Securities and Exchange Commission March 2017 – Federal Register Recent Federal Regulation Documents

Adoption of Updated EDGAR Filer Manual
Document Number: 2017-06290
Type: Rule
Date: 2017-03-31
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support the new online version of the Transfer Agent submission form types; provide for the ability for filers to submit duplicate filings for submission form type 10-D; and provide for the ability for filers to upload the notarized authentication document and the power of attorney as separate CORRESP documents when submitting a request to manually update their EDGAR filing passphrase. The EDGAR system was upgraded to support the US GAAP 2017 Taxonomy on March 6, 2016. The EDGAR system is scheduled to be upgraded to support the other functionalities on March 13, 2017.
Transamerica Life Insurance Company, et al.
Document Number: 2017-06247
Type: Notice
Date: 2017-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Transamerica Advisors Life Insurance Company, et al.
Document Number: 2017-06246
Type: Notice
Date: 2017-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Transamerica Life Insurance Company, et al.
Document Number: 2017-06245
Type: Notice
Date: 2017-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Transamerica Financial Life Insurance Company, et al.
Document Number: 2017-06244
Type: Notice
Date: 2017-03-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Securities Transaction Settlement Cycle
Document Number: 2017-06037
Type: Rule
Date: 2017-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting an amendment to the Settlement cycle Rule (Rule 15c6-1(a)) under the Securities Exchange Act of 1934 (``Exchange Act'') to shorten the standard settlement cycle for most broker-dealer transactions from three business days after the trade date (``T+3'') to two business days after the trade date (``T+2'').
Sunshine Act Meeting
Document Number: 2017-06152
Type: Notice
Date: 2017-03-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Spinnaker ETF Trust, et al.
Document Number: 2017-06085
Type: Notice
Date: 2017-03-28
Agency: Securities and Exchange Commission, Agencies and Commissions
AB Bond Fund, Inc., et al.
Document Number: 2017-06084
Type: Notice
Date: 2017-03-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-05880
Type: Notice
Date: 2017-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Advent/Claymore Enhanced Growth & Income Fund
Document Number: 2017-05850
Type: Notice
Date: 2017-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Investment Managers Series Trust II and Vivaldi Asset Management, LLC
Document Number: 2017-05849
Type: Notice
Date: 2017-03-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-05712
Type: Notice
Date: 2017-03-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-05610
Type: Notice
Date: 2017-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Minor Rule Violation Plan
Document Number: 2017-05554
Type: Notice
Date: 2017-03-21
Agency: Securities and Exchange Commission, Agencies and Commissions