Securities and Exchange Commission May 6, 2015 – Federal Register Recent Federal Regulation Documents

Results 1 - 6 of 6
Syntax, LLC and Syntax ETF Trust; Notice of Application
Document Number: 2015-10586
Type: Notice
Date: 2015-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10586.html
TCW Direct Lending LLC, et al.; Notice of Application
Document Number: 2015-10585
Type: Notice
Date: 2015-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10585.html
Starboard Investment Trust and Foliometrix, LLC; Notice of Application
Document Number: 2015-10511
Type: Notice
Date: 2015-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicants request an order that would permit them to enter into and materially amend sub-advisory agreements (each, a ``Sub- Advisory Agreement'' and collectively, the ``Sub-Advisory Agreements'') without shareholder approval and that would grant relief from certain disclosure requirements. Applicants: Starboard Investment Trust (the ``Trust'') and Foliometrix, LLC (the ``Adviser'').
https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10511.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule
Document Number: 2015-10505
Type: Notice
Date: 2015-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10505.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Provision of Clearance and Settlement Services for Energy Futures and Options on Energy Futures
Document Number: 2015-10504
Type: Notice
Date: 2015-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10504.html
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party has a Substantial Interest
Document Number: 2015-10503
Type: Notice
Date: 2015-05-06
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/06/2015-10503.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.