Securities and Exchange Commission May 27, 2015 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
Sunshine Act Meeting
Document Number: 2015-12960
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12960.html
The Royal Bank of Scotland plc, et al.; Notice of Application and Temporary Order
Document Number: 2015-12757
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12757.html
Citicorp, et al.; Notice of Application and Temporary Order
Document Number: 2015-12756
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12756.html
J.P. Morgan Chase & Co., et al.; Notice of Application and Temporary Order
Document Number: 2015-12755
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12755.html
UBS AG, et al.; Notice of Application and Temporary Order
Document Number: 2015-12754
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12754.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to Adopt FINRA Rule 2242 (Debt Research Analysts and Debt Research Reports)
Document Number: 2015-12690
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12690.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to FINRA Rule 2241 (Research Analysts and Research Reports) in the Consolidated FINRA Rulebook
Document Number: 2015-12689
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12689.html
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Specialists and e-Specialists by Deleting Rule 927.3NY and Section (f) of Rule 927.5NY
Document Number: 2015-12688
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12688.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Rule 6.53C and Complex Orders on the Hybrid System
Document Number: 2015-12687
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12687.html
Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Authorize the Exchange To Share Any Participant-Designated Risk Settings in the Trading System With the Clearing Participant That Clears Transactions on Behalf of the Participant
Document Number: 2015-12686
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12686.html
Proposed Collection; Comment Request
Document Number: 2015-12685
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12685.html
Proposed Collection; Comment Request
Document Number: 2015-12684
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12684.html
Proposed Collection; Comment Request
Document Number: 2015-12683
Type: Notice
Date: 2015-05-27
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2015/05/27/2015-12683.html
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