Securities and Exchange Commission November 2005 – Federal Register Recent Federal Regulation Documents

Results 101 - 138 of 138
Adoption of Updated EDGAR Filer Manual
Document Number: 05-22085
Type: Rule
Date: 2005-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual, Volume II: ``EDGAR Filing'' to reflect updates to the EDGAR system. The revisions are being made primarily to support the amended rules and forms adopted by the Commission to address the use of Form S-8, Form 8-K, and Form 20-F by Shell Companies and the changes necessary to support the Securities Offering Reform, which will modify and advance significantly the registration, communications, and offering processes under the Securities Act of 1933. The revisions to the Filer Manual reflect changes within Filer Manual, Volume II: ``EDGAR Filing,'' Version 2 (November 2005). The updated manual will be incorporated by reference into the Code of Federal Regulations. EDGAR Filer Manual, Volume I: ``General Information,'' Version 1 (September 2005) and Volume III: ``N-SAR Supplement,'' Version 1 (September 2005) have not been changed.
Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940
Document Number: E5-6106
Type: Notice
Date: 2005-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On February 18, 2005, applicant transferred its assets to JP Morgan U.S. Real Estate Fund, a series of JP Morgan Trust II, based on net asset value. Expenses of $850,000 incurred in connection with the reorganization were paid by applicant's investment adviser, Security Capital Research & Management Incorporated, or its affiliates. Filing Date: The application was filed on September 29, 2005. Applicant's Address: 10 South Dearborn St., Suite 1400, Chicago, IL 60603.
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-6105
Type: Notice
Date: 2005-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Gladstone Capital Corporation, et al.; Notice of Application
Document Number: E5-6015
Type: Notice
Date: 2005-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
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