Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MIAX PEARL, LLC as a Plan Sponsor, 9263-9264 [2017-02266]
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Federal Register / Vol. 82, No. 22 / Friday, February 3, 2017 / Notices
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–Phlx–
2017–04 and should be submitted on or
before February 24, 2017.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.22
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–02258 Filed 2–2–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–79806; File No. SR–NSX–
2017–01]
Self-Regulatory Organizations;
National Stock Exchange, Inc.; Notice
of Filing and Immediate Effectiveness
of a Proposed Rule Change To Amend
Exchange Rule 11.26 Regarding the
Data Collection Requirements of the
Regulation NMS Plan To Implement a
Tick Size Pilot Program
January 17, 2017.
Correction
In notice document 2017–01461,
appearing on pages 8249–8252, in the
issue of Tuesday, January 24, 2017,
make the following correction:
On page 8249, in the second column,
the heading is corrected to read as set
forth above.
[FR Doc. C1–2017–01461 Filed 2–2–17; 8:45 am]
asabaliauskas on DSK3SPTVN1PROD with NOTICES
BILLING CODE 1301–00–D
22 17
CFR 200.30–3(a)(12).
VerDate Sep<11>2014
17:26 Feb 02, 2017
Jkt 241001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–79897; File No. 4–443]
Joint Industry Plan; Notice of Filing
and Immediate Effectiveness of
Amendment to the Plan for the
Purpose of Developing and
Implementing Procedures Designed To
Facilitate the Listing and Trading of
Standardized Options To Add MIAX
PEARL, LLC as a Plan Sponsor
January 30, 2017.
Pursuant to Section 11A(a)(3) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 608 thereunder,2
notice is hereby given that on January
17, 2017, MIAX PEARL, LLC (‘‘MIAX
PEARL’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) an amendment to the
Plan for the Purpose of Developing and
Implementing Procedures Designed to
Facilitate the Listing and Trading of
Standardized Options (‘‘OLPP’’).3 The
Commission approved the application
of MIAX PEARL to register as a national
securities exchange on December 13,
2016.4 One of the conditions of the
Commission’s approval was the
requirement for MIAX PEARL to join
the OLLP. The amendment adds MIAX
1 15
U.S.C. 78k–1(a)(3).
CFR 242.608.
3 On July 6, 2001, the Commission approved the
OLPP, which was proposed by the American Stock
Exchange LLC (‘‘Amex’’), Chicago Board Options
Exchange, Incorporated (‘‘CBOE’’), International
Securities Exchange LLC (‘‘ISE’’), Options Clearing
Corporation (‘‘OCC’’), Philadelphia Stock Exchange,
Inc. (‘‘Phlx’’), and Pacific Exchange, Inc. (‘‘PCX’’)
(n/k/a NYSE Arca). See Securities Exchange Act
Release No. 44521, 66 FR 36809 (July 13, 2001). See
also Securities Exchange Act Release Nos. 49199
(February 5, 2004), 69 FR 7030 (February 12, 2004)
(adding Boston Stock Exchange, Inc. as a Sponsor
to the OLPP); 57546 (March 21, 2008), 73 FR 16393
(March 27, 2008) (adding Nasdaq Stock Market, LLC
(‘‘Nasdaq’’) as a Sponsor to the OLPP); 61528
(February 17, 2010), 75 FR 8415 (February 24, 2010)
(adding BATS Exchange, Inc. (‘‘BATS’’) as a
Sponsor to the OLPP); 63162 (October 22, 2010), 75
FR 66401 (October 28, 2010) (adding C2 Options
Exchange Incorporated (‘‘C2’’) as a sponsor to the
OLPP); 66952 (May 9, 2012), 77 FR 28641 (May 15,
2012) (adding BOX Options Exchange LLC (‘‘BOX’’)
as a Sponsor to the OLPP); 67327 (June 29, 2012),
77 FR 40125 (July 6, 2012) (adding Nasdaq OMX
BX, Inc. (‘‘BX’’) as a Sponsor to the OLPP); 70765
(October 28, 2013), 78 FR 65739 (November 1, 2013)
(adding Topaz Exchange, LLC as a Sponsor to the
OLPP (‘‘Topaz’’); 70764 (October 28, 2013), 78 FR
65733 (November 1, 2013) (adding Miami
International Securities Exchange, LLC (‘‘MIAX’’) as
a Sponsor to the OLPP); 76822 (January 1, 2016),
81 FR 1251 (January 11, 2016) (adding EDGX
Exchange, Inc. (‘‘EDGX’’) as a Sponsor to the OLPP);
77323 (March 8, 2016), 81 FR 13433 (March 14,
2016) (adding ISE Mercury, LLC (‘‘ISE Mercury’’) as
a Sponsor to the OLPP).
4 See Securities and Exchange Act Release No.
79543 (Dec. 13, 2016), 81 FR 92901 (Dec. 20, 2016)
(File No. 10–227).
2 17
PO 00000
Frm 00073
Fmt 4703
Sfmt 4703
9263
PEARL as a Sponsor 5 of the OLPP.6 The
Commission is publishing this notice to
solicit comments on the amendment
from interested persons.
I. Description and Purpose of the
Amendment
The OLPP establishes procedures
designed to facilitate the listing and
trading of standardized options
contracts on the options exchanges. The
amendment to the OLPP adds MIAX
PEARL as a Sponsor. The other OLPP
Sponsors are Amex, BATS, BOX, BX,
CBOE, C2, EDGX, ISE, ISE Mercury,
MIAX, Nasdaq, NYSE Arca, OCC, Phlx,
and Topaz. MIAX PEARL has submitted
an executed copy of the OLPP to the
Commission in accordance with the
procedures set forth in the OLPP
regarding new Sponsors. Section 7 of
the OLPP provides for the entry of new
Sponsors to the OLPP. Specifically,
Section 7 of the OLPP provides that an
Eligible Exchange 7 may become a
Sponsor of the OLPP by: (i) Executing a
copy of the OLPP, as then in effect; (ii)
providing each current Sponsor with a
copy of such executed OLPP; and (iii)
effecting an amendment to the OLPP, as
specified in Section 7(ii) of the OLPP.
Section 7(ii) of the OLPP sets forth the
process by which an Eligible Exchange
may effect an amendment to the OLPP.
Specifically, an Eligible Exchange must:
(a) Execute a copy of the OLPP with the
only change being the addition of the
new Sponsor’s name in Section 8 of the
OLPP; 8 and (b) submit the executed
OLPP to the Commission. The OLPP
then provides that such an amendment
will be effective when the amendment
is approved by the Commission or
otherwise becomes effective pursuant to
Section 11A of the Act and Rule 608
thereunder.
5 A ‘‘Sponsor’’ is an Eligible Exchange whose
participation in the OLPP has become effective
pursuant to Section 7 of the OLPP.
6 See Letter from Barbara J. Comly, EVP, General
Counsel and Corporate Secretary, MIAX PEARL, to
Brent J. Fields, Secretary, Commission, dated
January 13, 2017.
7 The OLPP defines an ‘‘Eligible Exchange’’ as a
national securities exchange registered with the
Commission pursuant to Section 6(a) of the Act, 15
U.S.C. 78f(a), that (1) has effective rules for the
trading of options contracts issued and cleared by
the OCC approved in accordance with the
provisions of the Act and the rules and regulations
thereunder and (2) is a party to the Plan for
Reporting Consolidated Options Last Sale Reports
and Quotation Information (the ‘‘OPRA Plan’’).
MIAX PEARL has represented that it has met both
the requirements for being considered an Eligible
Exchange. See supra note 5.
8 The Commission notes that the list of plan
sponsors is set forth in Section 9 of the OLPP.
E:\FR\FM\03FEN1.SGM
03FEN1
9264
Federal Register / Vol. 82, No. 22 / Friday, February 3, 2017 / Notices
II. Effectiveness of the OLPP
Amendment
The foregoing OLPP amendment has
become effective pursuant to Rule
608(b)(3)(iii) 9 because it involves solely
technical or ministerial matters. At any
time within sixty days of the filing of
the amendment, the Commission may
summarily abrogate the amendment and
require that it be refiled pursuant to
paragraph (a)(1) of Rule 608,10 if it
appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors or the maintenance of fair and
orderly markets, to remove impediments
to, and perfect the mechanisms of, a
national market system or otherwise in
furtherance of the purposes of the Act.
III. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the amendment is
consistent with the Act. Comments may
be submitted by any of the following
methods:
asabaliauskas on DSK3SPTVN1PROD with NOTICES
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number 4–
443 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
All submissions should refer to File
Number 4–443. This file number should
be included on the subject line if email
is used. To help the Commission
process and review your comments
more efficiently, please use only one
method. The Commission will post all
comments on the Commission’s Internet
Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all
subsequent amendments, all written
statements with respect to the plan that
are filed with the Commission, and all
written communications relating to the
plan between the Commission and any
person, other than those that may be
withheld from the public in accordance
with the provisions of 5 U.S.C. 552, will
be available for Web site viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE.,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of such
9 17
CFR 242.608(b)(3)(iii).
CFR 242.608(b)(1).
10 17
VerDate Sep<11>2014
17:26 Feb 02, 2017
Jkt 241001
filing also will be available for
inspection and copying at MIAX
PEARL’s principal office. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number 4–443, and
should be submitted on or before
February 24, 2017.
By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017–02266 Filed 2–2–17; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–79896; File No. 4–546]
Joint Industry Plan; Notice of Filing
and Immediate Effectiveness of
Amendment to the Options Order
Protection and Locked/Crossed Market
Plan To Add MIAX PEARL, LLC as a
Participant
January 30, 2017.
Pursuant to Section 11A(a)(3) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 608 thereunder,2
notice is hereby given that on January
17, 2017, MIAX PEARL, LLC (‘‘MIAX
PEARL’’ or ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) an amendment to the
Options Order Protection and Locked/
Crossed Market Plan (‘‘Plan’’).3 The
Commission approved the application
of MIAX PEARL to register as a national
1 15
U.S.C. 78k–1(a)(3).
CFR 242.608.
3 On July 30, 2009, the Commission approved the
Plan, which was proposed by Chicago Board
Options Exchange, Incorporated (‘‘CBOE’’),
International Securities Exchange, LLC (‘‘ISE’’), The
NASDAQ Stock Market LLC (‘‘Nasdaq’’), NASDAQ
OMX BX, Inc. (‘‘BX’’), NASDAQ OMX PHLX, Inc.
(‘‘Phlx’’), NYSE Amex, LLC (‘‘NYSE Amex’’), and
NYSE Arca, Inc. (‘‘NYSE Arca’’). See Securities
Exchange Act Release No. 60405 (July 30, 2009), 74
FR 39362 (August 6, 2009). See also Securities
Exchange Act Release No. 61546 (February 19,
2010), 75 FR 8762 (February 25, 2010) (adding
BATS Exchange, Inc. (‘‘BATS’’) as a Participant);
63119 (October 15, 2010), 75 FR 65536 (October 25,
2010) (adding C2 Options Exchange, Incorporated
(‘‘C2’’) as a Participant); 66969 (May 11, 2015), 77
FR 29396 (May 17, 2012) (adding BOX Options
Exchange LLC (‘‘BOX Options’’ as a Participant);
70763 (October 28, 2013), 78 FR 65734 (November
1, 2013) (adding Topaz Exchange, LLC (‘‘Topaz’’) as
a Participant); 70762 (October 28, 2013), 78 FR
65740 (November 1, 2013) (adding MIAX
International Securities Exchange, LLC (‘‘MIAX’’) as
a Participant); 76823 (January 5, 2016), 81 FR 1260
(January 11, 2016) (adding EDGX Exchange, Inc.
(‘‘EDGX’’) as a Participant); 77324 (March 8, 2016),
81 FR 13425 (March 14, 2016) (adding ISE
MERCURY, LLC (‘‘ISE Mercury’’) as a Participant).
2 17
PO 00000
Frm 00074
Fmt 4703
Sfmt 4703
securities exchange on December 13,
2016.4 One of the conditions of the
Commission’s approval was the
requirement for MIAX PEARL to join
the Plan. The amendment adds MIAX
PEARL as a Participant 5 to the Plan.6
The Commission is publishing this
notice to solicit comments on the
amendment from interested persons.
I. Description and Purpose of the
Amendment
The Plan requires the options
exchanges to establish a framework for
providing order protection and
addressing locked and crossed markets
in eligible options classes. The
amendment to the Plan adds MIAX
PEARL as a Participant. The other Plan
Participants are BATS, BOX, BX, C2,
CBOE, EDGX, ISE, ISE Gemini, ISE
Mercury, MIAX, Nasdaq, Phlx, NYSE
MKT, and NYSE Arca. MIAX PEARL
has submitted an executed copy of the
Plan to the Commission in accordance
with the procedures set forth in the Plan
regarding new Participants. Section 3(c)
of the Plan provides for the entry of new
Participants to the Plan. Specifically,
Section 3(c) of the Plan provides that an
Eligible Exchange 7 may become a
Participant in the Plan by: (i) Executing
a copy of the Plan, as then in effect; (ii)
providing each current Participant with
a copy of such executed Plan; and (iii)
effecting an amendment to the Plan, as
specified in Section 4(b) of the Plan.
Section 4(b) of the Plan sets forth the
process by which an Eligible Exchange
may effect an amendment to the Plan.
Specifically, an Eligible Exchange must:
(a) Execute a copy of the Plan with the
only change being the addition of the
new Participant’s name in Section 3(a)
of the Plan; and (b) submit the executed
Plan to the Commission. The Plan then
4 See Securities and Exchange Act Release No.
79543 (Dec. 13, 2016), 81 FR 92901 (Dec. 20, 2016)
(File No. 10–227).
5 The term ‘‘Participant’’ is defined as an Eligible
Exchange whose participation in the Plan has
become effective pursuant to Section 3(c) of the
Plan.
6 See Letter from Barbara J. Comly, Executive Vice
President, General Counsel, and Corporate
Secretary, MIAX PEARL, to Brent J. Fields,
Secretary, Commission, dated January 13, 2017.
7 Section 2(6) of the Plan defines an ‘‘Eligible
Exchange’’ as a national securities exchange
registered with the Commission pursuant to Section
6(a) of the Act, 15 U.S.C. 78f(a), that: (a) Is a
‘‘Participant Exchange’’ in the Options Clearing
Corporation (‘‘OCC’’) (as defined in OCC By-laws,
Section VII); (b) is a party to the Options Price
Reporting Authority (‘‘OPRA’’) Plan (as defined in
the OPRA Plan, Section 1); and (c) if the national
securities exchange chooses not to become part to
this Plan, is a participant in another plan approved
by the Commission providing for comparable
Trade-Through and Locked and Crossed Market
protection. MIAX PEARL has represented that it has
met the requirements for being considered an
Eligible Exchange. See supra note 6.
E:\FR\FM\03FEN1.SGM
03FEN1
]]>Agencies
[Federal Register Volume 82, Number 22 (Friday, February 3, 2017)]
[Notices]
[Pages 9263-9264]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2017-02266]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-79897; File No. 4-443]
Joint Industry Plan; Notice of Filing and Immediate Effectiveness
of Amendment to the Plan for the Purpose of Developing and Implementing
Procedures Designed To Facilitate the Listing and Trading of
Standardized Options To Add MIAX PEARL, LLC as a Plan Sponsor
January 30, 2017.
Pursuant to Section 11A(a)(3) of the Securities Exchange Act of
1934 (``Act'') \1\ and Rule 608 thereunder,\2\ notice is hereby given
that on January 17, 2017, MIAX PEARL, LLC (``MIAX PEARL'' or
``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') an amendment to the Plan for the Purpose of Developing
and Implementing Procedures Designed to Facilitate the Listing and
Trading of Standardized Options (``OLPP'').\3\ The Commission approved
the application of MIAX PEARL to register as a national securities
exchange on December 13, 2016.\4\ One of the conditions of the
Commission's approval was the requirement for MIAX PEARL to join the
OLLP. The amendment adds MIAX PEARL as a Sponsor \5\ of the OLPP.\6\
The Commission is publishing this notice to solicit comments on the
amendment from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78k-1(a)(3).
\2\ 17 CFR 242.608.
\3\ On July 6, 2001, the Commission approved the OLPP, which was
proposed by the American Stock Exchange LLC (``Amex''), Chicago
Board Options Exchange, Incorporated (``CBOE''), International
Securities Exchange LLC (``ISE''), Options Clearing Corporation
(``OCC''), Philadelphia Stock Exchange, Inc. (``Phlx''), and Pacific
Exchange, Inc. (``PCX'') (n/k/a NYSE Arca). See Securities Exchange
Act Release No. 44521, 66 FR 36809 (July 13, 2001). See also
Securities Exchange Act Release Nos. 49199 (February 5, 2004), 69 FR
7030 (February 12, 2004) (adding Boston Stock Exchange, Inc. as a
Sponsor to the OLPP); 57546 (March 21, 2008), 73 FR 16393 (March 27,
2008) (adding Nasdaq Stock Market, LLC (``Nasdaq'') as a Sponsor to
the OLPP); 61528 (February 17, 2010), 75 FR 8415 (February 24, 2010)
(adding BATS Exchange, Inc. (``BATS'') as a Sponsor to the OLPP);
63162 (October 22, 2010), 75 FR 66401 (October 28, 2010) (adding C2
Options Exchange Incorporated (``C2'') as a sponsor to the OLPP);
66952 (May 9, 2012), 77 FR 28641 (May 15, 2012) (adding BOX Options
Exchange LLC (``BOX'') as a Sponsor to the OLPP); 67327 (June 29,
2012), 77 FR 40125 (July 6, 2012) (adding Nasdaq OMX BX, Inc.
(``BX'') as a Sponsor to the OLPP); 70765 (October 28, 2013), 78 FR
65739 (November 1, 2013) (adding Topaz Exchange, LLC as a Sponsor to
the OLPP (``Topaz''); 70764 (October 28, 2013), 78 FR 65733
(November 1, 2013) (adding Miami International Securities Exchange,
LLC (``MIAX'') as a Sponsor to the OLPP); 76822 (January 1, 2016),
81 FR 1251 (January 11, 2016) (adding EDGX Exchange, Inc. (``EDGX'')
as a Sponsor to the OLPP); 77323 (March 8, 2016), 81 FR 13433 (March
14, 2016) (adding ISE Mercury, LLC (``ISE Mercury'') as a Sponsor to
the OLPP).
\4\ See Securities and Exchange Act Release No. 79543 (Dec. 13,
2016), 81 FR 92901 (Dec. 20, 2016) (File No. 10-227).
\5\ A ``Sponsor'' is an Eligible Exchange whose participation in
the OLPP has become effective pursuant to Section 7 of the OLPP.
\6\ See Letter from Barbara J. Comly, EVP, General Counsel and
Corporate Secretary, MIAX PEARL, to Brent J. Fields, Secretary,
Commission, dated January 13, 2017.
---------------------------------------------------------------------------
I. Description and Purpose of the Amendment
The OLPP establishes procedures designed to facilitate the listing
and trading of standardized options contracts on the options exchanges.
The amendment to the OLPP adds MIAX PEARL as a Sponsor. The other OLPP
Sponsors are Amex, BATS, BOX, BX, CBOE, C2, EDGX, ISE, ISE Mercury,
MIAX, Nasdaq, NYSE Arca, OCC, Phlx, and Topaz. MIAX PEARL has submitted
an executed copy of the OLPP to the Commission in accordance with the
procedures set forth in the OLPP regarding new Sponsors. Section 7 of
the OLPP provides for the entry of new Sponsors to the OLPP.
Specifically, Section 7 of the OLPP provides that an Eligible Exchange
\7\ may become a Sponsor of the OLPP by: (i) Executing a copy of the
OLPP, as then in effect; (ii) providing each current Sponsor with a
copy of such executed OLPP; and (iii) effecting an amendment to the
OLPP, as specified in Section 7(ii) of the OLPP.
---------------------------------------------------------------------------
\7\ The OLPP defines an ``Eligible Exchange'' as a national
securities exchange registered with the Commission pursuant to
Section 6(a) of the Act, 15 U.S.C. 78f(a), that (1) has effective
rules for the trading of options contracts issued and cleared by the
OCC approved in accordance with the provisions of the Act and the
rules and regulations thereunder and (2) is a party to the Plan for
Reporting Consolidated Options Last Sale Reports and Quotation
Information (the ``OPRA Plan''). MIAX PEARL has represented that it
has met both the requirements for being considered an Eligible
Exchange. See supra note 5.
---------------------------------------------------------------------------
Section 7(ii) of the OLPP sets forth the process by which an
Eligible Exchange may effect an amendment to the OLPP. Specifically, an
Eligible Exchange must: (a) Execute a copy of the OLPP with the only
change being the addition of the new Sponsor's name in Section 8 of the
OLPP; \8\ and (b) submit the executed OLPP to the Commission. The OLPP
then provides that such an amendment will be effective when the
amendment is approved by the Commission or otherwise becomes effective
pursuant to Section 11A of the Act and Rule 608 thereunder.
---------------------------------------------------------------------------
\8\ The Commission notes that the list of plan sponsors is set
forth in Section 9 of the OLPP.
---------------------------------------------------------------------------
[[Page 9264]]
II. Effectiveness of the OLPP Amendment
The foregoing OLPP amendment has become effective pursuant to Rule
608(b)(3)(iii) \9\ because it involves solely technical or ministerial
matters. At any time within sixty days of the filing of the amendment,
the Commission may summarily abrogate the amendment and require that it
be refiled pursuant to paragraph (a)(1) of Rule 608,\10\ if it appears
to the Commission that such action is necessary or appropriate in the
public interest, for the protection of investors or the maintenance of
fair and orderly markets, to remove impediments to, and perfect the
mechanisms of, a national market system or otherwise in furtherance of
the purposes of the Act.
---------------------------------------------------------------------------
\9\ 17 CFR 242.608(b)(3)(iii).
\10\ 17 CFR 242.608(b)(1).
---------------------------------------------------------------------------
III. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the amendment is
consistent with the Act. Comments may be submitted by any of the
following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an email to rule-comments@sec.gov. Please include
File Number 4-443 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.
All submissions should refer to File Number 4-443. This file number
should be included on the subject line if email is used. To help the
Commission process and review your comments more efficiently, please
use only one method. The Commission will post all comments on the
Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml).
Copies of the submission, all subsequent amendments, all written
statements with respect to the plan that are filed with the Commission,
and all written communications relating to the plan between the
Commission and any person, other than those that may be withheld from
the public in accordance with the provisions of 5 U.S.C. 552, will be
available for Web site viewing and printing in the Commission's Public
Reference Room, 100 F Street NE., Washington, DC 20549 on official
business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of
such filing also will be available for inspection and copying at MIAX
PEARL's principal office. All comments received will be posted without
change; the Commission does not edit personal identifying information
from submissions. You should submit only information that you wish to
make available publicly. All submissions should refer to File Number 4-
443, and should be submitted on or before February 24, 2017.
By the Commission.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-02266 Filed 2-2-17; 8:45 am]
BILLING CODE 8011-01-P
