Sunshine Act Meetings, 69258-69259 [E7-23830]
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69258
Federal Register / Vol. 72, No. 235 / Friday, December 7, 2007 / Notices
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16:30 Dec 06, 2007
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PO 00000
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Authority: 5 U.S.C. 3301 and 3302; E.O.
10577, 3 CFR 1954–1958 Comp., p. 218.
U.S. Office of Personnel Management.
Howard Weizmann,
Deputy Director.
[FR Doc. E7–23758 Filed 12–6–07; 8:45 am]
BILLING CODE 6325–39–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold the following
meetings during the week of December
10, 2007:
Open Meetings will be held on Tuesday,
December 11, 2007, at 10 a.m., Thursday,
December 13, 2007 at 9 a.m., and Monday,
December 17, 2007 at 9 a.m., in Room L–002,
the Auditorium, and a Closed Meeting will
be held on Thursday, December 13, 2007 at
2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters may also be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(5), (7), (9)(B), and (10)
and 17 CFR 200.402(a)(5), (7), 9(ii) and
(10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Atkins, as duty officer,
voted to consider the items listed for the
closed meeting in closed session.
The subject matter of the Open
Meeting scheduled for Tuesday,
December 11, 2007 will be:
1. The Commission will consider whether
to approve the 2008 budget of the Public
Company Accounting Oversight Board and
will consider the related annual accounting
support fee for the Board under Section 109
of the Sarbanes-Oxley Act of 2002.
2. The Commission will consider whether
to adopt amendments to the eligibility
requirements of Form S–3 and Form F–3 of
the Securities Act of 1933 to allow
companies that do not meet the current
public float requirements of the forms to
nevertheless register primary offerings of
their securities, subject to certain restrictions,
including the amount of securities those
companies may sell pursuant to the
expanded eligibility standard in any one-year
period.
3. The Commission will consider whether
to adopt amendments to mandate electronic
filing of Form D and revise the information
E:\FR\FM\07DEN1.SGM
07DEN1
Federal Register / Vol. 72, No. 235 / Friday, December 7, 2007 / Notices
requirements of that form. Form D is a notice
required to be filed by companies that have
sold securities without registration under the
Securities Act of 1933 based on a claim of
exemption under Regulation D or Section
4(6) of the Act. Form D filings are also
required by most states.
4. The Commission will consider whether
to publish a concept release to solicit public
comment concerning possible revisions to
the oil and gas reserves disclosure
requirements. These requirements exist in
their current form in Item 102 of Regulation
S–K and Rule 4–10 of Regulation S–X under
the Securities Act of 1933 and the Securities
Exchange Act of 1934.
The subject matter of the Open
Meetings to be held on Thursday,
December 13, 2007 at 9 a.m. and on
Monday, December 17, 2007 at 9 a.m.
will be:
The Commission will hold roundtable
discussions on whether to provide U.S.
issuers the choice of reporting their financial
results under International Financial
Reporting Standards. The roundtables will
further explore the matters covered in the
Commission’s Concept Release on Allowing
U.S. Issuers to Prepare Financial Statements
in Accordance with International Financial
Reporting Standards (Release 33–8831; 34–
56217) and the responses received.
The subject matter of the Closed
Meeting scheduled for Thursday,
December 13, 2007 will be:
Formal orders of investigation;
Institution and settlement of
injunctive actions;
Institution and settlement of
administrative proceedings of an
enforcement nature; and
Adjudicatory matters.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: December 4, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7–23830 Filed 12–6–07; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
pwalker on PROD1PC71 with NOTICES
In the Matter of Kimber-X Resources
Corp.; Order of Suspension of Trading
December 5, 2007.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Kimber-X
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16:30 Dec 06, 2007
Jkt 214001
Resources Corp., a Delaware company
with purported operations in
Saskatchewan, Canada. Questions have
arisen regarding the adequacy and
accuracy of company press releases and
other publicly-disseminated information
concerning the company’s current
operations, issuance of securities, and
transactions in company stock by
company insiders.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of Kimber-X Resources
Corp.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of Kimber-X Resources Corp.
is suspended for the period from 9:30
a.m. EST, December 5, 2007, through
11:59 p.m. EST, on December 18, 2007.
By the Commission.
Nancy M. Morris,
Secretary.
[FR Doc. 07–5992 Filed 12–5–07; 3:04 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–56880; File No. SR–Amex–
2006–96]
Self-Regulatory Organizations;
American Stock Exchange LLC; Order
Approving Proposed Rule Change, as
Modified by Amendment Nos. 1, 2, 3,
4, 5, and 6 Thereto, Relating to the
Listing and Trading of Trust Units of
the Nuveen Commodities Income and
Growth Fund
December 3, 2007.
I. Introduction
On October 12, 2006, the American
Stock Exchange LLC (‘‘Amex’’ or
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) a proposed rule change
pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder 2 to
list and trade trust units of the Nuveen
Commodities Income and Growth Fund
(‘‘Fund’’) (‘‘Shares’’) pursuant to
proposed Amex Rules 1600 et. seq. On
March 2, 2007, March 21, 2007, May 14,
2007, August 15, 2007, August 28, 2007,
and September 17, 2007 the Amex
submitted Amendment Nos. 1, 2, 3, 4,
5, and 6, respectively, to the proposed
rule change. The proposed rule change,
as amended, was published for
comment in the Federal Register on
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
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69259
September 25, 2007.3 The Commission
received one comment letter regarding
the proposal.4 This order approves the
proposed rule change, as amended.
II. Description of the Proposal
The Exchange proposes to add Amex
rules 1600 et seq. that would permit the
listing and trading of units of a trust or
other similar entity (‘‘Trust Units’’) that
invests in the assets of a trust,
partnership, limited liability company,
corporation or other similar entity
constituted as a commodity pool that
holds investments comprising or
otherwise based on futures contracts,
options on futures contracts, forward
contracts, commodities and high credit
quality short-term fixed income
securities or other securities. Pursuant
to these proposed rules, the Amex
proposes to list and trade the Shares,
which represent beneficial ownership
interests in the assets of the Fund,
which in turn, consist solely of units
(‘‘Master Fund Units’’) of the Nuveen
Commodities Income and Growth
Master Fund LLC (the ‘‘Master Fund’’).
The Exchange also proposes to amend
section 141 of the Amex Company
Guide (‘‘Company Guide’’) regarding
listing fees to accommodate the listing
of Trust Units.5
As described in the Exchange’s
proposal,6 the Fund’s primary
investment objective is to seek total
return through broad exposure to the
commodities markets. The Fund’s
secondary objective is to provide
investors with monthly income and
capital distributions not commonly
associated with commodity
investments. The Master Fund will
invest in commodity futures and
forward contracts, options on
commodity futures and forward
contracts, and over-the-counter (‘‘OTC’’)
commodity options in the following
commodity groups: energy, industrial
metals, precious metals, livestock,
agriculturals, and tropical foods and
fibers and may in the future include
other commodity investments that
3 See Securities Exchange Act Release No. 56465
(September 19, 2007), 72 FR 54489 (‘‘Notice’’).
4 See letter to Nancy M. Morris, Secretary,
Commission, from John G. Gaine, President,
Managed Funds Association (‘‘MFA’’), dated
October 15, 2007 (‘‘MFA Letter’’).
5 The Amex original listing fee applicable to the
listing of the Fund is $5,000. Under Section 141 of
the Company Guide, the annual listing fee will be
based upon the year-end aggregate number of units
in all series of the Fund outstanding at the end of
each calendar year.
6 For a more detailed description of the Fund and
Master Fund, including their structure, investment
objectives, holdings, applicable exchange listing
and trading rules, disclosure of pricing information,
surveillance, and other regulation, see Notice at
54489–94.
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07DEN1
Agencies
[Federal Register Volume 72, Number 235 (Friday, December 7, 2007)]
[Notices]
[Pages 69258-69259]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-23830]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meetings
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold the following meetings during the
week of December 10, 2007:
Open Meetings will be held on Tuesday, December 11, 2007, at 10
a.m., Thursday, December 13, 2007 at 9 a.m., and Monday, December
17, 2007 at 9 a.m., in Room L-002, the Auditorium, and a Closed
Meeting will be held on Thursday, December 13, 2007 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(5), (7), (9)(B), and (10) and 17 CFR 200.402(a)(5),
(7), 9(ii) and (10), permit consideration of the scheduled matters at
the Closed Meeting.
Commissioner Atkins, as duty officer, voted to consider the items
listed for the closed meeting in closed session.
The subject matter of the Open Meeting scheduled for Tuesday,
December 11, 2007 will be:
1. The Commission will consider whether to approve the 2008
budget of the Public Company Accounting Oversight Board and will
consider the related annual accounting support fee for the Board
under Section 109 of the Sarbanes-Oxley Act of 2002.
2. The Commission will consider whether to adopt amendments to
the eligibility requirements of Form S-3 and Form F-3 of the
Securities Act of 1933 to allow companies that do not meet the
current public float requirements of the forms to nevertheless
register primary offerings of their securities, subject to certain
restrictions, including the amount of securities those companies may
sell pursuant to the expanded eligibility standard in any one-year
period.
3. The Commission will consider whether to adopt amendments to
mandate electronic filing of Form D and revise the information
[[Page 69259]]
requirements of that form. Form D is a notice required to be filed
by companies that have sold securities without registration under
the Securities Act of 1933 based on a claim of exemption under
Regulation D or Section 4(6) of the Act. Form D filings are also
required by most states.
4. The Commission will consider whether to publish a concept
release to solicit public comment concerning possible revisions to
the oil and gas reserves disclosure requirements. These requirements
exist in their current form in Item 102 of Regulation S-K and Rule
4-10 of Regulation S-X under the Securities Act of 1933 and the
Securities Exchange Act of 1934.
The subject matter of the Open Meetings to be held on Thursday,
December 13, 2007 at 9 a.m. and on Monday, December 17, 2007 at 9 a.m.
will be:
The Commission will hold roundtable discussions on whether to
provide U.S. issuers the choice of reporting their financial results
under International Financial Reporting Standards. The roundtables
will further explore the matters covered in the Commission's Concept
Release on Allowing U.S. Issuers to Prepare Financial Statements in
Accordance with International Financial Reporting Standards (Release
33-8831; 34-56217) and the responses received.
The subject matter of the Closed Meeting scheduled for Thursday,
December 13, 2007 will be:
Formal orders of investigation;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an
enforcement nature; and
Adjudicatory matters.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: December 4, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7-23830 Filed 12-6-07; 8:45 am]
BILLING CODE 8011-01-P