Proposed Collection; Comment Request, 62499 [E7-21663]
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Federal Register / Vol. 72, No. 213 / Monday, November 5, 2007 / Notices
BeaverValleyEIS@nrc.gov, and should
be sent no later than January 2, 2008, to
be considered in the scoping process.
Comments will be available
electronically and accessible through
ADAMS at https://
adamswebsearch.nrc.gov/dologin.htm.
Participation in the scoping process
for the supplement to the GEIS does not
entitle participants to become parties to
the proceeding to which the supplement
to the GEIS relates. Notice of
opportunity for a hearing regarding the
renewal application was the subject of
the aforementioned Federal Register
notice (72 FR 60916). Matters related to
participation in any hearing are outside
the scope of matters to be discussed at
this public meeting.
At the conclusion of the scoping
process, the NRC will prepare a concise
summary of the determination and
conclusions reached; including the
significant issues identified, and will
send a copy of the summary to each
participant in the scoping process. The
summary will also be available for
inspection in ADAMS at https://
adamswebsearch.nrc.gov/dologin.htm.
The staff will then prepare and issue for
comment the draft supplement to the
GEIS, which will be the subject of a
separate notice and separate public
meetings. Copies will be available for
public inspection at the abovementioned addresses, and one copy per
request will be provided free of charge.
After receipt and consideration of the
comments, the NRC will prepare a final
supplement to the GEIS, which will also
be available for public inspection.
Information about the proposed
action, the supplement to the GEIS, and
the scoping process may be obtained
from Mr. Howard at the aforementioned
telephone number or e-mail address.
Dated at Rockville, Maryland, this 29th day
of October 2007.
For the Nuclear Regulatory Commission.
Rani Franovich,
Branch Chief, Projects Branch 2, Division of
License Renewal, Office of Nuclear Reactor
Regulation.
[FR Doc. E7–21683 Filed 11–2–07; 8:45 am]
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
ycherry on PRODPC74 with NOTICES
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
VerDate Aug<31>2005
15:04 Nov 02, 2007
Jkt 214001
Extension:
Rule 204A–1, SEC File No. 270–536, OMB
Control No. 3235–0596.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collections of information
summarized below. The Commission
plans to submit these existing
collections of information to the Office
of Management and Budget for
extension and approval.
The title for the collection of
information is ‘‘Rule 204A–1 (17 CFR
275.204A–1) under the Investment
Advisers Act of 1940’’ (15 U.S.C. 80b–
1 et seq.). Rule 204A–1, the Code of
Ethics Rule, requires investment
advisers registered with the Commission
to (i) set forth standards of conduct
expected of advisory personnel
(including compliance with the federal
securities laws), (ii) safeguard material
nonpublic information about client
transactions, and (iii) requires the
adviser’s ‘‘access persons’’ to report
their personal securities transactions,
including transactions in any mutual
fund managed by the adviser. The code
of ethics also requires access persons to
obtain the adviser’s approval before
investing in an initial public offering or
private placement. The code of ethics
also requires prompt reporting, to the
adviser’s chief compliance officer or
another person designated in the code of
ethics, of any violations of the code.
Finally, the code of ethics requires the
adviser to provide each supervised
person with a copy of the code and any
amendments, and requires the
supervised persons to acknowledge, in
writing, their receipt of these copies.
The purposes of the information
collection requirements are: (i) To
ensure that advisers maintain codes of
ethics applicable to their supervised
persons; (ii) to provide advisers with
information about the personal
securities transactions of their access
persons for purposes of monitoring such
transactions; (iii) to provide advisory
clients with information with which to
evaluate advisers’ codes of ethics; and
(iv) to assist the Commission’s
examination staff in assessing the
adequacy of advisers’ codes of ethics
and assessing personal trading activity
by advisers’ supervised persons.
The respondents to this information
collection are investment advisers
registered with the Commission. The
Commission has estimated that
compliance with rule 204A–1 imposes a
burden of approximately 117 hours per
adviser annually for an estimated total
annual burden of 1,265,865 hours.
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62499
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to: PRA_Mailbox@sec.gov.
October 29, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–21663 Filed 11–2–07; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Form BD–N/Rule 15b11–1, SEC File No.
270–498, OMB Control No. 3235–0556.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Rule 15b11–1 (17 CFR 240.15b11–1)
and Form BD–N (17 CFR 249.501b)
serve as the form of notice for futures
commission merchants and introducing
brokers that register as broker-dealers by
notice pursuant to section 15(b)(11)(A)
of the Securities Exchange Act of 1934
(15 U.S.C. 78a et seq.). Specifically, the
form requires a broker-dealer registering
by notice to indicate whether it is filing
a notice registration to conduct a
securities business in security futures
E:\FR\FM\05NON1.SGM
05NON1
]]>Agencies
[Federal Register Volume 72, Number 213 (Monday, November 5, 2007)]
[Notices]
[Page 62499]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-21663]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 204A-1, SEC File No. 270-536, OMB Control No. 3235-0596.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(the ``Commission'') is soliciting comments on the collections of
information summarized below. The Commission plans to submit these
existing collections of information to the Office of Management and
Budget for extension and approval.
The title for the collection of information is ``Rule 204A-1 (17
CFR 275.204A-1) under the Investment Advisers Act of 1940'' (15 U.S.C.
80b-1 et seq.). Rule 204A-1, the Code of Ethics Rule, requires
investment advisers registered with the Commission to (i) set forth
standards of conduct expected of advisory personnel (including
compliance with the federal securities laws), (ii) safeguard material
nonpublic information about client transactions, and (iii) requires the
adviser's ``access persons'' to report their personal securities
transactions, including transactions in any mutual fund managed by the
adviser. The code of ethics also requires access persons to obtain the
adviser's approval before investing in an initial public offering or
private placement. The code of ethics also requires prompt reporting,
to the adviser's chief compliance officer or another person designated
in the code of ethics, of any violations of the code. Finally, the code
of ethics requires the adviser to provide each supervised person with a
copy of the code and any amendments, and requires the supervised
persons to acknowledge, in writing, their receipt of these copies.
The purposes of the information collection requirements are: (i) To
ensure that advisers maintain codes of ethics applicable to their
supervised persons; (ii) to provide advisers with information about the
personal securities transactions of their access persons for purposes
of monitoring such transactions; (iii) to provide advisory clients with
information with which to evaluate advisers' codes of ethics; and (iv)
to assist the Commission's examination staff in assessing the adequacy
of advisers' codes of ethics and assessing personal trading activity by
advisers' supervised persons.
The respondents to this information collection are investment
advisers registered with the Commission. The Commission has estimated
that compliance with rule 204A-1 imposes a burden of approximately 117
hours per adviser annually for an estimated total annual burden of
1,265,865 hours.
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information will
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the collection of information; (c) ways to enhance the
quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to R. Corey Booth, Director/
Chief Information Officer, Securities and Exchange Commission, c/o
Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or send
an e-mail to: PRA--Mailbox@sec.gov.
October 29, 2007.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-21663 Filed 11-2-07; 8:45 am]
BILLING CODE 8011-01-P
