Securities and Exchange Commission September 2012 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting
Document Number: 2012-24064
Type: Notice
Date: 2012-09-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Titan Resources International, Corp.; Order of Suspension of Trading
Document Number: 2012-24050
Type: Notice
Date: 2012-09-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Northern Trust Investments, Inc., et al.; Notice of Application
Document Number: 2012-23858
Type: Notice
Date: 2012-09-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2012-23762
Type: Notice
Date: 2012-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Extension of Temporary Registration of Municipal Advisors
Document Number: 2012-23688
Type: Rule
Date: 2012-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is amending interim final temporary Rule 15Ba2-6T, which provides for the temporary registration of municipal advisors under the Securities Exchange Act of 1934 (``Exchange Act''), as amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''), to extend the date on which Rule 15Ba2-6T (and consequently Form MA-T) will sunset from September 30, 2012, to September 30, 2013. Under the amendment, all temporary registrations submitted pursuant to Rule 15Ba2-6T also will expire no later than September 30, 2013.
Proposed Collection; Comment Request
Document Number: 2012-23601
Type: Notice
Date: 2012-09-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-23541
Type: Notice
Date: 2012-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-23540
Type: Notice
Date: 2012-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2012-23539
Type: Notice
Date: 2012-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2012-23538
Type: Notice
Date: 2012-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2012-23575
Type: Notice
Date: 2012-09-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Neuberger Berman Alternative Funds, et al.; Notice of Application
Document Number: 2012-23483
Type: Notice
Date: 2012-09-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Financial Investors Trust, et al.; Notice of Application
Document Number: 2012-23450
Type: Notice
Date: 2012-09-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Factor Advisors, LLC, et al.; Notice of Application
Document Number: 2012-23317
Type: Notice
Date: 2012-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Enwin Resources, Inc., Order of Suspension of Trading
Document Number: 2012-23316
Type: Notice
Date: 2012-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Drucker, Inc., DynaMotive Energy Systems Corp., and Gate to Wire Solutions, Inc., Order of Suspension of Trading
Document Number: 2012-23315
Type: Notice
Date: 2012-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
China Mobile Media Technology, Inc., Order of Suspension of Trading
Document Number: 2012-23314
Type: Notice
Date: 2012-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2012-23233
Type: Notice
Date: 2012-09-20
Agency: Securities and Exchange Commission, Agencies and Commissions