Securities and Exchange Commission July 2013 – Federal Register Recent Federal Regulation Documents

Results 101 - 150 of 188
Sunshine Act Meeting
Document Number: 2013-16538
Type: Notice
Date: 2013-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-16367
Type: Notice
Date: 2013-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-16366
Type: Notice
Date: 2013-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-16365
Type: Notice
Date: 2013-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2013-16364
Type: Notice
Date: 2013-07-09
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2013-16481
Type: Notice
Date: 2013-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: 2013-16218
Type: Notice
Date: 2013-07-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a unit investment trust, seeks an order declaring that it has ceased to be an investment company. On February 23, 1999, applicant made a liquidating distribution to its shareholders, based on net asset value. Filing Dates: The application was filed on February 25, 2013, and amended on June 13, 2013. Applicant's Address: 546 Fifth Ave., New York, NY 10022.
Charles Schwab Investment Management, Inc., et al.;
Document Number: 2013-16025
Type: Notice
Date: 2013-07-03
Agency: Securities and Exchange Commission, Agencies and Commissions
ProShare Advisors LLC, et al.; Notice of Application
Document Number: 2013-16024
Type: Notice
Date: 2013-07-03
Agency: Securities and Exchange Commission, Agencies and Commissions