Securities and Exchange Commission June 4, 2009 – Federal Register Recent Federal Regulation Documents

In the Matter of Patriot Energy Corp.; Order of Suspension of Trading
Document Number: E9-13144
Type: Notice
Date: 2009-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940
Document Number: E9-12996
Type: Notice
Date: 2009-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. As of July 31, 2008, applicant's shareholders had tendered their shares for redemption, based on net asset value. Applicant incurred no expenses in connection with its liquidation.
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
Document Number: E9-12956
Type: Rule
Date: 2009-06-04
Agency: Securities and Exchange Commission, Agencies and Commissions
In connection with rules adopted in Release No. 33-8998 (January 13, 2009), which appeared in the Federal Register on January 26, 2009 (74 FR 4546), the Securities and Exchange Commission is making technical corrections to Form N-1A and Form N-4. Specifically, the Commission is correcting certain cross-references appearing in each Form and correcting a citation appearing in Form N-1A. The citation being corrected was originally adopted in its incorrect form in Release No. IC-23064 (Mar. 13, 1998), which appeared in the Federal Register on March 23, 1998 (63 FR 13916).
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