Securities and Exchange Commission October 2014 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2014-25876
Type: Notice
Date: 2014-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
ETF Securities Advisors LLC, et al.; Notice of Application
Document Number: 2014-25781
Type: Notice
Date: 2014-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: 2014-25536
Type: Rule
Date: 2014-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support the revision of the disclosure, reporting and offering process for asset-backed securities (ABS) to enhance transparency and better protect investors in the securitization market; system upgrade to be compatible with Internet Explorer (IE) version 8.0; revision of the N- SAR system requirements. The EDGAR system is scheduled to be upgraded to support this functionality on October 20, 2014.
Sunshine Act Meeting
Document Number: 2014-25676
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Icon Public Ltd. Co.; Order Withdrawing Trading Suspension
Document Number: 2014-25576
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Ares Real Estate Management Holdings, LLC; Notice of Application
Document Number: 2014-25550
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Angel Oak Funds Trust and Angel Oak Capital Advisors, LLC; Notice of Application
Document Number: 2014-25549
Type: Notice
Date: 2014-10-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Tennenbaum Opportunities Fund V, LLC, et al.; Notice of Application
Document Number: 2014-25302
Type: Notice
Date: 2014-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2014-25208
Type: Notice
Date: 2014-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
BlackRock Advisors, LLC, et al.; Notice of Application
Document Number: 2014-25083
Type: Notice
Date: 2014-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Principal Real Estate Income Fund and ALPS Advisors, Inc.; Notice of Application
Document Number: 2014-25082
Type: Notice
Date: 2014-10-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit certain registered closed-end investment companies to make periodic distributions of long-term capital gains with respect to their outstanding common shares as frequently as twelve times in any one taxable year, and as frequently as distributions are specified by or in accordance with the terms of any outstanding preferred shares that the investment companies may issue.
Sunshine Act Meeting
Document Number: 2014-25084
Type: Notice
Date: 2014-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2014-24955
Type: Notice
Date: 2014-10-21
Agency: Securities and Exchange Commission, Agencies and Commissions