Securities and Exchange Commission September 24, 2012 – Federal Register Recent Federal Regulation Documents

Sunshine Act Meeting

Document Number: 2012-23575

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23575.html

Neuberger Berman Alternative Funds, et al.; Notice of Application

Document Number: 2012-23483

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23483.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Twelve Funds of the Direxion Shares ETF Trust II Under NYSE Arca Equities Rule 8.200

Document Number: 2012-23461

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23461.html

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the PowerShares S&P 500 Downside Hedged Portfolio Under NYSE Arca Equities Rule 8.600

Document Number: 2012-23459

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23459.html

Financial Investors Trust, et al.; Notice of Application

Document Number: 2012-23450

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23450.html

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete FINRA Rule 7064A (Late Fees)

Document Number: 2012-23449

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23449.html

Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Acceptance of Additional Interest Rate Swaps for Clearing

Document Number: 2012-23440

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23440.html

Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Amend Rules Regarding Requests for Data Related to Exchange Reviews

Document Number: 2012-23439

Type: Notice

Date: 2012-09-24

Agency: Securities and Exchange Commission, Agencies and Commissions

https://regulations.justia.com/regulations/fedreg/2012/09/24/2012-23439.html