Securities and Exchange Commission November 2005 – Federal Register Recent Federal Regulation Documents

AEW Real Estate Income Fund, et al.; Notice of Application
Document Number: 05-23492
Type: Notice
Date: 2005-11-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E5-6555
Type: Notice
Date: 2005-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On August 31, 2005, applicant transferred its assets to The RBB Fund, Inc., based on net asset value. Expenses of approximately, $448,249 incurred in connection with the reorganization were paid by J.J.B. Hilliard, W.L. Lyons, Inc., of which Hilliard Lyons Research Advisors, applicant's investment adviser, is a division. Filing Dates: The application was filed on September 27, 2005, and amended on November 7, 2005. Applicant's Address: Hilliard Lyons Center, 501 South Fourth St., Louisville, KY 40202.
Proposed Collection; Comment Request
Document Number: E5-6541
Type: Notice
Date: 2005-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E5-6540
Type: Notice
Date: 2005-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E5-6539
Type: Notice
Date: 2005-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E5-6538
Type: Notice
Date: 2005-11-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Advisory Committee on Smaller Public Companies
Document Number: E5-6516
Type: Notice
Date: 2005-11-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 05-23250
Type: Notice
Date: 2005-11-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-6411
Type: Notice
Date: 2005-11-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Allixon International Corp.; Order of Suspension of Trading
Document Number: 05-23079
Type: Notice
Date: 2005-11-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 05-23045
Type: Notice
Date: 2005-11-21
Agency: Securities and Exchange Commission, Agencies and Commissions