Securities and Exchange Commission October 17, 2014 – Federal Register Recent Federal Regulation Documents

Results 1 - 7 of 7
Managed Portfolio Series, et al.; Notice of Application
Document Number: 2014-24877
Type: Notice
Date: 2014-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24877.html
New Mountain Finance Corporation, et al.; Notice of Application
Document Number: 2014-24685
Type: Notice
Date: 2014-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24685.html
SunAmerica Series Trust, et al.; Notice of Application
Document Number: 2014-24684
Type: Notice
Date: 2014-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24684.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600
Document Number: 2014-24683
Type: Notice
Date: 2014-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24683.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Implementation Date of Market Participant Identifier Requirements for Alternative Trading Systems
Document Number: 2014-24682
Type: Notice
Date: 2014-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24682.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Per Share Estimated Valuations for Unlisted DPP and REIT Securities
Document Number: 2014-24681
Type: Notice
Date: 2014-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24681.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program
Document Number: 2014-24680
Type: Notice
Date: 2014-10-17
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2014/10/17/2014-24680.html
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