Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Billing Ports and Other Services, 13369-13370 [2017-04725]
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Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Notices
proposed indirect license transfer action,
Aerotest shall inform the Director of the
Division of Policy and Rulemaking in writing
of such receipt and of the date of closing of
the transfer no later than 7 business days
prior to the date of the closing of the transfer.
Should the proposed indirect license transfer
not be completed by February 28, 2018, this
Order shall become null and void, provided,
however, that upon written application and
for good cause shown, such date may be
extended by order.
This Order is effective upon issuance.
For further details with respect to this
Order, see the application dated May 30,
2012, as supplemented by letters dated July
19, 2012, October 15, 2012, January 10, 2013,
April 21, 2016, June 16, 2016, August 22,
2016, and October 10, 2016 (Agencywide
Documents Access and Management System
(ADAMS) Accession Nos. for these
documents are listed in the ‘‘Availability of
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notice to which this order is attached); other
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notice; and the NRC Safety Evaluation dated
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public inspection at the Commission’s Public
Document Room (PDR), located at One White
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Maryland. Publicly available documents are
accessible electronically through ADAMS in
the NRC Library at https://www.nrc.gov/
reading-rm/adams.html. Persons who
encounter problems with ADAMS should
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4737, or by email at pdr.resource@nrc.gov.
Dated at Rockville, Maryland, this 28th day
of February, 2017.
For the Nuclear Regulatory Commission.
Louise Lund,
Director, Division of Policy and Rulemaking,
Office of Nuclear Reactor Regulation.
[FR Doc. 2017–04756 Filed 3–9–17; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–80161; File No. SR–BX–
2017–015]
Self-Regulatory Organizations;
NASDAQ BX, Inc.; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Related to Billing Ports
and Other Services
sradovich on DSK3GMQ082PROD with NOTICES
March 6, 2017.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on February
21, 2017, NASDAQ BX, Inc. (‘‘BX’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission (‘‘SEC’’ or
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
VerDate Sep<11>2014
18:37 Mar 09, 2017
Jkt 241001
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to clarify that
BX Options Market port fees and other
services in Chapter VX, Section 3 of BX
Rules are not prorated.
The text of the proposed rule change
is available on the Exchange’s Web site
at https://nasdaqbx.cchwallstreet.com/,
at the principal office of the Exchange,
and at the Commission’s Public
Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in sections A, B, and C below, of
the most significant aspects of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
BILLING CODE 7590–01–P
1 15
‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by the Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
The purpose of the proposed rule
change is to include language within
Chapter XV, Section 3 to clarify that the
port fees and other services noted in this
section are not subject to proration.
Chapter XV, Section 3, entitled ‘‘BX
Options Market—Ports and other
Services’’ includes pricing for TradeInfo
BX,3 various port fees and an Extranet
Access Fee.4 The port fees include
3 TradeInfo allows a BX Options Participant to
scan for all orders it submitted to BX Options in a
particular security or all orders of a particular type,
regardless of their status (open, canceled, executed,
etc.) [sic] Also, it permits a participant to cancel
open orders at the port or firm mnemonic level.
TradeInfo allows a BX Options Participant to
manage its order flow and mitigate risk by giving
users the ability to view its orders and executions,
as well as the ability to perform cancels at the port
or firm mnemonic level. Finally, TradeInfo BX has
the ability download records of orders and
executions for recordkeeping purposes.
4 The Extranet Access Fee is a monthly access fee
per recipient Customer Premises Equipment
(‘‘CPE’’) Configuration. A ‘‘Customer Premises
PO 00000
Frm 00065
Fmt 4703
Sfmt 4703
13369
Order Entry Ports,5 CTI Ports,6 BX
Depth Ports,7 BX TOP Ports,8 Order
Entry DROP Ports 9 and SQF Ports.10
Equipment Configuration’’ means any line, circuit,
router package, or other technical configuration
used by an extranet provider to provide a direct
access connection to the Exchange market data
feeds to a recipient’s site.
5 The Order Entry Port Fee is a connectivity fee
in connection with routing orders to the Exchange
via an external order entry port. BX Options Market
Participants access the Exchange’s network through
order entry ports. A BX Options Market Participant
may have more than one order entry port.
6 CTI offers real-time clearing trade updates. A
real-time clearing trade update is a message that is
sent to a member after an execution has occurred
and contains trade details. The message containing
the trade details is also simultaneously sent to The
Options Clearing Corporation. The trade messages
are routed to a member’s connection containing
certain information. The administrative and market
event messages include, but are not limited to:
System event messages to communicate
operational-related events; options directory
messages to relay basic option symbol and contract
information for options traded on the Exchange;
complex strategy messages to relay information for
those strategies traded on the Exchange; trading
action messages to inform market participants when
a specific option or strategy is halted or released for
trading on the Exchange; and an indicator which
distinguishes electronic and non-electronically
delivered orders.
7 A BX Depth Port provides access to BX Depth,
which is a data feed that provides quotation
information for individual orders on the BX book,
last sale information for trades executed on BX, and
Order Imbalance Information as set forth in BX
Options Rules Chapter VI, Section 8. BX Depth is
the options equivalent of the BX TotalView/ITCH
data feed that BX offers under BX Rule 7023 with
respect to equities traded on BX. As with
TotalView, members use BX Depth to ‘‘build’’ their
view of the BX book by adding individual orders
that appear on the feed, and subtracting individual
orders that are executed. See Chapter VI, Section
1(a)(3)(A).
8 BX TOP Port is a data feed that provides the BX
Best Bid and Offer (‘‘BBO’’) and last sale
information for trades executed on BX. The BBO
and last sale information are identical to the
information that BX sends to the Options Price
Regulatory Authority (‘‘OPRA’’) and which OPRA
disseminates via the consolidated data feed for
options. BX TOP Port is the options equivalent of
the BX Basic data feed offered for equities under BX
Rule 7047. See Chapter VI, Section 1(a)(3)(B).
9 The DROP interface provides real time
information regarding orders sent to the BX Options
Market and executions that occurred on the BX
Options Market. The DROP interface is not a trading
interface and does not accept order messages.
10 SQF is an interface that allows BX Market
Makers to connect and send quotes and sweeps into
the System. Data includes the following: (1) Options
Auction Notifications (e.g., opening imbalance,
market exhaust, PRISM Auction information, or
other information); (2) Options Symbol Directory
Messages; (3) System Event Messages (e.g., start of
messages, start of system hours, start of quoting,
start of opening); (4) Option Trading Action
Messages (e.g., halts, resumes); and (5) Quote
Messages (quote/sweep messages, risk protection
triggers or purge notifications). An Active Purge
Port may be configured as a ‘‘Purge-only’’ port of
purging option interest from the Exchange’s system
and allowing entry of underlying-level purges for a
specified range of options and delivery of Purge
Notification messages identifying the identification
of who submitted the purge and the underlying
symbol.
E:\FR\FM\10MRN1.SGM
10MRN1
13370
Federal Register / Vol. 82, No. 46 / Friday, March 10, 2017 / Notices
Today, the Exchange does not prorate
any of these per month fees. The
Exchange proposes to add a clarifying
sentence to make clear that fees are
assessed in full month increments and
are not prorated, to avoid any confusion.
2. Statutory Basis
The Exchange believes that its
proposal is consistent with Section 6(b)
of the Act,11 in general, and furthers the
objectives of Section 6(b)(5) of the Act,12
in particular, in that it is designed to
promote just and equitable principles of
trade, to remove impediments to and
perfect the mechanism of a free and
open market and a national market
system, and, in general to protect
investors and the public interest, by
clearly specifying in Chapter XV,
Section 3 that the Exchange’s pricing
regarding ports and other services is not
prorated. The Exchange believes that its
decision to not prorate is consistent
with the Act because prorating billing
results in complexity and increased
costs associated with the billing process.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition not
necessary or appropriate in furtherance
of the purposes of the Act. The
Exchange will uniformly assess the fees
in Chapter XV, Section 3 to all Options
Participants in a uniform manner.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
sradovich on DSK3GMQ082PROD with NOTICES
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed
rule change pursuant to Section
19(b)(3)(A)(iii) of the Act 13 and Rule
19b–4(f)(6) thereunder.14 Because the
proposed rule change does not: (i)
Significantly affect the protection of
investors or the public interest; (ii)
impose any significant burden on
competition; and (iii) become operative
for 30 days from the date on which it
was filed, or such shorter time as the
Commission may designate, if
consistent with the protection of
investors and the public interest, the
proposed rule change has become
11 15
U.S.C. 78f(b).
12 15 U.S.C. 78f(b)(5).
13 15 U.S.C. 78s(b)(3)(A)(iii).
14 17 CFR 240.19b–4(f)(6).
VerDate Sep<11>2014
18:37 Mar 09, 2017
Jkt 241001
effective pursuant to Section 19(b)(3)(A)
of the Act 15 and Rule 19b–4(f)(6)
thereunder.16
A proposed rule change filed under
Rule 19b–4(f)(6) 17 normally does not
become operative prior to 30 days after
the date of the filing. However, pursuant
to Rule 19b–4(f)(6)(iii),18 the
Commission may designate a shorter
time if such action is consistent with the
protection of investors and the public
interest. The Exchange has asked the
Commission to waive the 30-day
operative delay so that the proposed
rule change may become operative
immediately. The Exchange requests
that the Commission waive the 30-day
operative delay contained in Rule 19b–
4(f)(6)(iii) so that the Exchange may
implement the change upon filing
specifying that the fees in Chapter XV,
Section 3 of the Exchange’s Options
Pricing rule will not be prorated. The
Commission believes that adding the
sentence to Chapter XV, Section 3 of the
Exchange’s Options Pricing rule to state
that fees are assessed in full-month
increments, i.e., they are not prorated,
will avoid confusion and thus serve to
protect investors and the public interest.
For this reason, the Commission hereby
waives the 30-day operative delay and
designates the proposal operative upon
filing.19
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
15 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6).
17 17 CFR 240.19b–4(f)(6).
18 17 CFR 240.19b–4(f)(6)(iii).
19 For purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. See 15 U.S.C. 78c(f).
16 17
PO 00000
Frm 00066
Fmt 4703
Sfmt 9990
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
BX–2017–015 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–BX–2017–015. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml).
Copies of the submission, all
subsequent amendments, all written
statements with respect to the proposed
rule change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
All submissions should refer to File
Number SR–BX–2017–015 and should
be submitted on or before March 31,
2017.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.20
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–04725 Filed 3–9–17; 8:45 am]
BILLING CODE 8011–01–P
20 17
E:\FR\FM\10MRN1.SGM
CFR 200.30–3(a)(12).
10MRN1
Agencies
[Federal Register Volume 82, Number 46 (Friday, March 10, 2017)]
[Notices]
[Pages 13369-13370]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-04725]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-80161; File No. SR-BX-2017-015]
Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing
and Immediate Effectiveness of Proposed Rule Change Related to Billing
Ports and Other Services
March 6, 2017.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on February 21, 2017, NASDAQ BX, Inc. (``BX'' or ``Exchange'') filed
with the Securities and Exchange Commission (``SEC'' or ``Commission'')
the proposed rule change as described in Items I and II below, which
Items have been prepared by the Exchange. The Commission is publishing
this notice to solicit comments on the proposed rule change from
interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to clarify that BX Options Market port fees
and other services in Chapter VX, Section 3 of BX Rules are not
prorated.
The text of the proposed rule change is available on the Exchange's
Web site at https://nasdaqbx.cchwallstreet.com/, at the principal office
of the Exchange, and at the Commission's Public Reference Room.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the Exchange included statements
concerning the purpose of and basis for the proposed rule change and
discussed any comments it received on the proposed rule change. The
text of these statements may be examined at the places specified in
Item IV below. The Exchange has prepared summaries, set forth in
sections A, B, and C below, of the most significant aspects of such
statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The purpose of the proposed rule change is to include language
within Chapter XV, Section 3 to clarify that the port fees and other
services noted in this section are not subject to proration.
Chapter XV, Section 3, entitled ``BX Options Market--Ports and
other Services'' includes pricing for TradeInfo BX,\3\ various port
fees and an Extranet Access Fee.\4\ The port fees include Order Entry
Ports,\5\ CTI Ports,\6\ BX Depth Ports,\7\ BX TOP Ports,\8\ Order Entry
DROP Ports \9\ and SQF Ports.\10\
[[Page 13370]]
Today, the Exchange does not prorate any of these per month fees. The
Exchange proposes to add a clarifying sentence to make clear that fees
are assessed in full month increments and are not prorated, to avoid
any confusion.
---------------------------------------------------------------------------
\3\ TradeInfo allows a BX Options Participant to scan for all
orders it submitted to BX Options in a particular security or all
orders of a particular type, regardless of their status (open,
canceled, executed, etc.) [sic] Also, it permits a participant to
cancel open orders at the port or firm mnemonic level. TradeInfo
allows a BX Options Participant to manage its order flow and
mitigate risk by giving users the ability to view its orders and
executions, as well as the ability to perform cancels at the port or
firm mnemonic level. Finally, TradeInfo BX has the ability download
records of orders and executions for recordkeeping purposes.
\4\ The Extranet Access Fee is a monthly access fee per
recipient Customer Premises Equipment (``CPE'') Configuration. A
``Customer Premises Equipment Configuration'' means any line,
circuit, router package, or other technical configuration used by an
extranet provider to provide a direct access connection to the
Exchange market data feeds to a recipient's site.
\5\ The Order Entry Port Fee is a connectivity fee in connection
with routing orders to the Exchange via an external order entry
port. BX Options Market Participants access the Exchange's network
through order entry ports. A BX Options Market Participant may have
more than one order entry port.
\6\ CTI offers real-time clearing trade updates. A real-time
clearing trade update is a message that is sent to a member after an
execution has occurred and contains trade details. The message
containing the trade details is also simultaneously sent to The
Options Clearing Corporation. The trade messages are routed to a
member's connection containing certain information. The
administrative and market event messages include, but are not
limited to: System event messages to communicate operational-related
events; options directory messages to relay basic option symbol and
contract information for options traded on the Exchange; complex
strategy messages to relay information for those strategies traded
on the Exchange; trading action messages to inform market
participants when a specific option or strategy is halted or
released for trading on the Exchange; and an indicator which
distinguishes electronic and non-electronically delivered orders.
\7\ A BX Depth Port provides access to BX Depth, which is a data
feed that provides quotation information for individual orders on
the BX book, last sale information for trades executed on BX, and
Order Imbalance Information as set forth in BX Options Rules Chapter
VI, Section 8. BX Depth is the options equivalent of the BX
TotalView/ITCH data feed that BX offers under BX Rule 7023 with
respect to equities traded on BX. As with TotalView, members use BX
Depth to ``build'' their view of the BX book by adding individual
orders that appear on the feed, and subtracting individual orders
that are executed. See Chapter VI, Section 1(a)(3)(A).
\8\ BX TOP Port is a data feed that provides the BX Best Bid and
Offer (``BBO'') and last sale information for trades executed on BX.
The BBO and last sale information are identical to the information
that BX sends to the Options Price Regulatory Authority (``OPRA'')
and which OPRA disseminates via the consolidated data feed for
options. BX TOP Port is the options equivalent of the BX Basic data
feed offered for equities under BX Rule 7047. See Chapter VI,
Section 1(a)(3)(B).
\9\ The DROP interface provides real time information regarding
orders sent to the BX Options Market and executions that occurred on
the BX Options Market. The DROP interface is not a trading interface
and does not accept order messages.
\10\ SQF is an interface that allows BX Market Makers to connect
and send quotes and sweeps into the System. Data includes the
following: (1) Options Auction Notifications (e.g., opening
imbalance, market exhaust, PRISM Auction information, or other
information); (2) Options Symbol Directory Messages; (3) System
Event Messages (e.g., start of messages, start of system hours,
start of quoting, start of opening); (4) Option Trading Action
Messages (e.g., halts, resumes); and (5) Quote Messages (quote/sweep
messages, risk protection triggers or purge notifications). An
Active Purge Port may be configured as a ``Purge-only'' port of
purging option interest from the Exchange's system and allowing
entry of underlying-level purges for a specified range of options
and delivery of Purge Notification messages identifying the
identification of who submitted the purge and the underlying symbol.
---------------------------------------------------------------------------
2. Statutory Basis
The Exchange believes that its proposal is consistent with Section
6(b) of the Act,\11\ in general, and furthers the objectives of Section
6(b)(5) of the Act,\12\ in particular, in that it is designed to
promote just and equitable principles of trade, to remove impediments
to and perfect the mechanism of a free and open market and a national
market system, and, in general to protect investors and the public
interest, by clearly specifying in Chapter XV, Section 3 that the
Exchange's pricing regarding ports and other services is not prorated.
The Exchange believes that its decision to not prorate is consistent
with the Act because prorating billing results in complexity and
increased costs associated with the billing process.
---------------------------------------------------------------------------
\11\ 15 U.S.C. 78f(b).
\12\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition not necessary or appropriate in
furtherance of the purposes of the Act. The Exchange will uniformly
assess the fees in Chapter XV, Section 3 to all Options Participants in
a uniform manner.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were either solicited or received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The Exchange has filed the proposed rule change pursuant to Section
19(b)(3)(A)(iii) of the Act \13\ and Rule 19b-4(f)(6) thereunder.\14\
Because the proposed rule change does not: (i) Significantly affect the
protection of investors or the public interest; (ii) impose any
significant burden on competition; and (iii) become operative for 30
days from the date on which it was filed, or such shorter time as the
Commission may designate, if consistent with the protection of
investors and the public interest, the proposed rule change has become
effective pursuant to Section 19(b)(3)(A) of the Act \15\ and Rule 19b-
4(f)(6) thereunder.\16\
---------------------------------------------------------------------------
\13\ 15 U.S.C. 78s(b)(3)(A)(iii).
\14\ 17 CFR 240.19b-4(f)(6).
\15\ 15 U.S.C. 78s(b)(3)(A).
\16\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------
A proposed rule change filed under Rule 19b-4(f)(6) \17\ normally
does not become operative prior to 30 days after the date of the
filing. However, pursuant to Rule 19b-4(f)(6)(iii),\18\ the Commission
may designate a shorter time if such action is consistent with the
protection of investors and the public interest. The Exchange has asked
the Commission to waive the 30-day operative delay so that the proposed
rule change may become operative immediately. The Exchange requests
that the Commission waive the 30-day operative delay contained in Rule
19b-4(f)(6)(iii) so that the Exchange may implement the change upon
filing specifying that the fees in Chapter XV, Section 3 of the
Exchange's Options Pricing rule will not be prorated. The Commission
believes that adding the sentence to Chapter XV, Section 3 of the
Exchange's Options Pricing rule to state that fees are assessed in
full-month increments, i.e., they are not prorated, will avoid
confusion and thus serve to protect investors and the public interest.
For this reason, the Commission hereby waives the 30-day operative
delay and designates the proposal operative upon filing.\19\
---------------------------------------------------------------------------
\17\ 17 CFR 240.19b-4(f)(6).
\18\ 17 CFR 240.19b-4(f)(6)(iii).
\19\ For purposes only of waiving the 30-day operative delay,
the Commission has considered the proposed rule's impact on
efficiency, competition, and capital formation. See 15 U.S.C.
78c(f).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission summarily may temporarily suspend such rule
change if it appears to the Commission that such action is necessary or
appropriate in the public interest, for the protection of investors, or
otherwise in furtherance of the purposes of the Act. If the Commission
takes such action, the Commission shall institute proceedings to
determine whether the proposed rule change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number SR-BX-2017-015 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-BX-2017-015. This file
number should be included on the subject line if email is used. To help
the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the proposed rule change that are filed with
the Commission, and all written communications relating to the proposed
rule change between the Commission and any person, other than those
that may be withheld from the public in accordance with the provisions
of 5 U.S.C. 552, will be available for Web site viewing and printing in
the Commission's Public Reference Room, 100 F Street NE., Washington,
DC 20549, on official business days between the hours of 10:00 a.m. and
3:00 p.m. Copies of the filing also will be available for inspection
and copying at the principal office of the Exchange. All comments
received will be posted without change; the Commission does not edit
personal identifying information from submissions. You should submit
only information that you wish to make available publicly.
All submissions should refer to File Number SR-BX-2017-015 and
should be submitted on or before March 31, 2017.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\20\
---------------------------------------------------------------------------
\20\ 17 CFR 200.30-3(a)(12).
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Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-04725 Filed 3-9-17; 8:45 am]
BILLING CODE 8011-01-P