Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

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Sunshine Act Meetings
Document Number: 2020-21419
Type: Notice
Date: 2020-09-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Rule 4
Document Number: 2020-21290
Type: Notice
Date: 2020-09-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-21296
Type: Notice
Date: 2020-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Rule 17g-2 30 Day Notice 2020-Submission for OMB Review; Comment Request
Document Number: 2020-21252
Type: Notice
Date: 2020-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Rule 17g-1 and Form NRSRO 30 Day Notice 2020; Extension
Document Number: 2020-21245
Type: Notice
Date: 2020-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-21242
Type: Notice
Date: 2020-09-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds; Correction
Document Number: 2020-21100
Type: Rule
Date: 2020-09-25
Agency: Commodity Futures Trading Commission, Agencies and Commissions, Federal Deposit Insurance Corporation, Federal Reserve System, Securities and Exchange Commission, Department of Treasury, Office of the Comptroller of the Currency
The OCC, Board, FDIC, SEC, and CFTC (together, the agencies) are issuing this correction to make technical corrections to the Federal Register rule adopting amendments to the regulations implementing section 13 of the Bank Holding Company Act published on July 31, 2020.
Proposed Collection; Comment Request
Document Number: 2020-20929
Type: Notice
Date: 2020-09-23
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-20714
Type: Notice
Date: 2020-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-20713
Type: Notice
Date: 2020-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-20712
Type: Notice
Date: 2020-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2020-20711
Type: Notice
Date: 2020-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2020-20710
Type: Notice
Date: 2020-09-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2020-20679
Type: Notice
Date: 2020-09-17
Agency: Securities and Exchange Commission, Agencies and Commissions