Securities and Exchange Commission 2017 – Federal Register Recent Federal Regulation Documents
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Adoption of Updated EDGAR Filer Manual
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support an upgrade to the passphrase authentication process; and update the recommended Internet browser language for all EDGAR Web sites. The EDGAR system is scheduled to be upgraded to support the functionalities on January 30, 2017.
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Nuveen New York Dividend Advantage Municipal Fund and, on May 26, 2015, made a final distribution to its shareholders based on net asset value. Expenses of approximately $38,358 incurred in connection with the reorganization were paid by applicant and approximately $283,472 were paid by the acquiring fund. Filing Dates: The application was filed on January 22, 2016, and amended on November 14, 2016, and December 14, 2016. Applicant's Address: 333 West Wacker Drive, Chicago, Illinois 60606.
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Rules 147(f)(1)(iii) and 147A(f)(1)(iii) Written Representations as to Purchaser Residency
The Securities and Exchange Commission (``Commission'') has submitted two sponsored information collection requests (``ICRs'') to the Office of Management and Budget (``OMB'') for review and clearance in accordance with the Paperwork Reduction Act of 1995 \1\ (``PRA''). The first title is: ``Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency.'' The second title is: ``Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency.'' OMB approval has been requested by April 20, 2017.
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