Securities and Exchange Commission – Federal Register Recent Federal Regulation Documents

Results 501 - 550 of 28,033
Sunshine Act Meetings
Document Number: 2018-24071
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission to OMB; Comment Request
Document Number: 2018-23962
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-23961
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-23960
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-23959
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23958
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23957
Type: Notice
Date: 2018-11-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2018-23849
Type: Notice
Date: 2018-11-01
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Advent Claymore Convertible Securities and Income Fund and, on August 27, 2018, made a final distribution to its shareholders based on net asset value. Expenses of $578,871 incurred in connection with the reorganization were paid by the applicant. Filing Dates: The application was filed on August 29, 2018, and amended on August 30, 2018 and October 12, 2018. Applicant's Address: 888 Seventh Avenue, 31st Floor, New York, New York 10019.
Sunshine Act Meetings
Document Number: 2018-23773
Type: Notice
Date: 2018-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-23658
Type: Notice
Date: 2018-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Beyond Advisors IC, et al.
Document Number: 2018-23376
Type: Notice
Date: 2018-10-26
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23211
Type: Notice
Date: 2018-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23209
Type: Notice
Date: 2018-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2018-23208
Type: Notice
Date: 2018-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23207
Type: Notice
Date: 2018-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23206
Type: Notice
Date: 2018-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23203
Type: Notice
Date: 2018-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2018-23199
Type: Notice
Date: 2018-10-24
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2018-23179
Type: Notice
Date: 2018-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions