Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 401 - 450 of 37,414
Proposed Collection; Comment Request; Extension: Rule 9b-1
Document Number: 2024-02716
Type: Notice
Date: 2024-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 17g-3
Document Number: 2024-02489
Type: Notice
Date: 2024-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Diameter Credit Company, et al.
Document Number: 2024-02401
Type: Notice
Date: 2024-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 11a-3
Document Number: 2024-02358
Type: Notice
Date: 2024-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 30b2-1
Document Number: 2024-02355
Type: Notice
Date: 2024-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Blue Tractor ETF Trust and Blue Tractor Group, LLC
Document Number: 2024-02245
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Roundhill ETF Trust and Roundhill Financial Inc.
Document Number: 2024-02151
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
BondBloxx ETF Trust and BondBloxx Investment Management Corporation
Document Number: 2024-02150
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-02325
Type: Notice
Date: 2024-02-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Investment Managers Series Trust and Liberty Street Advisors, Inc.
Document Number: 2024-02060
Type: Notice
Date: 2024-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-02165
Type: Notice
Date: 2024-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-02041
Type: Notice
Date: 2024-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Supplier Diversity Business Management System
Document Number: 2024-01990
Type: Notice
Date: 2024-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-01974
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2024-01923
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On July 22, 2022, applicant made a liquidating distribution to its shareholders based on net asset value. Expenses of $5,481.49 incurred in connection with the liquidation were paid by the applicant and applicant's investment adviser. Filing Date: The application was filed on December 15, 2023. Applicant's Address: c/o BNY Mellon Investment Adviser, Inc., 240 Greenwich Street, New York, New York 10286.
AMG Pantheon Credit Solutions Fund and Pantheon Ventures (US) LP
Document Number: 2024-01902
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Axxes Private Markets Fund and Axxes Advisors LLC
Document Number: 2024-01900
Type: Notice
Date: 2024-01-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-01948
Type: Notice
Date: 2024-01-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2024-01865
Type: Notice
Date: 2024-01-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Golub Capital BDC Inc., et al.
Document Number: 2024-01818
Type: Notice
Date: 2024-01-30
Agency: Securities and Exchange Commission, Agencies and Commissions
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