Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Regulatory Flexibility Agenda
Document Number: 2021-14888
Type: Proposed Rule
Date: 2021-07-30
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing the Chair's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164) (Sep. 19, 1980). The items listed in the Regulatory Flexibility Agenda for Spring 2021 reflect only the priorities of the Chair of the U.S. Securities and Exchange Commission, and do not necessarily reflect the view and priorities of any individual Commissioner. Information in the agenda was accurate on May 11, 2021, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.
Adoption of Updated EDGAR Filer Manual
Document Number: 2021-15317
Type: Rule
Date: 2021-07-28
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the ``Commission'') is adopting amendments to Volumes I and II of the Electronic Data Gathering, Analysis, and Retrieval system (``EDGAR'') Filer Manual (``EDGAR Filer Manual'' or ``Filer Manual'') and related rules. The EDGAR system was upgraded on June 18, 2021.
Proposed Collection; Comment Request
Document Number: 2021-15943
Type: Notice
Date: 2021-07-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2021-15936
Type: Notice
Date: 2021-07-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2021-15907
Type: Notice
Date: 2021-07-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Investment Company Act Release No. 34334; 812-15244; MVP Private Markets Fund, et al.
Document Number: 2021-15546
Type: Notice
Date: 2021-07-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Capital Southwest Corporation, et al.; Notice of Application
Document Number: 2021-15545
Type: Notice
Date: 2021-07-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Credit Risk Retention-Notification of Extension of Review Period
Document Number: 2021-15424
Type: Proposed Rule
Date: 2021-07-22
Agency: Federal Deposit Insurance Corporation, Agencies and Commissions, Federal Reserve System, Department of Housing and Urban Development, Securities and Exchange Commission, Office of the Comptroller of the Currency, Department of Treasury, Department of the Treasury, Federal Housing Finance Agency
The OCC, Board, FDIC, Commission, FHFA, and HUD (the agencies) are providing notice of the extension of the period for the review, and publication of determination of the review, of the definition of qualified residential mortgage; the community-focused residential mortgage exemption; and the exemption for qualifying three-to-four unit residential mortgage loans, in each case as currently set forth in the Credit Risk Retention Regulations (as defined below) as adopted by the agencies.
Uncommon Investment Funds Trust and Uncommon Investment Advisors LLC
Document Number: 2021-15463
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-15437
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-15435
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-15434
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-15433
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-15432
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-15431
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-15430
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-15429
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
For Submission; Comment Request
Document Number: 2021-15428
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2021-15427
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 22c-2
Document Number: 2021-15426
Type: Notice
Date: 2021-07-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2021-15472
Type: Notice
Date: 2021-07-20
Agency: Securities and Exchange Commission, Agencies and Commissions