Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 40779-40780 [2013-16218]
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Federal Register / Vol. 78, No. 130 / Monday, July 8, 2013 / Notices
information needed to determine the
selection of a representative payee who
will serve in the best interest of the
beneficiary. RRB Form G–478,
Statement Regarding Patient’s
Capability to Manage Benefits, obtains
information about an annuitant’s
capability to manage their own benefits.
The form is completed by the
annuitant’s personal physician or by a
medical officer, if the annuitant is in an
institution. It is not required when a
court has appointed an individual or
institution to manage the annuitant’s
funds or, in the absence of such
appointment, when the annuitant is a
minor. The RRB also provides
representative payees with a booklet at
the time of their appointment. The
booklet, RRB Form RB–5, Your Duties
as Representative Payee-Representative
Payee’s Record, advises representative
payees of their responsibilities under 20
CFR 266.9 and provides a means for the
representative payee to maintain records
pertaining to the receipt and use of RRB
benefits. The booklet is provided for the
representative payee’s convenience. The
RRB also accepts records that are kept
by representative payee’s as part of a
common business practice.
Completion is voluntary. One
response is requested of each
respondent.
Previous Requests for Comments: The
RRB has already published the initial
60-day notice (78 FR 23599 on April 19,
2013) required by 44 U.S.C. 3506(c)(2).
That request elicited no comments.
Information Collection Request (ICR)
Title: Application to Act as
Representative Payee
OMB Control Number: 3220–0052
Forms submitted: AA–5, G–478, and
RB–5
40779
Type of request: Revision of a
currently approved collection
Affected public: Individuals or
households; business or other for profit
Abstract: Under Section 12 of the
Railroad Retirement Act, the Railroad
Retirement Board (RRB) may pay
benefits to a representative payee when
an employee, spouse or survivor
annuitant is incompetent or is a minor.
The collection obtains information
related to the representative payee
application, supporting documentation
and the maintenance of records
pertaining to the receipt and use of
benefits.
Changes proposed: The RRB is
proposing non-burden impacting
editorial changes to Form AA–5 and the
RB–5 booklet. No changes are proposed
for Form G–478.
THE BURDEN ESTIMATE FOR THE ICR IS AS FOLLOWS:
Annual
responses
Form No.
Time
(minutes)
Burden
(hours)
AA–5 ............................................................................................................................................
Individuals .............................................................................................................................
Institutions .............................................................................................................................
G–478 ..........................................................................................................................................
RB–5 ............................................................................................................................................
Individuals .............................................................................................................................
Institutions .............................................................................................................................
3,000
2,250
750
2,000
15,300
11,475
3,825
........................
17
........................
6
........................
60
........................
850.0
637.5
212.5
200.0
15,300
11,475
3,825
Total ...............................................................................................................................
20,300
........................
16,350
Additional Information or Comments:
Copies of the forms and supporting
documents can be obtained from Dana
Hickman at (312) 751–4981 or
Dana.Hickman@RRB.GOV.
Comments regarding the information
collection should be addressed to
Charles Mierzwa, Railroad Retirement
Board, 844 North Rush Street, Chicago,
Illinois, 60611–2092 or
Charles.Mierzwa@RRB.GOV and to the
OMB Desk Officer for the RRB, Fax:
202–395–6974, Email address:
OIRA_Submission@omb.eop.gov.
Charles Mierzwa,
Chief of Information Resources Management.
[FR Doc. 2013–16187 Filed 7–5–13; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–30585]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
June 28, 2013.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of June 2013.
A copy of each application may be
obtained via the Commission’s Web site
by searching for the file number, or for
an applicant using the Company name
box, at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on July
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Sfmt 4703
23, 2013, and should be accompanied
by proof of service on the applicant, in
the form of an affidavit or, for lawyers,
a certificate of service. Hearing requests
should state the nature of the writer’s
interest, the reason for the request, and
the issues contested. Persons who wish
to be notified of a hearing may request
notification by writing to the Secretary,
U.S. Securities and Exchange
Commission, 100 F Street NE.,
Washington, DC 20549–1090.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Exemptive Applications Office, 100 F
Street NE., Washington, DC 20549–
8010.
Glickenhaus Value Portfolios 1996
Equity Collection [File No. 811–7423]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On February 23,
1999, applicant made a liquidating
distribution to its shareholders, based
on net asset value.
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40780
Federal Register / Vol. 78, No. 130 / Monday, July 8, 2013 / Notices
Filing Dates: The application was
filed on February 25, 2013, and
amended on June 13, 2013.
Applicant’s Address: 546 Fifth Ave.,
New York, NY 10022.
Empire Builder Tax Free Bond Fund
[File No. 811–3907]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Neuberger
Berman New York Municipal Income
Fund and, on March 8, 2013, made a
final distribution to its shareholders
based on net asset value. Expenses of
$162,230 incurred in connection with
the reorganization were paid by
Neuberger Berman Management LLC,
the investment adviser to the acquiring
fund.
Filing Date: The application was filed
on May 30, 2013.
Applicant’s Address: Neuberger
Berman Income Funds, 605 Third Ave.,
2nd Floor, New York, NY 10158.
Jacob Funds II [File No. 811–7881]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Jacob Funds Inc.
and, on November 9, 2012, made a final
distribution to its shareholders based on
net asset value. Expenses of $372,095
incurred in connection with the
reorganization were paid by applicant
and Jacob Asset Management of New
York LLC, applicant’s investment
adviser.
Filing Date: The application was filed
on May 24, 2013.
Applicant’s Address: 399 Park Ave.,
4th Floor, New York, NY 10022.
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Salient Alternative Strategies Fund
[File No. 811–22388]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Salient
Alternative Strategies I Fund and, on
March 31, 2013, made a final
distribution to its shareholders based on
net asset value. Expenses of $16,244
incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed
on May 21, 2013.
Applicant’s Address: c/o Salient
Advisors, L.P., 4265 San Felipe Rd.,
Suite 800, Houston, TX 77027.
Armstrong Associates Inc. [File No.
811–1548]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On May 10, 2013,
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applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $99,804
incurred in connection with the
liquidation were paid by applicant.
Filing Date: The application was filed
on May 23, 2013.
Applicant’s Address: 750 North St.
Paul St., Suite 1300, Dallas, TX 75201.
Oppenheimer Transition 2010 Fund
[File No. 811–21920]
Oppenheimer Transition 2015 Fund
[File No. 811–21921]
Oppenheimer Transition 2020 Fund
[File No. 811–21923]
Oppenheimer Transition 2030 Fund
[File No. 811–21924]
Oppenheimer Transition 2050 Fund
[File No. 811–22150]
Oppenheimer Transition 2040 Fund
[File No. 811–22151]
Oppenheimer Transition 2025 Fund
[File No. 811–22152]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. The applicants
have transferred their assets to series of
Oppenheimer Portfolio Series and,
between October 5, 2012, and November
2, 2012, each applicant made a final
distribution to its shareholders based on
net asset value. Expenses of $39,605,
$41,694, $45,138, $49,893, $43,318,
$45,271, and $41,549, respectively,
incurred in connection with the
reorganizations were paid by each
applicant.
Filing Date: The applications were
filed on May 31, 2013.
Applicants’ Address: 6803 S. Tucson
Way, Centennial, CO 80112.
Madison Mosaic Equity Trust [File No.
811–3615]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The applicant has
transferred its assets to corresponding
series of Madison Funds and, on April
19, 2013, made a final distribution to its
shareholders based on net asset value.
Expenses of $176,003 incurred in
connection with the reorganization were
paid by Madison Investment Advisors,
LLC, applicant’s investment adviser.
Filing Date: The application was filed
on May 2, 2013.
Applicant’s Address: 500 Science Dr.,
Madison, WI 53711.
Global Chartist Fund, LLC [File No.
811–22617]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant has
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fewer than one hundred beneficial
owners and does not propose to make a
public offering of its securities.
Applicant will continue to operate as a
private investment fund in reliance on
section 3(c)(1) of the Act.
Filing Dates: The application was
filed on May 29, 2013, and amended on
June 6, 2013.
Applicant’s Address: 85 Broad St.,
24th Floor, New York, NY 10004.
Lord Abbett Stock Appreciation Fund
[File No. 811–9597]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. Applicant
transferred its assets to Lord Abbett
Growth Leaders Fund, a series of Lord
Abbett Securities Trust, and on March
22, 2013, made a distribution to its
shareholders based on net asset value.
Expenses of $138,196 incurred in
connection with the reorganization were
paid by Lord Abbett & Co. LLC,
investment adviser to the applicant.
Filing Date: The application was filed
on June 5, 2013.
Applicant’s Address: 90 Hudson St.,
Jersey City, NJ 07302.
Persimmon Growth Partners Fund LP
[File No. 811–22457]
Persimmon Growth Partners Investor
Fund [File No. 811–22458]
Summary: Each applicant, a closedend investment company seeks an order
declaring that it has ceased to be an
investment company. On June 11, 2013,
each applicant made final liquidating
distributions to its shareholders, based
on net asset value. Expenses of $31,498
and $52,742, respectively, incurred in
connection with the liquidations were
paid by each applicant.
Filing Dates: The applications were
filed on March 11, 2013, and amended
on June 21, 2013.
Applicants’ Address: 1777 Sentry
Pkwy. West, Gwynedd Hall, Suite 102,
Blue Bell, PA 19422.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013–16218 Filed 7–5–13; 8:45 am]
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COMMISSION
Sunshine Act Meetings
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
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[Federal Register Volume 78, Number 130 (Monday, July 8, 2013)]
[Notices]
[Pages 40779-40780]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-16218]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-30585]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
June 28, 2013.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
June 2013. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for an
applicant using the Company name box, at https://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on July 23, 2013, and should
be accompanied by proof of service on the applicant, in the form of an
affidavit or, for lawyers, a certificate of service. Hearing requests
should state the nature of the writer's interest, the reason for the
request, and the issues contested. Persons who wish to be notified of a
hearing may request notification by writing to the Secretary, U.S.
Securities and Exchange Commission, 100 F Street NE., Washington, DC
20549-1090.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus at (202) 551-6810, SEC,
Division of Investment Management, Exemptive Applications Office, 100 F
Street NE., Washington, DC 20549-8010.
Glickenhaus Value Portfolios 1996 Equity Collection [File No. 811-7423]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On February
23, 1999, applicant made a liquidating distribution to its
shareholders, based on net asset value.
[[Page 40780]]
Filing Dates: The application was filed on February 25, 2013, and
amended on June 13, 2013.
Applicant's Address: 546 Fifth Ave., New York, NY 10022.
Empire Builder Tax Free Bond Fund [File No. 811-3907]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to Neuberger
Berman New York Municipal Income Fund and, on March 8, 2013, made a
final distribution to its shareholders based on net asset value.
Expenses of $162,230 incurred in connection with the reorganization
were paid by Neuberger Berman Management LLC, the investment adviser to
the acquiring fund.
Filing Date: The application was filed on May 30, 2013.
Applicant's Address: Neuberger Berman Income Funds, 605 Third Ave.,
2nd Floor, New York, NY 10158.
Jacob Funds II [File No. 811-7881]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to Jacob
Funds Inc. and, on November 9, 2012, made a final distribution to its
shareholders based on net asset value. Expenses of $372,095 incurred in
connection with the reorganization were paid by applicant and Jacob
Asset Management of New York LLC, applicant's investment adviser.
Filing Date: The application was filed on May 24, 2013.
Applicant's Address: 399 Park Ave., 4th Floor, New York, NY 10022.
Salient Alternative Strategies Fund [File No. 811-22388]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
transferred its assets to Salient Alternative Strategies I Fund and, on
March 31, 2013, made a final distribution to its shareholders based on
net asset value. Expenses of $16,244 incurred in connection with the
reorganization were paid by applicant.
Filing Date: The application was filed on May 21, 2013.
Applicant's Address: c/o Salient Advisors, L.P., 4265 San Felipe
Rd., Suite 800, Houston, TX 77027.
Armstrong Associates Inc. [File No. 811-1548]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On May 10, 2013, applicant made a liquidating
distribution to its shareholders, based on net asset value. Expenses of
$99,804 incurred in connection with the liquidation were paid by
applicant.
Filing Date: The application was filed on May 23, 2013.
Applicant's Address: 750 North St. Paul St., Suite 1300, Dallas, TX
75201.
Oppenheimer Transition 2010 Fund [File No. 811-21920]
Oppenheimer Transition 2015 Fund [File No. 811-21921]
Oppenheimer Transition 2020 Fund [File No. 811-21923]
Oppenheimer Transition 2030 Fund [File No. 811-21924]
Oppenheimer Transition 2050 Fund [File No. 811-22150]
Oppenheimer Transition 2040 Fund [File No. 811-22151]
Oppenheimer Transition 2025 Fund [File No. 811-22152]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. The applicants have transferred their
assets to series of Oppenheimer Portfolio Series and, between October
5, 2012, and November 2, 2012, each applicant made a final distribution
to its shareholders based on net asset value. Expenses of $39,605,
$41,694, $45,138, $49,893, $43,318, $45,271, and $41,549, respectively,
incurred in connection with the reorganizations were paid by each
applicant.
Filing Date: The applications were filed on May 31, 2013.
Applicants' Address: 6803 S. Tucson Way, Centennial, CO 80112.
Madison Mosaic Equity Trust [File No. 811-3615]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The applicant has transferred its assets to
corresponding series of Madison Funds and, on April 19, 2013, made a
final distribution to its shareholders based on net asset value.
Expenses of $176,003 incurred in connection with the reorganization
were paid by Madison Investment Advisors, LLC, applicant's investment
adviser.
Filing Date: The application was filed on May 2, 2013.
Applicant's Address: 500 Science Dr., Madison, WI 53711.
Global Chartist Fund, LLC [File No. 811-22617]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
fewer than one hundred beneficial owners and does not propose to make a
public offering of its securities. Applicant will continue to operate
as a private investment fund in reliance on section 3(c)(1) of the Act.
Filing Dates: The application was filed on May 29, 2013, and
amended on June 6, 2013.
Applicant's Address: 85 Broad St., 24th Floor, New York, NY 10004.
Lord Abbett Stock Appreciation Fund [File No. 811-9597]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant transferred its assets to Lord
Abbett Growth Leaders Fund, a series of Lord Abbett Securities Trust,
and on March 22, 2013, made a distribution to its shareholders based on
net asset value. Expenses of $138,196 incurred in connection with the
reorganization were paid by Lord Abbett & Co. LLC, investment adviser
to the applicant.
Filing Date: The application was filed on June 5, 2013.
Applicant's Address: 90 Hudson St., Jersey City, NJ 07302.
Persimmon Growth Partners Fund LP [File No. 811-22457]
Persimmon Growth Partners Investor Fund [File No. 811-22458]
Summary: Each applicant, a closed-end investment company seeks an
order declaring that it has ceased to be an investment company. On June
11, 2013, each applicant made final liquidating distributions to its
shareholders, based on net asset value. Expenses of $31,498 and
$52,742, respectively, incurred in connection with the liquidations
were paid by each applicant.
Filing Dates: The applications were filed on March 11, 2013, and
amended on June 21, 2013.
Applicants' Address: 1777 Sentry Pkwy. West, Gwynedd Hall, Suite
102, Blue Bell, PA 19422.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2013-16218 Filed 7-5-13; 8:45 am]
BILLING CODE 8011-01-P
