Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/11?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-04-23T22:22:38-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2005/11/30/05-23496.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares® Dow Jones U.S. Energy Sector Index Fund and iShares Dow Jones U.S. Telecommunications Sector Index Fund2005-11-30T00:00:00-08:002005-11-30T00:00:00-08:0005-23496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23496.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/30/05-23495.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASD Rule 7010 To Change the Fee Structure for the “Browse/Query” Function in the Trade Reporting Service of the Nasdaq Market Center2005-11-30T00:00:00-08:002005-11-30T00:00:00-08:0005-23495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23495.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/30/05-23492.htmlNotice - AEW Real Estate Income Fund, et al.; Notice of Application2005-11-30T00:00:00-08:002005-11-30T00:00:00-08:0005-23492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-30/pdf/05-23492.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6663.htmlNotice - Issuer Delisting; Notice of Application of Nabors Industries Ltd. To Withdraw Its Common Shares, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6663Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6663.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6662.htmlNotice - Issuer Delisting; Notice of Application of Centennial Specialty Foods Corporation To Withdraw Its Common Stock, $.0001 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc.2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6662Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6662.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6661.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6661Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6661.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6659.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Marketing Fee Program2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6659Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6659.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6656.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Adopt a Simple Auction Liaison System To Auction Qualifying Marketable Orders for Potential Price Improvement2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6656.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6653.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1, 2 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Exchange Rule 6072005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6653.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6627.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Rule Regarding Supervisory Control Systems, Rule 3012, To Require Notification of Reliance on “Limited Size and Resources” Exception2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6627Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6627.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6626.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to iShares ® MSCI Index Funds2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6626.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6624.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Certain Exceptions From the Voting and Ownership Limitations in the Certificate of Incorporation of PCX Holdings, Inc.2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6624Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6624.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6623.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Sub-Accounts2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6623Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6623.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6622.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Exposure of Orders in the PCX Plus Crossing Mechanism2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6622.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6619.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing Standards for Investment Company Units and Dissemination of Intraday Optimized Portfolio Value2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6619Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6619.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/29/E5-6618.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clearing Fees for Certain Transactions Executed on OneChicago, LLC2005-11-29T00:00:00-08:002005-11-29T00:00:00-08:00E5-6618Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-29/pdf/E5-6618.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6562.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6562Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6562.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6561.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Increase the Size of the Audit Committee2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6561Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6561.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6559.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendments No. 2 and 4 Thereto Relating to the Removal of Agency Responsibilities From Designated Primary Market-Makers and the Establishment of PAR Officials2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6559Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6559.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6558.htmlNotice - Self-Regulatory Organizations; National Futures Association; Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements.2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6558Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6558.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6557.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change Relating to Exchange Rule 342 (“Offices-Approval, Supervision and Control”)2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6557Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6557.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6556.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Dissemination of Index Values2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6556Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6556.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6555.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6555Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6555.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6541.htmlNotice - Proposed Collection; Comment Request2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6541.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6540.htmlNotice - Proposed Collection; Comment Request2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6540.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6539.htmlNotice - Proposed Collection; Comment Request2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6539.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6538.htmlNotice - Proposed Collection; Comment Request2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6538Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6538.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/28/E5-6537.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards2005-11-28T00:00:00-08:002005-11-28T00:00:00-08:00E5-6537Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-28/pdf/E5-6537.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6516.htmlNotice - Advisory Committee on Smaller Public Companies2005-11-25T00:00:00-08:002005-11-25T00:00:00-08:00E5-6516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6516.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6515.htmlNotice - Issuer Delisting; Notice of Application of State Bancorp, Inc. To Withdraw Its Common Stock, $5.00 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-25T00:00:00-08:002005-11-25T00:00:00-08:00E5-6515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6515.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6514.htmlNotice - Issuer Delisting; Notice of Application of IDACORP, Inc. To Withdraw Its Common Stock, No Par Value, and Preferred Share Purchase Rights From Listing and Registration on the Pacific2005-11-25T00:00:00-08:002005-11-25T00:00:00-08:00E5-6514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6514.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6513.htmlNotice - Issuer Delisting; Notice of Application of Sherwood Brands, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-25T00:00:00-08:002005-11-25T00:00:00-08:00E5-6513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6513.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6512.htmlNotice - Issuer Delisting; Notice of Application of Cadence Design Systems, Inc. To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Share Purchase Rights From Listing and Registration on the New York Stock Exchange, Inc.2005-11-25T00:00:00-08:002005-11-25T00:00:00-08:00E5-6512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6512.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/25/E5-6470.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Systems Enhancement for the Processing of Information in Its Restricted Deposit Service2005-11-25T00:00:00-08:002005-11-25T00:00:00-08:00E5-6470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-25/pdf/E5-6470.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6458.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change Relating to the New Canadian Link Service2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6458Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6458.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6457.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6457.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6456.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6456Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6456.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6455.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Limit the Eligibility for Quotation on the OTCBB of the Securities of an Issuer That Is Repeatedly Delinquent in Its Periodic Reporting Obligations2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6455Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6455.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6449.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Deletion of Interpretation and Policy .01(e) to CBOE Rule 5.42005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6449.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6448.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Elimination of Commentary .01(5) to Amex Rule 916 and Amendment to Amex Rules Relating to the Definition of “NMS Stock”2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6448Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6448.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/E5-6447.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to Listing Standards for Broad-Based Index Options and Concentration Limits for Narrow-Based Index Option Listing Standards2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:00E5-6447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/E5-6447.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/23/05-23250.htmlNotice - Sunshine Act Meeting2005-11-23T00:00:00-08:002005-11-23T00:00:00-08:0005-23250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-23/pdf/05-23250.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6411.htmlNotice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-11-22T00:00:00-08:002005-11-22T00:00:00-08:00E5-6411Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-22/pdf/E5-6411.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6410.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Modify and Consolidate Clearing Fund Rules2005-11-22T00:00:00-08:002005-11-22T00:00:00-08:00E5-6410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-22/pdf/E5-6410.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/22/E5-6409.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Order Approving Proposed Rule Change, and Amendment Nos. 1, 2, and 3, Thereto, Relating to the Creation of a Regulatory Oversight Committee2005-11-22T00:00:00-08:002005-11-22T00:00:00-08:00E5-6409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-22/pdf/E5-6409.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/21/E5-6397.htmlNotice - Issuer Delisting; Notice of Application of McRae Industries, Inc. To Withdraw Its Class A Common Stock, $1.00 Par Value and Class B Common Stock, $1.00 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-085782005-11-21T00:00:00-08:002005-11-21T00:00:00-08:00E5-6397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-21/pdf/E5-6397.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/21/05-23079.htmlNotice - Allixon International Corp.; Order of Suspension of Trading2005-11-21T00:00:00-08:002005-11-21T00:00:00-08:0005-23079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-21/pdf/05-23079.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/21/05-23045.htmlNotice - Sunshine Act Meeting2005-11-21T00:00:00-08:002005-11-21T00:00:00-08:0005-23045Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-21/pdf/05-23045.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6386.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Strategic Total Return Securities SM2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6386.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6381.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA)2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6381.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6380.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Records of Orders and Executions2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6380.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6379.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6379.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6378.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6378Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6378.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6377.htmlNotice - AIG SunAmerica Life Assurance Company, et al., Notice of Application2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6377Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6377.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6376.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6376Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6376.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6375.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to iShares® Index Funds of iShares Trust and iShares, Inc.2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6375Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6375.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6374.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Regarding Clearly Erroneous Executions2005-11-18T00:00:00-08:002005-11-18T00:00:00-08:00E5-6374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6374.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/17/E5-6359.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-11-17T00:00:00-08:002005-11-17T00:00:00-08:00E5-6359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-17/pdf/E5-6359.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/17/E5-6356.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility2005-11-17T00:00:00-08:002005-11-17T00:00:00-08:00E5-6356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-17/pdf/E5-6356.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/17/E5-6355.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility2005-11-17T00:00:00-08:002005-11-17T00:00:00-08:00E5-6355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-17/pdf/E5-6355.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/17/E5-6354.htmlNotice - The Integrity Funds and Integrity Money Management, Inc.; Notice of Application2005-11-17T00:00:00-08:002005-11-17T00:00:00-08:00E5-6354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-17/pdf/E5-6354.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/16/E5-6327.htmlNotice - Securities Exchange Act of 1934; Order Regarding Alternative Net Capital Computation for Lehman Brothers Inc., Which Has Elected To Be Supervised on a Consolidated Basis2005-11-16T00:00:00-08:002005-11-16T00:00:00-08:00E5-6327Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-16/pdf/E5-6327.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/16/E5-6306.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements2005-11-16T00:00:00-08:002005-11-16T00:00:00-08:00E5-6306Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-16/pdf/E5-6306.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/16/05-22777.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Section 802.01E of the Listed Company Manual2005-11-16T00:00:00-08:002005-11-16T00:00:00-08:0005-22777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-16/pdf/05-22777.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/E5-6267.htmlNotice - Issuer Delisting; Notice of Application of Berkshire Hills Bancorp, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:00E5-6267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/E5-6267.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/E5-6266.htmlNotice - Issuer Delisting; Notice of Application of PAB Bankshares, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:00E5-6266Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/E5-6266.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/E5-6265.htmlNotice - Issuer Delisting; Notice of Application of Polydex Pharmaceuticals Limited To Withdraw Its Common Stock, $.0167 Par Value, From Listing and Registration on the Boston Stock Exchange, Inc.2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:00E5-6265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/E5-6265.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/E5-6264.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:00E5-6264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/E5-6264.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/E5-6263.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Options Quote Size Mitigation2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:00E5-6263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/E5-6263.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/E5-6262.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares MSCI EAFE Value Index Fund and the iShares MSCI EAFE Growth Index Fund2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:00E5-6262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/E5-6262.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/05-22720.htmlNotice - Sunshine Act Meeting Federal Register Citation of Previous Announcement: [To be published]2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:0005-22720Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/05-22720.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/15/05-22658.htmlNotice - Sunshine Act Meetings2005-11-15T00:00:00-08:002005-11-15T00:00:00-08:0005-22658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-15/pdf/05-22658.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6252.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Remote Market Makers2005-11-14T00:00:00-08:002005-11-14T00:00:00-08:00E5-6252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6252.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6251.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ)2005-11-14T00:00:00-08:002005-11-14T00:00:00-08:00E5-6251Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6251.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6250.htmlNotice - Self-Regulatory Organizations; American Stock Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Implementation Date for the ANTE System and Increased Floor Broker Functionality in the ANTE System2005-11-14T00:00:00-08:002005-11-14T00:00:00-08:00E5-6250Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6250.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6249.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 Relating to Margin Requirements for Complex Options Spreads2005-11-14T00:00:00-08:002005-11-14T00:00:00-08:00E5-6249Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6249.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6248.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to Compliance With Regulations Administered by the Office of Foreign Assets Control2005-11-14T00:00:00-08:002005-11-14T00:00:00-08:00E5-6248Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6248.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6247.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System November 7, 20052005-11-14T00:00:00-08:002005-11-14T00:00:00-08:00E5-6247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6247.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/E5-6246.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Regarding Fees for Closed-End Funds Listing on the Nasdaq Capital Market2005-11-14T00:00:00-08:002005-11-14T00:00:00-08:00E5-6246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/E5-6246.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/14/05-22585.htmlNotice - Sunshine Act Meeting2005-11-14T00:00:00-08:002005-11-14T00:00:00-08:0005-22585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-14/pdf/05-22585.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/10/05-22454.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Partial Amendment No. 1 To Amend Exchange Rule 431 (Margin Requirements)2005-11-10T00:00:00-08:002005-11-10T00:00:00-08:0005-22454Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22454.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/10/05-22453.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-11-10T00:00:00-08:002005-11-10T00:00:00-08:0005-22453Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22453.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/10/05-22452.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Minor Rule Plan and Recommended Fine Schedule in Connection with Rules Regarding Principal Orders, Principal Acting as Agent Orders, and Limitations on Principal Order Access2005-11-10T00:00:00-08:002005-11-10T00:00:00-08:0005-22452Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22452.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/10/05-22416.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Market Maker Quote Interaction2005-11-10T00:00:00-08:002005-11-10T00:00:00-08:0005-22416Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22416.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/10/05-22415.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Portfolio Crossing Service on the Archipelago Exchange2005-11-10T00:00:00-08:002005-11-10T00:00:00-08:0005-22415Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22415.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/10/05-22414.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of 9% Targeted Income Strategic Total Return SecuritiesSM2005-11-10T00:00:00-08:002005-11-10T00:00:00-08:0005-22414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22414.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/10/05-22413.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Regarding the Euro Currency Trust2005-11-10T00:00:00-08:002005-11-10T00:00:00-08:0005-22413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-10/pdf/05-22413.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22450.htmlNotice - In the Matter of Cameron International, Inc.; Order of Suspension of Trading2005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22450.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22382.htmlNotice - Notice of an Application of Global Industries, Ltd. Under Section 12(h) of the Securities Exchange Act of 19342005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22382.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22335.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-30132005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22335.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22334.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Execution of Mixed Lot Cross and Cross With Size Orders in the Electronic Book2005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22334.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22333.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Repeal NASD Rule 6440(f)2005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22333Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22333.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22332.htmlNotice - Frank Russell Investment Management Company, et al.; Notice of Application2005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22332.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22294.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Manual Processing Fee2005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22294Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22294.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/09/05-22293.htmlNotice - Submission for OMB Review; Comment Request2005-11-09T00:00:00-08:002005-11-09T00:00:00-08:0005-22293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-09/pdf/05-22293.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/08/Z5-6091.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend Rule 460 (Specialists Participating in Contests)2005-11-08T00:00:00-08:002005-11-08T00:00:00-08:00Z5-6091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-08/pdf/Z5-6091.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/08/05-22292.htmlNotice - Sunshine Act Meeting2005-11-08T00:00:00-08:002005-11-08T00:00:00-08:0005-22292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-08/pdf/05-22292.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/08/05-22164.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments Nos. 1, 2, and 3 Thereto Relating to Amendments to the Obvious Error Rules2005-11-08T00:00:00-08:002005-11-08T00:00:00-08:0005-22164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-08/pdf/05-22164.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/08/05-22163.htmlNotice - Special Situations Fund III, L.P., et al., Notice of Application2005-11-08T00:00:00-08:002005-11-08T00:00:00-08:0005-22163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-08/pdf/05-22163.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6141.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to Equity Transaction Charges2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:00E5-6141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6141.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6140.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendments Nos. 1 and 2 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 3, To Amend NASD Rules for Mediation Proceedings2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:00E5-6140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6140.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6138.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Fee Waiver for Certain Transactions in SPX LEAPS® Options2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:00E5-6138Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6138.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/E5-6137.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-Eligible Securities Transactions2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:00E5-6137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/E5-6137.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/05-22227.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Establish Rules Governing the Operation of the INET System2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:0005-22227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22227.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/05-22181.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Establish Fee and Notice Requirements for Substitution Listing Events and Other Corporate Changes2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:0005-22181Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22181.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/05-22180.htmlNotice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading on the Philadelphia Stock Exchange Be Treated as Equity/Index Options During a Temporary Period Ending on December 31, 20072005-11-07T00:00:00-08:002005-11-07T00:00:00-08:0005-22180Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22180.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/05-22179.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Relating to Exposure Periods in the Facilitation and Solicited Order Mechanisms2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:0005-22179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22179.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/05-22178.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:0005-22178Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22178.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/05-22177.htmlNotice - Options Price Reporting Authority; Notice of Filing of Proposed Amendment to the Best Bid and Offer Guidelines Adopted Pursuant to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:0005-22177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22177.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/07/05-22085.htmlRule - Adoption of Updated EDGAR Filer Manual2005-11-07T00:00:00-08:002005-11-07T00:00:00-08:0005-22085Rulehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-07/pdf/05-22085.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/04/E5-6122.htmlNotice - Issuer Delisting; Notice of Application of Del Monte Foods Company To Withdraw its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-11-04T00:00:00-08:002005-11-04T00:00:00-08:00E5-6122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-04/pdf/E5-6122.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/04/E5-6121.htmlNotice - Self-Regulatory Organizations; Notice of Application of Sunoco, Inc. To Withdraw Its Common Stock, $1.00 par value, From Listing and Registration on the Philadelphia Stock Exchange, Inc. File No. 1-068412005-11-04T00:00:00-08:002005-11-04T00:00:00-08:00E5-6121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-04/pdf/E5-6121.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/04/E5-6106.htmlNotice - Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 19402005-11-04T00:00:00-08:002005-11-04T00:00:00-08:00E5-6106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-04/pdf/E5-6106.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/04/E5-6105.htmlNotice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2005-11-04T00:00:00-08:002005-11-04T00:00:00-08:00E5-6105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-04/pdf/E5-6105.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6096.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Publication of Decisions Issued by the National Adjudicatory Council Pursuant to NASD Rule 10152005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6096Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6096.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6095.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend Its $2.50 Strike Price Program2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6095Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6095.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6094.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NYSE Rule 472 (“Communications With the Public”)2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6094Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6094.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6093.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Expand Its $2.50 Strike Price Program2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6093.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6092.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Changes to Listed Company Manual Section 902.00 Regarding Listing Fees2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6092.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6091.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 460 (Specialists Participating in Contests)2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6091.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6086.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments To Rule 3360 To Expand Short-Interest Reporting To OTC Equity Securities2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6086.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6085.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6085.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6084.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Cap on Certain Fees for Options on Indexes, Exchange Traded Fund Shares, and Trust Issued Receipts2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6084.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6083.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to Its Current Revenue Sharing Program an Opportunity To Share in ETP Operating Revenue for Cross Orders in Tape C Securities2005-11-03T00:00:00-08:002005-11-03T00:00:00-08:00E5-6083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6083.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/02/E5-6054.htmlNotice - Joint Industry Plan; Order Approving Amendment No. 16 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders2005-11-02T00:00:00-08:002005-11-02T00:00:00-08:00E5-6054Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-02/pdf/E5-6054.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/02/E5-6053.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to Trade Shredding2005-11-02T00:00:00-08:002005-11-02T00:00:00-08:00E5-6053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-02/pdf/E5-6053.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/02/E5-6052.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 9/10 Examination Program2005-11-02T00:00:00-08:002005-11-02T00:00:00-08:00E5-6052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-02/pdf/E5-6052.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6029.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees with Respect to Transactions Executed Through the Intermarket Trading System2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6029Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6029.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6028.htmlNotice - Self-Regulatory Organizations; Order Approving a Proposed Rule Change and Amendment No. 1 by the American Stock Exchange LLC; a Proposed Rule Change by the Boston Stock Exchange, Inc.; a Proposed Rule Change by the Chicago Board Options Exchange, Incorporated; a Proposed Rule Change and Amendment No. 1 by the International Securities Exchange, Inc.; a Proposed Rule Change by the Pacific Exchange, Inc.; and a Proposed Rule Change and Amendment No. 1 by the Philadelphia Stock Exchange, Inc. Relating to the Definition of Firm Customer Quote Size and Limitations on Sending Secondary P/A Orders2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6028Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6028.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6027.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendments No. 2, 3, and 5 Thereto Relating to the Adoption of New Rules That Would Establish an Automated Opening System on the Exchange2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6027.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6026.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6026.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6022.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6022.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6019.htmlNotice - Issuer Delisting; Notice of Application of SBC Communications Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6019.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6018.htmlNotice - Issuer Delisting; Notice of Application of SBC Communications Inc. To Withdraw Its Common Stock, $1.00 Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc.2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6018.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6017.htmlNotice - Issuer Delisting; Notice of Application of Covanta Holding Corporation To Withdraw its Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6017.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6016.htmlNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Order Granting Approval of a Proposed Rule Change Relating to Anonymous Features on Trading Systems2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6016.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/E5-6015.htmlNotice - Gladstone Capital Corporation, et al.; Notice of Application2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:00E5-6015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/E5-6015.pdfhttps://regulations.justia.com/regulations/fedreg/2005/11/01/05-21716.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Offers of Settlement2005-11-01T00:00:00-08:002005-11-01T00:00:00-08:0005-21716Noticehttp://www.gpo.gov/fdsys/pkg/FR-2005-11-01/pdf/05-21716.pdf