enterprise Fee, and for NYSE BQT To Lower the Access Fee 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26221 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26221.pdf https://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26220.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holder Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With the Initial Listing Requirements Following a Business Combination 2017-12-06T00:00:00-08:00 2017-12-06T00:00:00-08:00 2017-26220 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26220.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26219.html Notice - Sunshine Act Meetings 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26219 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26219.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26130.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the JPMorgan Long/Short ETF Under NYSE Arca Rule 8.600-E 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26130 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26130.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26129.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Nasdaq Rulebook 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26129 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26129.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26128.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the BX Rulebook 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26128 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26128.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26127.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the ISE Rulebook 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26127 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26127.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26126.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the MRX Rulebook 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26126 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26126.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26125.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the GEMX Rulebook 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26125 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26125.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26124.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(i)(D) of Rule 1012, Series of Options Open for Trading 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26124 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26124.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26123.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Phlx Rulebook 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26123 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26123.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26122.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Amended, To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain Exchange Traded Products 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26122 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26122.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26121.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Brandes Value NextShares Fund 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26121 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26121.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26120.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26120 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26120.pdf https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26114.html Notice - American Century ETF Trust and American Century Investment Management, Inc. 2017-12-05T00:00:00-08:00 2017-12-05T00:00:00-08:00 2017-26114 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26114.pdf https://regulations.justia.com/regulations/fedreg/2017/12/04/2017-25992.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Delay of Qualified Contingent Cross Order Functionalities 2017-12-04T00:00:00-08:00 2017-12-04T00:00:00-08:00 2017-25992 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-04/pdf/2017-25992.pdf https://regulations.justia.com/regulations/fedreg/2017/12/04/2017-25991.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify How the Options Regulatory Fee is Assessed and Collected 2017-12-04T00:00:00-08:00 2017-12-04T00:00:00-08:00 2017-25991 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-04/pdf/2017-25991.pdf https://regulations.justia.com/regulations/fedreg/2017/12/04/2017-25990.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction 2017-12-04T00:00:00-08:00 2017-12-04T00:00:00-08:00 2017-25990 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-04/pdf/2017-25990.pdf