In the Matter of Patriot Energy Corp.; Order of Suspension of Trading, 26899 [E9-13144]

Download as PDF Federal Register / Vol. 74, No. 106 / Thursday, June 4, 2009 / Notices Goldman Sachs Global Equity Long/ Short Registered Fund, LLC [File No. 811–21375]; Goldman Sachs Global Relative Value Registered Fund, LLC [File No. 811–21377]; Goldman Sachs Global Event Driven Registered Fund, LLC [File No. 811–21378]; Goldman Sachs Global Tactical Trading Registered Fund, LLC [File No. 811– 21379] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants have never made a public offering of their securities and do not propose to make a public offering or engage in business of any kind. Filing Dates: The applications were filed on March 23, 2009, and amended on May 21, 2009. Applicants’ Address: One New York Plaza, 39th Floor, New York, NY 10004. Man IP 220, LLC [File No. 811–21451]; Man Dual Absolute Return Fund [File No. 811–22070] Summary: Each applicant, a closedend investment company, seeks an order declaring that it has ceased to be an investment company. Applicants have never made a public offering of their securities and do not propose to make a public offering or engage in business of any kind. Filing Date: The applications were filed on May 8, 2009. Applicants’Address: 123 N. Wacker Dr., 28th Fl., Chicago, IL 60606. Pax World Growth Fund, Inc. [File No. 811–8097]; Pax World High Yield Fund, Inc. [File No. 811–9419] Summary: Each applicant seeks an order declaring that it has ceased to be an investment company. On April 2, 2007, each applicant transferred its assets to corresponding series of Pax World Funds Series Trust I, based on net asset value. Expenses of approximately $159,000 and $112,000, respectively, incurred in connection with the reorganizations were paid by each applicant. Filing Date: The applications were filed on May 8, 2009. Applicants’ Address: 30 Penhallow St., Suite 400, Portsmouth, NH 03801. Access Capital Strategies Community Investment Fund, Inc. [File No. 811– 21889] Summary: Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On July 28, 2008, applicant transferred its assets to Access Capital Community Investment Fund, a series of Tamarack Funds Trust, based VerDate Nov<24>2008 15:16 Jun 03, 2009 Jkt 217001 on net asset value. Expenses of $723,000 incurred in connection with the reorganization were paid by Voyageur Asset Management Inc., applicant’s subadviser. Filing Dates: The application was filed on December 24, 2008, and amended on May 27, 2009. Applicant’s Address: 419 Boylston St., Suite 501, Boston, MA 02116. Separate Account VA–2NL of Transamerica Occidental Life Insurance Company [File No. 811– 07232] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant requests deregistration based on abandonment of registration. Applicant is not now engaged, or intending to engage, in any business activities other than those necessary for winding up its affairs. Filing Date: The application was filed on March 11, 2009. Applicant’s Address: 4333 Edgewood Road NE, Cedar Rapids, IA 52499–0001. Separate Account VA–2NLNY of Transamerica Financial Life Insurance Company [File No. 811–07370] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant requests deregistration based on abandonment of registration. Applicant is not now engaged, or intending to engage, in any business activities other than those necessary for winding up its affairs. Filing Date: The application was filed on March 11, 2009. Applicant’s Address: 100 Manhanttanville Road, Purchase, NY 10577. Genworth Life & Annuity VA Separate Account 3 [File No. 811–21970] Summary: Applicant seeks an order declaring that it has ceased to be an investment company. Applicant requests deregistration based on abandonment of registration. At the time of filing, applicant had less than 100 individual contract owners and was not making a public offering nor was it intending on making a public offering in the future and thus qualified for an exclusion from the definition of ‘‘investment company’’ in Section 3(c)(1) of the 1940 Act. Filing Dates: The application was filed on December 30, 2008, and amended and restated on February 20, 2009 and May 27, 2009. Applicant’s Address: 610 West Broad Street, Richmond, Virginia, 23230. PO 00000 Frm 00069 Fmt 4703 Sfmt 4703 26899 For the Commission, by the Division of Investment Management, pursuant to delegated authority. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–12996 Filed 6–3–09; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Patriot Energy Corp.; Order of Suspension of Trading June 2, 2009. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Patriot Energy Corporation because of questions regarding the accuracy of assertions by Patriot Energy Corporation in press releases to investors concerning, among other things: (1) The company’s business agreements and (2) a tender offer for Patriot Energy Corporation’s outstanding shares. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of Patriot Energy Corp. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities Patriot Energy Corp. is suspended for the period from 9:30 a.m. EDT on June 2, 2009, through 11:59 p.m. EDT, on June 15, 2009. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. E9–13144 Filed 6–2–09; 4:15 pm] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–59990; File No. SR–BATS– 2009–016] Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. May 28, 2009. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’),1 and Rule 19b–4 thereunder,2 notice is hereby given that on May 21, 2009, BATS Exchange, Inc. (‘‘BATS’’ or the ‘‘Exchange’’) filed with the 1 15 2 17 E:\FR\FM\04JNN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 04JNN1

Agencies

[Federal Register Volume 74, Number 106 (Thursday, June 4, 2009)]
[Notices]
[Page 26899]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-13144]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


In the Matter of Patriot Energy Corp.; Order of Suspension of 
Trading

June 2, 2009.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Patriot Energy Corporation because of questions regarding the accuracy 
of assertions by Patriot Energy Corporation in press releases to 
investors concerning, among other things: (1) The company's business 
agreements and (2) a tender offer for Patriot Energy Corporation's 
outstanding shares.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of Patriot Energy Corp.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities Patriot 
Energy Corp. is suspended for the period from 9:30 a.m. EDT on June 2, 
2009, through 11:59 p.m. EDT, on June 15, 2009.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E9-13144 Filed 6-2-09; 4:15 pm]
BILLING CODE 8010-01-P
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