Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Make Permanent the Operation of the Program That Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index Options (“SPX”) Series, 48278-48279 [2023-15771]
Download as PDF
48278
Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Notices
SROs to submit confidential information
to the Commission, that information
will be kept confidential subject to the
provisions of applicable law.1 The SROs
are required by law to retain the records
and information that are collected
pursuant to Rule 608 for a period of not
less than 5 years, the first 2 years in an
easily accessible place.2 Rule 608 does
not affect this existing requirement.
Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted by
September 25, 2023.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 21, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–15828 Filed 7–25–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–422, OMB Control No.
3235–0471]
lotter on DSK11XQN23PROD with NOTICES1
Proposed Collection; Comment
Request; Extension: Rule 15c1–5
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
1 See, e.g., 5 U.S.C. 552 et seq.; 15 U.S.C. 78x
(governing the public availability of information
obtained by the Commission).
2 See 17 CFR 240.17a–1(b).
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19:56 Jul 25, 2023
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Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 15c1–5 (17 CFR
240.15c1–5) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.). The Commission plans to submit
this existing collection of information to
the Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 15c1–5 states that any brokerdealer controlled by, controlling, or
under common control with the issuer
of a security that the broker-dealer is
trying to sell to or buy from a customer
must give the customer written
notification disclosing the control
relationship at or before completion of
the transaction. The Commission
estimates that 175 respondents provide
notifications annually under Rule 15c1–
5 and that each respondent would
spend approximately 10 hours per year
complying with the requirements of the
rule for a total burden of approximately
1,750 hours per year. There is no
retention period requirement under
Rule 15c1–5. This Rule does not involve
the collection of confidential
information.
Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted by
September 25, 2023.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 20, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–15762 Filed 7–25–23; 8:45 am]
BILLING CODE 8011–01–P
PO 00000
Frm 00092
Fmt 4703
Sfmt 4703
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–97956; File No. SR–CBOE–
2023–005]
Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Designation
of a Longer Period for Commission
Action on Proceedings To Determine
Whether To Approve or Disapprove a
Proposed Rule Change, as Modified by
Amendment No. 1, To Make Permanent
the Operation of the Program That
Allows the Exchange to List P.M.Settled Third Friday-of-the-Month S&P
500 Stock Index Options (‘‘SPX’’)
Series
July 20, 2023.
On January 6, 2023, Cboe Exchange,
Inc. (‘‘Exchange’’ or ‘‘Cboe Options’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to make permanent the
operation of its pilot program
(‘‘Program’’) that permits the Exchange
to list p.m.-settled third Friday-of-themonth SPX options (‘‘SPXPM’’). The
proposed rule change was published for
comment in the Federal Register on
January 24, 2023.3
On March 7, 2023, pursuant to
Section 19(b)(2) of the Act,4 the
Commission designated a longer period
within which to approve the proposed
rule change, disapprove the proposed
rule change, or institute proceedings to
determine whether to disapprove the
proposed rule change.5 On March 17,
2023, the Exchange filed Amendment
No. 1 to the proposed rule change
(‘‘Amendment No. 1’’).6 On April 24,
2023, the Commission instituted
proceedings to determine whether to
approve or disapprove the proposed
rule change and published Amendment
No. 1 for notice and comment.7
Section 19(b)(2) of the Exchange Act 8
provides that, after initiating
proceedings, the Commission shall issue
an order approving or disapproving the
proposed rule change not later than 180
days after the date of publication of
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 96703
(January 18, 2023), 88 FR 4265.
4 15 U.S.C. 78s(b)(2).
5 See Securities Exchange Act Release No. 97063,
88 FR 15476 (March 13, 2023).
6 Amendment No. 1 is available at: https://
www.sec.gov/comments/sr-cboe-2023-005/
srcboe2023005.htm.
7 See Securities Exchange Act Release No. 97367
(April 24, 2023), 88 FR 26366 (April 28, 2023).
8 15 U.S.C. 78s(b)(2).
2 17
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Federal Register / Vol. 88, No. 142 / Wednesday, July 26, 2023 / Notices
notice of filing of the proposed rule
change. The Commission may extend
the period for issuing an order
approving or disapproving the proposed
rule change, however, by not more than
60 days if the Commission determines
that a longer period is appropriate and
publishes reasons for such
determination. The proposed rule
change was published for notice and
comment in the Federal Register on
January 24, 2023.9 The 180th day after
publication of the proposed rule change
is July 23, 2023. The Commission is
extending the time period for approving
or disapproving the proposed rule
change for an additional 60 days.
The Commission finds it appropriate
to designate a longer period within
which to issue an order approving or
disapproving the proposed rule change
so that it has sufficient time to consider
the proposed rule change and the issues
raised therein. Accordingly, the
Commission, pursuant to Section
19(b)(2) of the Exchange Act,10
designates September 21, 2023, as the
date by which the Commission shall
either approve or disapprove the
proposed rule change (File No. SR–
CBOE–2023–005).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.11
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–15771 Filed 7–25–23; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–423, OMB Control No.
3235–0472]
lotter on DSK11XQN23PROD with NOTICES1
Proposed Collection; Comment
Request; Extension: Rule 15c1–6
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the existing collection of information
provided for in Rule 15c1–6 (17 CFR
240.15c1–6) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.). The Commission plans to submit
this existing collection of information to
9 See
supra note 3 and accompanying text.
U.S.C. 78s(b)(2).
11 17 CFR 200.30–3(a)(57).
10 15
VerDate Sep<11>2014
19:56 Jul 25, 2023
Jkt 259001
the Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 15c1–6 states that any brokerdealer trying to sell to or buy from a
customer a security in a primary or
secondary distribution in which the
broker-dealer is participating or is
otherwise financially interested must
give the customer written notification of
the broker-dealer’s participation or
interest at or before completion of the
transaction. The Commission estimates
that approximately 350 respondents will
collect information annually under Rule
15c1–6 and that each respondent will
spend approximately 10 hours annually
complying with the collection of
information requirement for a total
burden of approximately 3,500 hours
per year in the aggregate.
Written comments are invited on: (a)
whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted by
September 25, 2023.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: July 20, 2023.
Sherry R. Haywood,
Assistant Secretary.
ACTION:
48279
Notice.
This is a Notice of the
Presidential declaration of a major
disaster for Public Assistance Only for
the State of Minnesota (FEMA–4722–
DR), dated 07/19/2023.
Incident: Severe Storms and Flooding.
Incident Period: 04/11/2023 through
04/30/2023.
SUMMARY:
Issued on 07/19/2023.
Physical Loan Application Deadline
Date: 09/18/2023.
Economic Injury (EIDL) Loan
Application Deadline Date: 04/19/2024.
DATES:
Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
ADDRESSES:
A.
Escobar, Office of Disaster Recovery &
Resilience, U.S. Small Business
Administration, 409 3rd Street SW,
Suite 6050, Washington, DC 20416,
(202) 205–6734.
FOR FURTHER INFORMATION CONTACT:
Notice is
hereby given that as a result of the
President’s major disaster declaration on
07/19/2023, Private Non-Profit
organizations that provide essential
services of a governmental nature may
file disaster loan applications at the
address listed above or other locally
announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
SUPPLEMENTARY INFORMATION:
Primary Counties: Aitkin, Big Stone,
Carlton, Chippewa, Clay, Grant,
Houston, Kittson, Lac Qui Parle,
Lake Of The Woods, Mahnomen,
Marshall, Morrison, Norman, Pine,
Pope, Renville, Roseau, Saint Louis,
Stevens, Swift, Traverse, Wilkin
and the Prairie Island Indian
Community.
The Interest Rates are:
[FR Doc. 2023–15763 Filed 7–25–23; 8:45 am]
Percent
BILLING CODE 8011–01–P
SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #18020 and #18021;
MINNESOTA Disaster Number MN–00107]
Presidential Declaration of a Major
Disaster for Public Assistance Only for
the State of Minnesota
AGENCY:
PO 00000
Small Business Administration.
Frm 00093
Fmt 4703
Sfmt 4703
For Physical Damage:
Non-Profit Organizations with
Credit Available Elsewhere ...
Non-Profit Organizations without Credit Available Elsewhere .....................................
For Economic Injury:
Non-Profit Organizations without Credit Available Elsewhere .....................................
E:\FR\FM\26JYN1.SGM
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2.375
2.375
2.375
Agencies
[Federal Register Volume 88, Number 142 (Wednesday, July 26, 2023)]
[Notices]
[Pages 48278-48279]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-15771]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-97956; File No. SR-CBOE-2023-005]
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of
Designation of a Longer Period for Commission Action on Proceedings To
Determine Whether To Approve or Disapprove a Proposed Rule Change, as
Modified by Amendment No. 1, To Make Permanent the Operation of the
Program That Allows the Exchange to List P.M.-Settled Third Friday-of-
the-Month S&P 500 Stock Index Options (``SPX'') Series
July 20, 2023.
On January 6, 2023, Cboe Exchange, Inc. (``Exchange'' or ``Cboe
Options'') filed with the Securities and Exchange Commission
(``Commission''), pursuant to Section 19(b)(1) of the Securities
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a
proposed rule change to make permanent the operation of its pilot
program (``Program'') that permits the Exchange to list p.m.-settled
third Friday-of-the-month SPX options (``SPXPM''). The proposed rule
change was published for comment in the Federal Register on January 24,
2023.\3\
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ See Securities Exchange Act Release No. 96703 (January 18,
2023), 88 FR 4265.
---------------------------------------------------------------------------
On March 7, 2023, pursuant to Section 19(b)(2) of the Act,\4\ the
Commission designated a longer period within which to approve the
proposed rule change, disapprove the proposed rule change, or institute
proceedings to determine whether to disapprove the proposed rule
change.\5\ On March 17, 2023, the Exchange filed Amendment No. 1 to the
proposed rule change (``Amendment No. 1'').\6\ On April 24, 2023, the
Commission instituted proceedings to determine whether to approve or
disapprove the proposed rule change and published Amendment No. 1 for
notice and comment.\7\
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78s(b)(2).
\5\ See Securities Exchange Act Release No. 97063, 88 FR 15476
(March 13, 2023).
\6\ Amendment No. 1 is available at: https://www.sec.gov/comments/sr-cboe-2023-005/srcboe2023005.htm.
\7\ See Securities Exchange Act Release No. 97367 (April 24,
2023), 88 FR 26366 (April 28, 2023).
---------------------------------------------------------------------------
Section 19(b)(2) of the Exchange Act \8\ provides that, after
initiating proceedings, the Commission shall issue an order approving
or disapproving the proposed rule change not later than 180 days after
the date of publication of
[[Page 48279]]
notice of filing of the proposed rule change. The Commission may extend
the period for issuing an order approving or disapproving the proposed
rule change, however, by not more than 60 days if the Commission
determines that a longer period is appropriate and publishes reasons
for such determination. The proposed rule change was published for
notice and comment in the Federal Register on January 24, 2023.\9\ The
180th day after publication of the proposed rule change is July 23,
2023. The Commission is extending the time period for approving or
disapproving the proposed rule change for an additional 60 days.
---------------------------------------------------------------------------
\8\ 15 U.S.C. 78s(b)(2).
\9\ See supra note 3 and accompanying text.
---------------------------------------------------------------------------
The Commission finds it appropriate to designate a longer period
within which to issue an order approving or disapproving the proposed
rule change so that it has sufficient time to consider the proposed
rule change and the issues raised therein. Accordingly, the Commission,
pursuant to Section 19(b)(2) of the Exchange Act,\10\ designates
September 21, 2023, as the date by which the Commission shall either
approve or disapprove the proposed rule change (File No. SR-CBOE-2023-
005).
---------------------------------------------------------------------------
\10\ 15 U.S.C. 78s(b)(2).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\11\
---------------------------------------------------------------------------
\11\ 17 CFR 200.30-3(a)(57).
---------------------------------------------------------------------------
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023-15771 Filed 7-25-23; 8:45 am]
BILLING CODE 8011-01-P