Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 37,562
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2024-09444
Type: Notice
Date: 2024-05-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Amplify ETF Trust, and on January 29, 2024, made a final distribution to its shareholders based on net asset value. Expenses of $9,282,629.85 incurred in connection with the reorganization were paid by the applicant's investment adviser and the acquiring fund's investment adviser. Filing Date: The application was filed on March 5, 2024. Applicant's Address: 350 Springfield Avenue, Suite #200, Summit, New Jersey 07901.
Venerable Insurance and Annuity Company, et al.
Document Number: 2024-09184
Type: Notice
Date: 2024-04-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-09247
Type: Notice
Date: 2024-04-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form SD
Document Number: 2024-09035
Type: Notice
Date: 2024-04-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Sound Point Meridian Capital, Inc., et al.
Document Number: 2024-08796
Type: Notice
Date: 2024-04-25
Agency: Securities and Exchange Commission, Agencies and Commissions
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.