Securities and Exchange Commission 2007 – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 1,834
BTOP50 Managed Futures Fund and Asset Alliance Advisors, Inc.; Notice of Application
Document Number: E7-22204
Type: Notice
Date: 2007-11-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-22169
Type: Notice
Date: 2007-11-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-22006
Type: Notice
Date: 2007-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Staff Accounting Bulletin No. 109
Document Number: E7-21927
Type: Rule
Date: 2007-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
This staff accounting bulletin (``SAB'') expresses the views of the staff regarding written loan commitments that are accounted for at fair value through earnings under generally accepted accounting principles. SAB No. 105, Application of Accounting Principles to Loan Commitments (``SAB 105''), provided the views of the staff regarding derivative loan commitments that are accounted for at fair value through earnings pursuant to Statement of Financial Accounting Standards No. 133, Accounting for Derivative Instruments and Hedging Activities. SAB 105 stated that in measuring the fair value of a derivative loan commitment, the staff believed it would be inappropriate to incorporate the expected net future cash flows related to the associated servicing of the loan. This SAB supersedes SAB 105 and expresses the current view of the staff that, consistent with the guidance in Statement of Financial Accounting Standards No. 156, Accounting for Servicing of Financial Assets, and Statement of Financial Accounting Standards No. 159, The Fair Value Option for Financial Assets and Financial Liabilities, the expected net future cash flows related to the associated servicing of the loan should be included in the measurement of all written loan commitments that are accounted for at fair value through earnings. SAB 105 also indicated that the staff believed that internally-developed intangible assets (such as customer relationship intangible assets) should not be recorded as part of the fair value of a derivative loan commitment. This SAB retains that staff view and broadens its application to all written loan commitments that are accounted for at fair value through earnings. The staff expects registrants to apply the views in Question 1 of SAB 109 on a prospective basis to derivative loan commitments issued or modified in fiscal quarters beginning after December 15, 2007.
Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
Document Number: E7-21911
Type: Proposed Rule
Date: 2007-11-09
Agency: Securities and Exchange Commission, Agencies and Commissions
We propose several amendments to rules regarding our Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Specifically, we propose to amend our rules to make mandatory the electronic submission on EDGAR of applications for orders under any section of the Investment Company Act of 1940 (``Investment Company Act'') and Regulation E filings of small business investment companies and business development companies. We also propose to amend the electronic filing rules to make the temporary hardship exemption unavailable for submission of applications under the Investment Company Act. Finally, we propose amendments to Rule 0-2 under the Investment Company Act that would eliminate the requirement that certain documents accompanying an application be notarized and the requirement that applicants submit a draft notice as an exhibit to an application.
Sunshine Act Meeting Federal Register Citation of Previous Announcement: November 5, 2007
Document Number: E7-21772
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21763
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
MyShares Trust, et al.; Notice of Application
Document Number: E7-21739
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order that would permit: (a) Series of open-end management investment companies, to issue shares (``Shares'') that can be redeemed only in large aggregations (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated prices on a national securities exchange as defined in section 2(a)(26) of the Act (each an ``Exchange''); (c) dealers to sell Shares to purchasers in the secondary market unaccompanied by a prospectus, when prospectus delivery is not required by the Securities Act of 1933 (``Securities Act''); (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units. Applicants: MyShares Trust (the ``Trust''); MyShares, LLC (the ``Advisor''); and Foreside Fund Services, LLC (the ``Distributor''). Filing Dates: The application was filed on April 9, 2007, and amended on September 6, 2007 and October 31, 2007. Applicants have agreed to file an amendment during the notice period, the substance of which is reflected in this notice. Hearing or Notification of Hearing: An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission's Secretary and serving applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on November 26, 2007, and should be accompanied by proof of service on applicants, in the form of an affidavit, or for lawyers, a certificate of service. Hearing requests should state the nature of the writer's interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary.
Proposed Collection; Comment Request
Document Number: E7-21738
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21737
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Rafferty Asset Management, et al.; Notice of Application
Document Number: E7-21694
Type: Notice
Date: 2007-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-21664
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21663
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E7-21638
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of: BIMS Renewable Energy, Inc. (n/k/a Tung Ding Resources, Inc.); Order of Suspension of Trading
Document Number: 07-5519
Type: Notice
Date: 2007-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-21577
Type: Notice
Date: 2007-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-21533
Type: Notice
Date: 2007-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions