Securities and Exchange Commission February 2017 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 185
NorthStar/Townsend Institutional Real Estate Fund Inc., et al.; Notice of Application
Document Number: 2017-02835
Type: Notice
Date: 2017-02-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose asset-based distribution and/ or service fees and early withdrawal charges (``EWCs''). Applicants: NorthStar/Townsend Institutional Real Estate Fund Inc. (the ``Fund''), Townsend Holdings LLC (the ``Adviser''), and NSAM B- TCEF Ltd. (the ``Sub-Adviser,'' and together with the Adviser, the ``Advisers'').
StrongVest ETF Trust, et al.; Notice of Application
Document Number: 2017-02834
Type: Notice
Date: 2017-02-13
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2017-02906
Type: Notice
Date: 2017-02-10
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change Regarding Fraudulent Acts
Document Number: 2017-02738
Type: Notice
Date: 2017-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Document Number: 2017-02646
Type: Notice
Date: 2017-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; ISE Mercury, LLC; Notice of Filing of Proposed Rule Change To Adopt Chapter 9
Document Number: 2017-02644
Type: Notice
Date: 2017-02-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting; Additional Item
Document Number: 2017-02636
Type: Notice
Date: 2017-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Adopt the Rule 900A Series
Document Number: 2017-02550
Type: Notice
Date: 2017-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: 2017-02455
Type: Rule
Date: 2017-02-08
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support an upgrade to the passphrase authentication process; and update the recommended Internet browser language for all EDGAR Web sites. The EDGAR system is scheduled to be upgraded to support the functionalities on January 30, 2017.
Sunshine Act Meeting
Document Number: 2017-02531
Type: Notice
Date: 2017-02-07
Agency: Securities and Exchange Commission, Agencies and Commissions