Securities and Exchange Commission April 30, 2013 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Add a Moving Average Check for Incoming Market Orders and Marketable Limit Orders
Document Number: 2013-10167
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10167.html
Proposed Collection; Comment Request
Document Number: 2013-10151
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10151.html
Proposed Collection; Comment Request
Document Number: 2013-10150
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10150.html
Proposed Collection; Comment Request
Document Number: 2013-10149
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10149.html
Proposed Collection; Comment Request
Document Number: 2013-10148
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10148.html
Proposed Collection; Comment Request
Document Number: 2013-10147
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10147.html
Proposed Collection; Comment Request
Document Number: 2013-10146
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10146.html
Proposed Collection; Comment Request
Document Number: 2013-10144
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10144.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Free Period for the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo Under Rule 7015(f)
Document Number: 2013-10103
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10103.html
Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Limit Up/Limit Down Band Lookup Add-On Service to TradeInfo and Assess a Related Subscription Fee
Document Number: 2013-10102
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10102.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection)
Document Number: 2013-10079
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10079.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the BBO Data Feed for CBOE Listed Options
Document Number: 2013-10077
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10077.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting NYSE Rule 476(a)(8), Which Addresses Wash Sales, in Order To Harmonize the Exchange's Rules With the Rules of the Financial Industry Regulatory Authority
Document Number: 2013-10051
Type: Notice
Date: 2013-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/04/30/2013-10051.html
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