Securities and Exchange Commission May 2017 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2017-11281
Type: Notice
Date: 2017-05-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2017-11178
Type: Notice
Date: 2017-05-31
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Series Portfolios Trust and Highmore Group Advisors, LLC
Document Number: 2017-11152
Type: Notice
Date: 2017-05-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10893
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10892
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10891
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10890
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
TICC Capital Corp., et al.
Document Number: 2017-10830
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Corporate Capital Trust, Inc., et al.
Document Number: 2017-10795
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10794
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10793
Type: Notice
Date: 2017-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Date and Time Change
Document Number: 2017-10694
Type: Notice
Date: 2017-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10620
Type: Notice
Date: 2017-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10619
Type: Notice
Date: 2017-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-10618
Type: Notice
Date: 2017-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-10617
Type: Notice
Date: 2017-05-24
Agency: Securities and Exchange Commission, Agencies and Commissions