Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 501 - 550 of 28,778
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2019-06497
Type: Notice
Date: 2019-04-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On December 13, 2013, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $8,750 incurred in connection with the liquidation were paid by the applicant's investment adviser. Filing Dates: The application was filed on December 20, 2018, and amended on March 26, 2019. Applicant's Address: 225 Franklin Street, Boston, Massachusetts 02110.
Proposed Collection; Comment Request
Document Number: 2019-06442
Type: Notice
Date: 2019-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
iM Global Partner US LLC and Manager Directed Portfolios; Notice of Application
Document Number: 2019-06428
Type: Notice
Date: 2019-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Public Company Accounting Oversight Board Hearing Officers
Document Number: 2019-06427
Type: Rule
Date: 2019-04-03
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is revising its regulations with respect to the method by which hearing officers of the Public Company Accounting Oversight Board (``Board'' or ``PCAOB'') are appointed and removed from office. Specifically, the Commission is adopting a rule expressly requiring that the appointment or removal of a PCAOB hearing officer be subject to Commission approval.
FAST Act Modernization and Simplification of Regulation S-K
Document Number: 2019-05695
Type: Rule
Date: 2019-04-02
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting amendments to modernize and simplify certain disclosure requirements in Regulation S-K, and related rules and forms, in a manner that reduces the costs and burdens on registrants while continuing to provide all material information to investors. The amendments are also intended to improve the readability and navigability of disclosure documents and discourage repetition and disclosure of immaterial information. To provide for a consistent set of rules to govern incorporating information by reference and hyperlinking, we are also adopting parallel amendments to several rules and forms applicable to investment companies and investment advisers, including amendments that would require certain investment company filings to be submitted in HyperText Markup Language format.
Sunshine Act Meetings
Document Number: 2019-06307
Type: Notice
Date: 2019-04-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: 2019-06261
Type: Rule
Date: 2019-04-01
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the ``Commission'') adopted revisions to the Electronic Data Gathering, Analysis, and Retrieval System (``EDGAR'') Filer Manual (``EDGAR Filer Manual'' or ``Filer Manual'') and related rules. The EDGAR system is scheduled to be upgraded on March 11, 2019.
Generation Investment Management US LLP and Generation Investment Management LLP
Document Number: 2019-06158
Type: Notice
Date: 2019-04-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Regarding Review of FASB Accounting Support Fee for 2019 Under Section 109 of the Sarbanes-Oxley Act of 2002
Document Number: 2019-06040
Type: Notice
Date: 2019-03-29
Agency: Securities and Exchange Commission, Agencies and Commissions