Securities and Exchange Commission October 2017 – Federal Register Recent Federal Regulation Documents

Fixed Income Market Structure Advisory Committee
Document Number: 2017-23670
Type: Notice
Date: 2017-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing this notice to announce that the Chairman of the Commission, with the concurrence of the other Commissioners, intends to establish the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee.
Submission for OMB Review; Comment Request
Document Number: 2017-23658
Type: Notice
Date: 2017-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-23657
Type: Notice
Date: 2017-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Covered Securities Pursuant to Section 18 of the Securities Act of 1933
Document Number: 2017-23507
Type: Rule
Date: 2017-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``SEC'' or ``Commission'') is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended (``Securities Act''), to designate certain securities listed, or authorized for listing, on Investors Exchange LLC (``IEX'' or ``Exchange'') as covered securities for purposes of Section 18(b) of the Securities Act. Covered securities under Section 18(b) of the Securities Act are exempt from state law registration requirements. The Commission also is amending Rule 146 to reflect name changes of certain exchanges referenced in the Rule.
Submission for OMB Review; Comment Request
Document Number: 2017-23471
Type: Notice
Date: 2017-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
PIMCO Funds, et al.
Document Number: 2017-23369
Type: Notice
Date: 2017-10-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Blackstone/GSO Floating Rate Enhanced Income Fund, et al.
Document Number: 2017-23368
Type: Notice
Date: 2017-10-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Blackstone/GSO Floating Rate Enhanced Income Fund, et al.
Document Number: 2017-23367
Type: Notice
Date: 2017-10-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2017-23123
Type: Notice
Date: 2017-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions