Proposed Collection; Comment Request, 25325 [2013-10150]
Download as PDF
<![CDATA[
Federal Register / Vol. 78, No. 83 / Tuesday, April 30, 2013 / Notices
performance of the functions of the
Commission, including whether the
information has practical utility; (b) the
accuracy of the Commission’s estimate
of the burdens of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Thomas Bayer, Chief Information
Officer, Securities and Exchange
Commission, C/O Remi Pavlik-Simon,
6432 General Green Way, Alexandria,
VA 22312; or send an email to:
PRA_Mailbox@sec.gov.
Dated: April 24, 2013.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–10147 Filed 4–29–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
pmangrum on DSK3VPTVN1PROD with NOTICES
Extension:
Regulation A (Forms 1–A and 2–A); OMB
Control No. 3235–0286, SEC File No.
270–110.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Regulation A (17 CFR 230.251
through 230.263) provides an exemption
from registration under the Securities
Act of 1933 (15 U.S.C. 77a et seq.) for
certain limited offerings of securities by
issuers who do not otherwise file
reports with the Commission. Form 1–
A is an offering statement filed under
Regulation A. Form 2–A is filed to
report the sale of securities in a
Regulation A offering and the use of the
proceeds raised in the offering. The
VerDate Mar<15>2010
13:22 Apr 29, 2013
Jkt 229001
paperwork burden from Regulation A is
imposed through the forms that are
subject to the disclosure requirements in
Regulation A and is reflected in the
analysis of these forms. To avoid a
Paperwork Reduction Act inventory
reflecting duplicative burdens, for
administrative convenience we estimate
the burden imposed by Regulation A to
be a total of one hour. We estimate that
approximately 100 issuers file Forms 1–
A and 2–A annually. We estimate that
Form 1–A takes approximately 608
hours to prepare, Form 2–A takes
approximately 12 hours to prepare for a
total 621 hours per response (including
the one hour for Regulation A). We
estimate that 75% of the 621 hours per
response (465.75 hours) is prepared by
the company for a total annual burden
of 46,575 hours (465.75 hours per
response × 100 responses).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comments
to Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, Virginia 22312; or send an
email to: PRA_Mailbox@sec.gov.
Dated: April 24, 2013.
Kevin M. O’Neill,
Deputy Secretary.
[FR Doc. 2013–10150 Filed 4–29–13; 8:45 am]
BILLING CODE 8011–01–P
PO 00000
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–69445; File No. SR–
NASDAQ–2013–069]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Eliminate
the Free Period for the Limit Up/Limit
Down Band Lookup Add-On Service to
TradeInfo Under Rule 7015(f)
April 24, 2013.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on April 19,
2013 The NASDAQ Stock Market LLC
(‘‘NASDAQ’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) a
proposed rule change as described in
Items I, II and III below, which Items
have been prepared by the Exchange.
The Commission is publishing this
notice to solicit comments on the
proposed rule change from interested
persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
NASDAQ is proposing a rule change
to eliminate the free period for the Limit
Up/Limit Down Band Lookup add-on
service to TradeInfo under Rule 7015(f).
The text of the proposed rule change is
below. Proposed deletions are in
brackets.
*
*
*
*
*
7015. Access Services
The following charges are assessed by
Nasdaq for connectivity to systems
operated by NASDAQ, including the
Nasdaq Market Center, the FINRA/
NASDAQ Trade Reporting Facility, and
FINRA’s OTCBB Service. The following
fees are not applicable to the NASDAQ
Options Market LLC. For related options
fees for Access Services refer to Chapter
XV, Section 3 of the Options Rules.
(a)–(e) No change.
(F) TradeInfo
Members not subscribing to the
Nasdaq Workstation using TradeInfo
will be charged a fee of $95 per user per
month.
A member firm that has a TradeInfo
user subscription may subscribe to the
Limit Up/Limit Down Band Lookup
add-on service [at no cost beginning
April 15, 2013 and] for a fee of $200 per
user per month beginning May 1, 2013.
The Limit Up/Limit Down Band Lookup
1 15
2 17
Frm 00074
Fmt 4703
Sfmt 4703
25325
E:\FR\FM\30APN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
30APN1
]]>Agencies
[Federal Register Volume 78, Number 83 (Tuesday, April 30, 2013)]
[Notices]
[Page 25325]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-10150]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Regulation A (Forms 1-A and 2-A); OMB Control No. 3235-0286, SEC
File No. 270-110.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Regulation A (17 CFR 230.251 through 230.263) provides an exemption
from registration under the Securities Act of 1933 (15 U.S.C. 77a et
seq.) for certain limited offerings of securities by issuers who do not
otherwise file reports with the Commission. Form 1-A is an offering
statement filed under Regulation A. Form 2-A is filed to report the
sale of securities in a Regulation A offering and the use of the
proceeds raised in the offering. The paperwork burden from Regulation A
is imposed through the forms that are subject to the disclosure
requirements in Regulation A and is reflected in the analysis of these
forms. To avoid a Paperwork Reduction Act inventory reflecting
duplicative burdens, for administrative convenience we estimate the
burden imposed by Regulation A to be a total of one hour. We estimate
that approximately 100 issuers file Forms 1-A and 2-A annually. We
estimate that Form 1-A takes approximately 608 hours to prepare, Form
2-A takes approximately 12 hours to prepare for a total 621 hours per
response (including the one hour for Regulation A). We estimate that
75% of the 621 hours per response (465.75 hours) is prepared by the
company for a total annual burden of 46,575 hours (465.75 hours per
response x 100 responses).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Please direct your written comments to Thomas Bayer, Director/Chief
Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 6432 General Green Way, Alexandria, Virginia 22312; or
send an email to: PRA_Mailbox@sec.gov.
Dated: April 24, 2013.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-10150 Filed 4-29-13; 8:45 am]
BILLING CODE 8011-01-P
