Securities and Exchange Commission May 2015 – Federal Register Recent Federal Regulation Documents

KCAP Financial, Inc.; Notice of Application
Document Number: 2015-12970
Type: Notice
Date: 2015-05-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-12960
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
The Royal Bank of Scotland plc, et al.; Notice of Application and Temporary Order
Document Number: 2015-12757
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Citicorp, et al.; Notice of Application and Temporary Order
Document Number: 2015-12756
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
J.P. Morgan Chase & Co., et al.; Notice of Application and Temporary Order
Document Number: 2015-12755
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
UBS AG, et al.; Notice of Application and Temporary Order
Document Number: 2015-12754
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-12685
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-12684
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2015-12683
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
Adoption of Updated EDGAR Filer Manual
Document Number: 2015-12566
Type: Rule
Date: 2015-05-26
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual and related rules to reflect updates to the EDGAR system. The updates are being made primarily to support the submission form types for Regulation A. The EDGAR system is scheduled to be upgraded to support this functionality on May 11, 2015.
BMO Funds, Inc. and BMO Asset Management Corp.; Notice of Application
Document Number: 2015-12381
Type: Notice
Date: 2015-05-22
Agency: Securities and Exchange Commission, Agencies and Commissions
SEC Advisory Committee on Small and Emerging Companies
Document Number: 2015-12379
Type: Notice
Date: 2015-05-22
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, June 3, 2015, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (EST) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws. Notice of this meeting is less than fifteen days prior to the meeting due to an administrative delay.
Submission for OMB Review; Comment Request
Document Number: 2015-12285
Type: Notice
Date: 2015-05-21
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: 2015-12380
Type: Notice
Date: 2015-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2015-12152
Type: Notice
Date: 2015-05-20
Agency: Securities and Exchange Commission, Agencies and Commissions
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