Securities and Exchange Commission 2016 – Federal Register Recent Federal Regulation Documents

Results 1,701 - 1,750 of 2,320
In the Matter of Royale Globe Holding Inc., File No. 500-1; Order of Suspension of Trading
Document Number: 2016-08484
Type: Notice
Date: 2016-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-08446
Type: Notice
Date: 2016-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2016-08445
Type: Notice
Date: 2016-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Türkiye Sinai Kalkinma Bankasi A.Ş.; Notice of Application
Document Number: 2016-08298
Type: Notice
Date: 2016-04-12
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant: T[uuml]rkiye Sinai Kalkinma Bankasi A.[Scedil]. (``Applicant''). Summary of Application: Applicant, a banking institution organized as a public joint stock company of unlimited duration under the laws of the Republic of Turkey (``Turkey'') requests an order exempting it from all provisions of the Act in connection with the offer and sale of its debt securities in the United States. Filing Dates: The application was filed on July 14, 2015, and amended on November 25, 2015 and March 14, 2016. Hearing or Notification of Hearing: An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission's Secretary and serving applicant with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on May 2, 2016, and should be accompanied by proof of service on applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer's interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary.
Equity Market Structure Advisory Committee
Document Number: 2016-08228
Type: Notice
Date: 2016-04-11
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Equity Market Structure Advisory Committee is providing notice that it will hold a public meeting on Tuesday, April 26, 2016, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EDT) and will be open to the public. The public portions of the meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will focus on updates and potential recommendations from the four subcommittees.
Certain Natural Gas and Electric Power Contracts
Document Number: 2016-08076
Type: Proposed Rule
Date: 2016-04-08
Agency: Commodity Futures Trading Commission, Agencies and Commissions, Securities and Exchange Commission
In accordance with section 712(d)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''), the Commodity Futures Trading Commission (the ``CFTC'') and the Securities and Exchange Commission (``SEC''), after consultation with the Board of Governors of the Federal Reserve System (``Board of Governors''), are jointly issuing the CFTC's proposed guidance on certain contracts that provide for rights and obligations with respect to electric power and natural gas. The CFTC invites public comment on all aspects of its proposed guidance.
Madison ETF Trust and Madison ETF Advisers, LLC; Notice of Application
Document Number: 2016-08047
Type: Notice
Date: 2016-04-08
Agency: Securities and Exchange Commission, Agencies and Commissions
In the Matter of Go EZ Corp.; Order of Suspension of Trading
Document Number: 2016-07967
Type: Notice
Date: 2016-04-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application
Document Number: 2016-07835
Type: Notice
Date: 2016-04-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Summary of Application: Applicants request an order that would permit (a) series of certain open-end management investment companies to issue shares (``Shares'') redeemable in large aggregations only (``Creation Units''); (b) secondary market transactions in Shares to occur at negotiated market prices rather than at net asset value (``NAV''); (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts (``UITs'') outside of the same group of investment companies as the series to acquire Shares. Applicants: Advisors Asset Management Inc. (the ``Initial Adviser'') and AAM ETF Trust (the ``Trust'').
Sunshine Act Meeting
Document Number: 2016-07829
Type: Notice
Date: 2016-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
FactorShares Trust, et al.; Notice of Application
Document Number: 2016-07704
Type: Notice
Date: 2016-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
OHA Investment Corporation, et al.; Notice of Application
Document Number: 2016-07689
Type: Notice
Date: 2016-04-05
Agency: Securities and Exchange Commission, Agencies and Commissions
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.