Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 2,601 - 2,650 of 38,649
Proposed Collection; Comment Request; Extension: Rule 17a-19 and Form X-17A-19
Document Number: 2023-16101
Type: Notice
Date: 2023-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 30e-1
Document Number: 2023-16100
Type: Notice
Date: 2023-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 17Ad-3(b)
Document Number: 2023-16099
Type: Notice
Date: 2023-07-31
Agency: Securities and Exchange Commission, Agencies and Commissions
RM Opportunity Trust and Rocky Mountain Private Wealth Management L.L.C.
Document Number: 2023-15989
Type: Notice
Date: 2023-07-28
Agency: Securities and Exchange Commission, Agencies and Commissions
T. Rowe Price OHA Select Private Credit Fund, et al.
Document Number: 2023-15988
Type: Notice
Date: 2023-07-28
Agency: Securities and Exchange Commission, Agencies and Commissions
Regulatory Flexibility Agenda
Document Number: 2023-14566
Type: Proposed Rule
Date: 2023-07-27
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is publishing the Chair's agenda of rulemaking actions pursuant to the Regulatory Flexibility Act (RFA) (Pub. L. 96-354, 94 Stat. 1164) (Sept. 19, 1980). The items listed in the Regulatory Flexibility Agenda for Spring 2023 reflect only the priorities of the Chair of the U.S. Securities and Exchange Commission, and do not necessarily reflect the views and priorities of any individual Commissioner. Information in the agenda was accurate on April 10, 2023, the date on which the Commission's staff completed compilation of the data. To the extent possible, rulemaking actions by the Commission since that date have been reflected in the agenda. The Commission invites questions and public comment on the agenda and on the individual agenda entries. The Commission is now printing in the Federal Register, along with our preamble, only those agenda entries for which we have indicated that preparation of an RFA analysis is required. The Commission's complete RFA agenda will be available online at www.reginfo.gov.
Proposed Collection; Comment Request; Extension: Rule 608
Document Number: 2023-15828
Type: Notice
Date: 2023-07-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Form PF and Rule and Rule 204(b)-1
Document Number: 2023-15827
Type: Notice
Date: 2023-07-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 15c1-5
Document Number: 2023-15762
Type: Notice
Date: 2023-07-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request; Extension: Rule 15c1-6
Document Number: 2023-15763
Type: Notice
Date: 2023-07-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request; Extension: Rule 613 of Regulation NMS
Document Number: 2023-15648
Type: Notice
Date: 2023-07-25
Agency: Securities and Exchange Commission, Agencies and Commissions
KKR Real Estate Select Trust Inc., et al.
Document Number: 2023-15561
Type: Notice
Date: 2023-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request: Rule 15c6-2
Document Number: 2023-15573
Type: Notice
Date: 2023-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2023-15696
Type: Notice
Date: 2023-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2023-15664
Type: Notice
Date: 2023-07-24
Agency: Securities and Exchange Commission, Agencies and Commissions
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