Securities and Exchange Commission September 2013 – Federal Register Recent Federal Regulation Documents
Results 101 - 145 of 145
Notice of Applications for Deregistration Under the Investment Company Act of 1940
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant transferred its assets to Frontier Emerging Markets Portfolio, a series of Morgan Stanley Institutional Fund, Inc. and, on September 17, 2012, made a final distribution to its shareholders based on net asset value. Expenses of $135,070 incurred in connection with the reorganization were paid by applicant. Filing Dates: The application was filed on May 21, 2013, and amended on July 26, 2013. Applicant's Address: c/o Morgan Stanley Investment Management Inc., 522 Fifth Ave., New York, NY 10036.
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Regulation D Rule 506(e) Felons and Other Bad Actors Disclosure Statement
The Securities and Exchange Commission (``Commission'') has submitted the sponsored information collection request (ICR) titled, ``Regulation D Rule 506(e) Felons and Other Bad Actors Disclosure Statement,'' to the Office of Management and Budget (OMB) for review and clearance under the emergency processing procedures in accordance with the Paperwork Reduction Act of 1995 (Pub. L. 104-13, 44 U.S.C. Chapter 35) and 5 CFR 1320.13. OMB approval has been requested by September 23, 2013. In addition, this notice also solicits comment on the three-year extension of the same information collection under 5 CFR 1320.12.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.