Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis; Correction, 13411 [2021-04712]

Download as PDF Federal Register / Vol. 86, No. 43 / Monday, March 8, 2021 / Notices resulting in a total internal cost of compliance for these respondents of approximately $83,538 per year (1,326 hours at $63 per hour). The total time burden for all respondents under this rule (both options markets and broker-dealers) is approximately 1,710 hours per year (384 + 1,326), and the total internal cost of compliance is approximately $244,818 per year ($161,280 + $83,538). Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission’s estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information under the PRA unless it displays a currently valid OMB control number. Please direct your written comments to: David Bottom, Director/Chief Information Officer, Securities and Exchange Commission, c/o Cynthia Roscoe, 100 F Street NE, Washington, DC 20549, or send an email to: PRA_ Mailbox@sec.gov. Dated: March 2, 2021. J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2021–04657 Filed 3–5–21; 8:45 am] SECURITIES AND EXCHANGE COMMISSION [Release No. 34–91190A; File No. S7–24– 89] Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis; Correction March 3, 2021. Securities and Exchange Commission. ACTION: Notice; correction. AGENCY: The Securities and Exchange Commission published a document in the Federal Register on March 1, 2021, concerning a Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan. The document header contained a typographical error. FOR FURTHER INFORMATION CONTACT: Mia Zur, Division of Trading and Markets, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549, (202) 551–3088. SUMMARY: Correction In the Federal Register of March 1, 2021 in FR Doc. 2021–04089, on page 12045, in the heading ‘‘Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information to Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis’’ remove ‘‘and Immediate Effectiveness’’ from the heading. J. Matthew DeLesDernier, Assistant Secretary. BILLING CODE 8011–01–P [FR Doc. 2021–04712 Filed 3–5–21; 8:45 am] BILLING CODE 8011–01–P jbell on DSKJLSW7X2PROD with NOTICES SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270–361, OMB Control No. 3235–0411] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, VerDate Sep<11>2014 19:05 Mar 05, 2021 Jkt 253001 PO 00000 Frm 00133 Fmt 4703 Sfmt 4703 13411 100 F Street NE, Washington, DC 20549–2736 Extension: Rule 489 and Form F–N Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) (‘‘Paperwork Reduction Act’’), the Securities and Exchange Commission (the ‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for extension of the previously approved collection of information discussed below. Rule 489 (17 CFR 230.489) under the Securities Act of 1933 (15 U.S.C. 77a et seq.) requires foreign banks and foreign insurance companies and holding companies and finance subsidiaries of foreign banks and foreign insurance companies that are exempted from the definition of ‘‘investment company’’ by virtue of rules 3a–1 (17 CFR 270.3a–1), 3a–5 (17 CFR 270.3a–5), and 3a–6 (17 CFR 270.3a–6) under the Investment Company Act of 1940 (15 U.S.C. 80a–1 et seq.) to file Form F–N (17 CFR 239.43) to appoint an agent for service of process when making a public offering of securities in the United States. The information is collected so that the Commission and private plaintiffs may serve process on foreign entities in actions and administrative proceedings arising out of or based on the offer or sales of securities in the United States by such foreign entities. The Commission received an average of 27 Form F–N filings from 18 unique filers each year for the last three years (2017–2019). The Commission has previously estimated that the total annual burden associated with information collection and Form F–N preparation and submission is one hour per filing. Based on the Commission’s experience with disclosure documents generally, the Commission continues to believe that this estimate is appropriate. Thus the estimated total annual burden for rule 489 and Form F–N is 27 hours.1 Estimates of the average burden hours are made solely for the purposes of the Paperwork Reduction Act and are not derived from a comprehensive or even a representative survey or study of the costs of Commission rules and forms. Compliance with the collection of information requirements of rule 489 and Form F–N is mandatory to obtain the benefit of the exemption. Responses to the collection of information will not be kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of 1 27 responses per year × 1 hour per response = 27 hours per year. E:\FR\FM\08MRN1.SGM 08MRN1

Agencies

[Federal Register Volume 86, Number 43 (Monday, March 8, 2021)]
[Notices]
[Page 13411]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-04712]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-91190A; File No. S7-24-89]


Self-Regulatory Organizations; Notice of Filing and Immediate 
Effectiveness of the Fiftieth Amendment to the Joint Self-Regulatory 
Organization Plan Governing the Collection, Consolidation and 
Dissemination of Quotation and Transaction Information for Nasdaq-
Listed Securities Traded on Exchanges on an Unlisted Trading Privileges 
Basis; Correction

March 3, 2021.
AGENCY: Securities and Exchange Commission.

ACTION: Notice; correction.

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SUMMARY: The Securities and Exchange Commission published a document in 
the Federal Register on March 1, 2021, concerning a Notice of Filing 
and Immediate Effectiveness of the Fiftieth Amendment to the Joint 
Self-Regulatory Organization Plan. The document header contained a 
typographical error.

FOR FURTHER INFORMATION CONTACT: Mia Zur, Division of Trading and 
Markets, Securities and Exchange Commission, 100 F Street NE, 
Washington, DC 20549, (202) 551-3088.

Correction

    In the Federal Register of March 1, 2021 in FR Doc. 2021-04089, on 
page 12045, in the heading ``Joint Industry Plan; Notice of Filing and 
Immediate Effectiveness of the Fiftieth Amendment to the Joint Self-
Regulatory Organization Plan Governing the Collection, Consolidation 
and Dissemination of Quotation and Transaction Information to Nasdaq-
Listed Securities Traded on Exchanges on an Unlisted Trading Privileges 
Basis'' remove ``and Immediate Effectiveness'' from the heading.

J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2021-04712 Filed 3-5-21; 8:45 am]
BILLING CODE 8011-01-P
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