Securities and Exchange Commission March 2021 – Federal Register Recent Federal Regulation Documents

The Securities and Exchange Commission published a document in the Federal Register on March 1, 2021, concerning a Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan. The document header contained a typographical error.

The Securities and Exchange Commission (the ``Commission'' or the ``SEC'') is adopting amendments under the Investment Advisers Act of 1940 (the ``Advisers Act'' or the ``Act'') to update rules that govern investment adviser marketing. The amendments will create a merged rule that will replace both the current advertising and cash solicitation rules. These amendments reflect market developments and regulatory changes since the advertising rule's adoption in 1961 and the cash solicitation rule's adoption in 1979. The Commission is also adopting amendments to Form ADV to provide the Commission with additional information about advisers' marketing practices. Finally, the Commission is adopting amendments to the books and records rule under the Advisers Act.

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 1, 2020, applicant made liquidating distributions to its shareholders based on net asset value. Expenses of $1,500 incurred in connection with the liquidation were paid by Inversora Carso, S.A. de C.V. (Mexico), Control Empresarial de Capitales, S.A. de C.V. (Mexico), and Banco Inbursa, S.A., Instituci[oacute]n de Banca M[uacute]ltiple, Grupo Financiero Inbursa. Filing Date: The application was filed on December 10, 2020. Applicant's Address: wendell.faria@dentons.com, dpuglisi@puglisiassoc.com.

Notice is being provided that the Securities and Exchange Commission Asset Management Advisory Committee (``AMAC'') will hold a public meeting on March 19, 2021, by remote means. The meeting will begin at 9 a.m. (ET) and will be open to the public via webcast on the Commission's website at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The meeting will include a discussion of matters in the asset management industry relating to: (1) The ESG Subcommittee, including a panel discussion on that Subcommittee's potential recommendations of December 1, 2020; (2) the Diversity & Inclusion and Private Investments Subcommittees, including potential recommendations from those Subcommittees; and (3) AMAC's agenda for 2021.