Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 401 - 450 of 32,695
Submission for OMB Review; Comment Request
Document Number: 2021-03884
Type: Notice
Date: 2021-02-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2021-03883
Type: Notice
Date: 2021-02-25
Agency: Securities and Exchange Commission, Agencies and Commissions
Columbia Funds Series Trust, et al.
Document Number: 2021-03715
Type: Notice
Date: 2021-02-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2021-03563
Type: Notice
Date: 2021-02-23
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Sunshine Act Meetings
Document Number: 2021-03637
Type: Notice
Date: 2021-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Strategas Trust and Strategas Securities, LLC
Document Number: 2021-03455
Type: Notice
Date: 2021-02-22
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Extending the Annual Reports Filing Deadline for Certain Smaller Broker-Dealers
Document Number: 2021-03353
Type: Notice
Date: 2021-02-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Cancellation
Document Number: 2021-03402
Type: Notice
Date: 2021-02-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Blue Tractor ETF Trust and Blue Tractor Group, LLC
Document Number: 2021-03086
Type: Notice
Date: 2021-02-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2021-03161
Type: Notice
Date: 2021-02-16
Agency: Securities and Exchange Commission, Agencies and Commissions