Securities and Exchange Commission April 2013 – Federal Register Recent Federal Regulation Documents

Proposed Collection; Comment Request
Document Number: 2013-10151
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-10150
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-10149
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-10148
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-10147
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-10146
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2013-10144
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2013-10196
Type: Notice
Date: 2013-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2013-10195
Type: Notice
Date: 2013-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amended Application for Registration as a Clearing Agency; Correction
Document Number: 2013-10032
Type: Notice
Date: 2013-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission published a document in the Federal Register of April 17, 2013 concerning a Notice of Filing of Amended Application for Registration as a Clearing Agency. The document contained an incorrect citation regarding the Director of the Division of Trading and Markets' delegated authority to publish notice of such an application.
Credit Ratings Roundtable
Document Number: 2013-09931
Type: Notice
Date: 2013-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission will host a one day roundtable to discuss various matters related to credit ratings. The roundtable will consist of three panels. The first panel will examine issues in connection with the possibility of developing a credit rating assignment system. The second panel will discuss the effectiveness of the Commission's current system under the Securities Exchange Act of 1934 for encouraging unsolicited ratings of asset-backed securities. The third panel will focus on other potential alternatives to the current issuer pay business model. The roundtable discussion will be held in Room L-006 (the multi- purpose room) at the Securities and Exchange Commission's headquarters located at 100 F Street NE., in Washington, DC 20549. The public is invited to observe the roundtable discussion. Seating will be available on a first-come, first-served basis. The roundtable discussion also will be available via webcast on the Commission's Web site at www.sec.gov.
Proposed Collection; Comment Request
Document Number: 2013-09773
Type: Notice
Date: 2013-04-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Symetra Mutual Funds Trust, et al.; Notice of Application
Document Number: 2013-09772
Type: Notice
Date: 2013-04-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Goldman Sachs Trust, et al.; Notice of Application
Document Number: 2013-09769
Type: Notice
Date: 2013-04-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-09768
Type: Notice
Date: 2013-04-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-09765
Type: Notice
Date: 2013-04-25
Agency: Securities and Exchange Commission, Agencies and Commissions
John Hancock Exchange-Traded Fund Trust, et al.; Notice of Application
Document Number: 2013-09634
Type: Notice
Date: 2013-04-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Lincoln National Life Insurance Company, et al; Notice of Application
Document Number: 2013-09633
Type: Notice
Date: 2013-04-24
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of the Estate Vault, Inc.; Order of Suspension of Trading
Document Number: 2013-09638
Type: Notice
Date: 2013-04-23
Agency: Securities and Exchange Commission, Agencies and Commissions