Securities and Exchange Commission 2016 – Federal Register Recent Federal Regulation Documents

Results 351 - 400 of 2,320
Sunshine Act Meeting
Document Number: 2016-27378
Type: Notice
Date: 2016-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Equity Market Structure Advisory Committee
Document Number: 2016-27265
Type: Notice
Date: 2016-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Equity Market Structure Advisory Committee is providing notice that it will hold a public meeting on Tuesday, November 29, 2016, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EST) and will be open to the public. The public portions of the meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will focus on recommendations and updates from the four subcommittees.
The Boston Trust & Walden Funds, et al.; Notice of Application
Document Number: 2016-27249
Type: Notice
Date: 2016-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2016-27248
Type: Notice
Date: 2016-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-27247
Type: Notice
Date: 2016-11-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Additional Item
Document Number: 2016-27147
Type: Notice
Date: 2016-11-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Universal Proxy
Document Number: 2016-26349
Type: Proposed Rule
Date: 2016-11-10
Agency: Securities and Exchange Commission, Agencies and Commissions
We are proposing amendments to the federal proxy rules to require the use of universal proxies in all non-exempt solicitations in connection with contested elections of directors other than those involving registered investment companies and business development companies. Our proposal would require the use of universal proxies that include the names of both registrant and dissident nominees and thus allow shareholders to vote by proxy in a manner that more closely resembles how they can vote in person at a shareholder meeting. We further propose amendments to the form of proxy and proxy statement disclosure requirements to specify clearly the applicable voting options and voting standards in all director elections.
Sunshine Act Meeting
Document Number: 2016-27029
Type: Notice
Date: 2016-11-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Prudential ETF Trust, et al.; Notice of Application
Document Number: 2016-26786
Type: Notice
Date: 2016-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2016-26785
Type: Notice
Date: 2016-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
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