Securities and Exchange Commission October 18, 2005 – Federal Register Recent Federal Regulation Documents

Results 1 - 13 of 13
ING Partners, Inc., et al.; Notice of Application
Document Number: E5-5735
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5735.html
Proposed Collection; Comment Request
Document Number: E5-5729
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5729.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Automated Improvement Mechanism
Document Number: E5-5728
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5728.html
Proposed Collection; Comment Request
Document Number: E5-5727
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5727.html
Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems
Document Number: E5-5726
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5726.html
Proposed Collection; Comment Request
Document Number: E5-5725
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5725.html
Proposed Collection; Comment Request
Document Number: E5-5724
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5724.html
Proposed Collection; Comment Request
Document Number: E5-5722
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5722.html
Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System
Document Number: E5-5721
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5721.html
Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)
Document Number: E5-5720
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5720.html
Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures
Document Number: E5-5719
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5719.html
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities
Document Number: E5-5718
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5718.html
Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Listing Standards for Broad-Based Index Options
Document Number: 05-20775
Type: Notice
Date: 2005-10-18
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2005/10/18/05-20775.html
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.