Securities and Exchange Commission October 23, 2013 – Federal Register Recent Federal Regulation Documents

Results 1 - 11 of 11
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing To Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options
Document Number: 2013-24843
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24843.html
Submission for OMB Review; Comment Request
Document Number: 2013-24775
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24775.html
Submission for OMB Review; Comment Request
Document Number: 2013-24774
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24774.html
Submission for OMB Review; Comment Request
Document Number: 2013-24773
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24773.html
Submission for OMB Review; Comment Request
Document Number: 2013-24772
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24772.html
Davidson Kempner Capital Management LLC; Notice of Application
Document Number: 2013-24771
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24771.html
Arden Investment Series Trust, et al.; Notice of Application
Document Number: 2013-24770
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24770.html
Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Customized Option Pricing Service
Document Number: 2013-24769
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24769.html
Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Amend Policy Statement Adopted Under Rule 205 Entitled “Back-Up Communication Channel to Internet Access”
Document Number: 2013-24768
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24768.html
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker and Lead Market Maker Transaction Credits
Document Number: 2013-24767
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24767.html
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow FINRA Members To Use the FINRA/NYSE Trade Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member
Document Number: 2013-24766
Type: Notice
Date: 2013-10-23
Agency: Securities and Exchange Commission, Agencies and Commissions
https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24766.html
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