Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2005/10/18?limit=200&registers=between&mode=atom 2024-05-06T08:26:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5735.html Notice - ING Partners, Inc., et al.; Notice of Application 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5735 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5735.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5729.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5729.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5728.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to an Automated Improvement Mechanism 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5728 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5728.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5727.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5727 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5727.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5726.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, To Amend the Exchange's Customer Priority Rule To Require Designated Dealers To Implement and Maintain Automated Compliance Systems 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5726 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5726.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5725.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5725.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5724.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5724 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5724.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5722.html Notice - Proposed Collection; Comment Request 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5722 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5722.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5721.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5721 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5721.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5720.html Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5720 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5720.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5719.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Contingency Trading Procedures 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5719 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5719.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/E5-5718.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 E5-5718 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/E5-5718.pdf https://regulations.justia.com/regulations/fedreg/2005/10/18/05-20775.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 to the Proposed Rule Change Relating to Listing Standards for Broad-Based Index Options 2005-10-18T00:00:00-07:00 2005-10-18T00:00:00-07:00 05-20775 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-18/pdf/05-20775.pdf