Proposed Collection; Comment Request, 24445 [2013-09773]
Download as PDF
<![CDATA[
Federal Register / Vol. 78, No. 80 / Thursday, April 25, 2013 / Notices
Simon, 6432 General Green Way,
Alexandria, VA 22312 or send an email
to: PRA_Mailbox@sec.gov. Comments
must be submitted to OMB within 30
days of this notice.
Dated: April 22, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013–09768 Filed 4–24–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
tkelley on DSK3SPTVN1PROD with NOTICES
Extension:
Notice of Exempt Preliminary Roll-Up
Communication; OMB Control No. 3235–
0452, SEC File No. 270–396.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Exchange Act Rule 14a–6(n) (17 CFR
240.14a–6(n)) requires any person that
engages in a proxy solicitation subject to
Exchange Act Rule 14 a–2(b)(4) [(17 CFR
240.14a–2(b)(4))] to file a Notice of
Exempt Preliminary Roll-Up
Communication (‘‘Notice’’) [(17 CFR
240.14a–104)] with the Commission.
The Notice provides information
regarding ownership interest and any
potential conflicts of interest to be
included in statements submitted by or
on behalf of a person engaging in the
solicitation. The Notice takes
approximately 0.25 hours per response
and is filed by approximately 4
respondents for a total of one annual
burden hour.
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
VerDate Mar<15>2010
17:22 Apr 24, 2013
Jkt 229001
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Please direct your written comments
to Thomas Bayer, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Remi PavlikSimon, 6432 General Green Way,
Alexandria, Virginia 22312; or send an
email to: PRA_Mailbox@sec.gov.
Dated: April 22, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013–09773 Filed 4–24–13; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
30472; 812–14081]
Symetra Mutual Funds Trust, et al.;
Notice of Application
April 19, 2013
Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Notice of an application for an
order under section 6(c) of the
Investment Company Act of 1940
(‘‘Act’’) for an exemption from section
15(a) of the Act and rule 18f–2 under
the Act, as well as from certain
disclosure requirements.
AGENCY:
SUMMARY OF THE APPLICATION:
Applicants request an order that would
permit them to enter into and materially
amend subadvisory agreements without
shareholder approval and would grant
relief from certain disclosure
requirements.
APPLICANTS: Symetra Mutual Funds
Trust (the ‘‘Trust’’) and Symetra
Investment Management, Inc. (the
‘‘Adviser’’).
FILING DATES: The application was filed
on October 3, 2012, and amended on
March 25, 2013.
HEARING OR NOTIFICATION OF HEARING: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the
Commission’s Secretary and serving
applicants with a copy of the request,
personally or by mail. Hearing requests
PO 00000
Frm 00066
Fmt 4703
Sfmt 4703
24445
should be received by the Commission
by 5:30 p.m. on May 13, 2013 and
should be accompanied by proof of
service on applicants, in the form of an
affidavit or, for lawyers, a certificate of
service. Hearing requests should state
the nature of the writer’s interest, the
reason for the request, and the issues
contested. Persons who wish to be
notified of a hearing may request
notification by writing to the
Commission’s Secretary.
ADDRESSES: Elizabeth M. Murphy,
Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
Applicants, Symetra Financial
Corporation, 777 108th Avenue, Suite
1200, Bellevue, WA 98004.
FOR FURTHER INFORMATION CONTACT:
Emerson S. Davis, Senior Counsel, at
(202) 551–6868, or Daniele Marchesani,
Branch Chief, at (202) 551–6821 (Office
of Investment Company Regulation,
Division of Investment Management).
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained via the Commission’s
Web site by searching for the file
number, or an applicant using the
Company name box, at https://
www.sec.gov/search/search.htm or by
calling (202) 551–8090.
Applicants’ Representations
1. The Trust, a Delaware statutory
trust, is registered under the Act as an
open-end management investment
company and currently offers three
series which are advised by the
Adviser.1 The Adviser, a Washington
state corporation, is, and any future
Adviser will be, registered as an
investment adviser under the
Investment Advisers Act of 1940
(‘‘Advisers Act’’). The Adviser will
serve as investment adviser to the Funds
under an investment advisory
1 Applicants request relief with respect to any
existing and any future series of the Trust and any
other existing and future registered open-end
management company or series thereof that: (a) is
advised by the Adviser, or any entity controlling,
controlled by, or under common control with the
Adviser or its successor (each, also an ‘‘Adviser’’);
(b) uses the manager of managers structure
described in the application; and (c) complies with
the terms and conditions of the requested order
(each, a ‘‘Fund’’ and collectively, the ‘‘Funds’’). The
only existing registered open-end management
investment company that currently intends to rely
on the requested order is named as an applicant and
each series that currently intends to be a Fund is
identified in the application. For purposes of the
requested order, ‘‘successor’’ is limited to an entity
or entities that result from a reorganization into
another jurisdiction or a change in the type of
business organization. If the name of any Fund
contains the name of a Subadviser (as defined
below), that name will be preceded by the name of
the Adviser.
E:\FR\FM\25APN1.SGM
25APN1
]]>Agencies
[Federal Register Volume 78, Number 80 (Thursday, April 25, 2013)]
[Notices]
[Page 24445]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-09773]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Notice of Exempt Preliminary Roll-Up Communication; OMB Control
No. 3235-0452, SEC File No. 270-396.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Exchange Act Rule 14a-6(n) (17 CFR 240.14a-6(n)) requires any
person that engages in a proxy solicitation subject to Exchange Act
Rule 14 a-2(b)(4) [(17 CFR 240.14a-2(b)(4))] to file a Notice of Exempt
Preliminary Roll-Up Communication (``Notice'') [(17 CFR 240.14a-104)]
with the Commission. The Notice provides information regarding
ownership interest and any potential conflicts of interest to be
included in statements submitted by or on behalf of a person engaging
in the solicitation. The Notice takes approximately 0.25 hours per
response and is filed by approximately 4 respondents for a total of one
annual burden hour.
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden imposed by the collection of information; (c) ways to
enhance the quality, utility, and clarity of the information collected;
and (d) ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number.
Please direct your written comments to Thomas Bayer, Director/Chief
Information Officer, Securities and Exchange Commission, c/o Remi
Pavlik-Simon, 6432 General Green Way, Alexandria, Virginia 22312; or
send an email to: PRA_Mailbox@sec.gov.
Dated: April 22, 2013.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-09773 Filed 4-24-13; 8:45 am]
BILLING CODE 8011-01-P
