Securities and Exchange Commission February 2017 – Federal Register Recent Federal Regulation Documents

Results 151 - 185 of 185
Order Regarding Review of FASB Accounting Support Fee for 2017 Under Section 109 of The Sarbanes-Oxley Act of 2002
Document Number: 2017-02413
Type: Notice
Date: 2017-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Golub Capital BDC, Inc., et al.; Notice of Application
Document Number: 2017-02361
Type: Notice
Date: 2017-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Goldman, Sachs & Co.; Notice of Application
Document Number: 2017-02360
Type: Notice
Date: 2017-02-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Destra Capital Advisors LLC, et al.; Notice of Application
Document Number: 2017-02264
Type: Notice
Date: 2017-02-03
Agency: Securities and Exchange Commission, Agencies and Commissions
Allstate Assurance Company, et al.; Notice of Application
Document Number: 2017-02181
Type: Notice
Date: 2017-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2017-02180
Type: Notice
Date: 2017-02-02
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. The applicant has transferred its assets to Nuveen New York Dividend Advantage Municipal Fund and, on May 26, 2015, made a final distribution to its shareholders based on net asset value. Expenses of approximately $38,358 incurred in connection with the reorganization were paid by applicant and approximately $283,472 were paid by the acquiring fund. Filing Dates: The application was filed on January 22, 2016, and amended on November 14, 2016, and December 14, 2016. Applicant's Address: 333 West Wacker Drive, Chicago, Illinois 60606.
Agency Information Collection Activities; Submission for OMB Review; Comment Request; Rules 147(f)(1)(iii) and 147A(f)(1)(iii) Written Representations as to Purchaser Residency
Document Number: 2017-02099
Type: Notice
Date: 2017-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions, Office of the Secretary
The Securities and Exchange Commission (``Commission'') has submitted two sponsored information collection requests (``ICRs'') to the Office of Management and Budget (``OMB'') for review and clearance in accordance with the Paperwork Reduction Act of 1995 \1\ (``PRA''). The first title is: ``Rule 147(f)(1)(iii) Written Representation as to Purchaser Residency.'' The second title is: ``Rule 147A(f)(1)(iii) Written Representation as to Purchaser Residency.'' OMB approval has been requested by April 20, 2017.
Proposed Collection; Comment Request
Document Number: 2017-02098
Type: Notice
Date: 2017-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions
StrongVest ETF Trust, et al.; Notice of Application
Document Number: 2017-02080
Type: Notice
Date: 2017-02-01
Agency: Securities and Exchange Commission, Agencies and Commissions