Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 1 - 50 of 39,147
Venerable Variable Insurance Trust and Venerable Investment Advisers, LLC
Document Number: 2025-02491
Type: Notice
Date: 2025-02-12
Agency: Securities and Exchange Commission, Agencies and Commissions
SEG Partners Long/Short Equity Fund and Select Equity Group, L.P.
Document Number: 2025-02490
Type: Notice
Date: 2025-02-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2025-02457
Type: Notice
Date: 2025-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2025-02285
Type: Notice
Date: 2025-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on June 21, 2024. Applicant's Address: One American Row, Hartford, Connecticut 06103.
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of Compliance Date
Document Number: 2025-02138
Type: Rule
Date: 2025-02-05
Agency: Commodity Futures Trading Commission, Agencies and Commissions, Securities and Exchange Commission
The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or "Commissions") are extending the compliance date for the amendments to Form PF that were adopted on February 8, 2024, from March 12, 2025 to June 12, 2025. Form PF is the confidential reporting form for certain SEC-registered investment advisers to private funds, including those that also are registered with the CFTC as a commodity pool operator ("CPO") or commodity trading adviser ("CTA").
Proposed Collection; Comment Request; Extension: Appendix F to Rule 15c3-1
Document Number: 2025-02165
Type: Notice
Date: 2025-02-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Municipal Securities Disclosure (Exchange Act Rule 15c2-12)
Document Number: 2025-02163
Type: Notice
Date: 2025-02-04
Agency: Securities and Exchange Commission, Agencies and Commissions
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.