Securities and Exchange Commission 2007 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 1,834
Submission for OMB Review; Comment Request
Document Number: E7-24081
Type: Notice
Date: 2007-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-24080
Type: Notice
Date: 2007-12-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-24035
Type: Notice
Date: 2007-12-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E7-24034
Type: Notice
Date: 2007-12-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Shareholder Proposals Relating to the Election of Directors
Document Number: E7-23951
Type: Rule
Date: 2007-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing this adopting release to codify the meaning of Rule 14a-8(i)(8) under the Securities Exchange Act of 1934. Rule 14a-8 provides shareholders with an opportunity to place certain proposals in a company's proxy materials for a vote at an annual or special meeting of shareholders. Subsection (i)(8) of the Rule permits exclusion of certain shareholder proposals related to the election of directors. The Commission is adopting an amendment to Rule 14a-8(i)(8) to provide certainty regarding the meaning of this provision in response to a recent court decision.
Proposed Collections; Comment Request
Document Number: E7-23873
Type: Notice
Date: 2007-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Roanoke Technology, Corp.; Order of Suspension of Trading
Document Number: 07-6005
Type: Notice
Date: 2007-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: E7-23830
Type: Notice
Date: 2007-12-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934
Document Number: E7-23756
Type: Rule
Date: 2007-12-07
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting two exemptions from the registration requirements of the Securities Exchange Act of 1934 for compensatory employee stock options. The first exemption will be available to issuers that are not required to file periodic reports under the Exchange Act. The second exemption will be available to issuers that are required to file those reports because they have registered under Exchange Act Section 12 a class of security or are required to file reports pursuant to Exchange Act Section 15(d). The exemptions will apply only to the issuer's compensatory employee stock options and will not extend to the class of securities underlying those options.
In the Matter of Kimber-X Resources Corp.; Order of Suspension of Trading
Document Number: 07-5992
Type: Notice
Date: 2007-12-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Sunshine Act Meeting
Document Number: E7-23789
Type: Notice
Date: 2007-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Unified Series Trust and Envestnet Asset Management, Inc.; Notice of Application
Document Number: E7-23722
Type: Notice
Date: 2007-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E7-23641
Type: Notice
Date: 2007-12-06
Agency: Securities and Exchange Commission, Agencies and Commissions