Submission for OMB Review; Comment Request, 63252-63253 [2013-24773]

Download as PDF 63252 Federal Register / Vol. 78, No. 205 / Wednesday, October 23, 2013 / Notices for compensatory employee stock options of issuers that are not required to file periodic reports under the Exchange Act and that have 500 or more option holders and more than $10 million in assets as of its most recently ended fiscal year. The information required under Exchange Act Rule 12h– 1 is not filed with the Commission. Exchange Act Rule 12h–1(f) permits issuers to provide the required information to the option holders either by: (i) Physical or electronic delivery of the information; or (ii) written notice to the option holders of the availability of the information on a passwordprotected Internet site. We estimate that it takes approximately 2 burden hours per response to prepare and provide the information required under Rule 12h– 1(f) and it is prepared and provided by approximately 40 respondents. We estimate that 25% of the 2 hours per response (0.5 hours) is prepared by the company for a total annual reporting burden of 20 hours (0.5 hours per response × 40 responses). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_ Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: October 17, 2013. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–24772 Filed 10–22–13; 8:45 am] BILLING CODE 8011–01–P emcdonald on DSK67QTVN1PROD with NOTICES SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. VerDate Mar<15>2010 18:57 Oct 22, 2013 Jkt 232001 Extension: Form 15F; OMB Control No. 3235–0621, SEC File No. 270–559. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget the request for extension of the previously approved collection of information discussed below. Form 15F (17 CFR 249.324) is filed by a foreign private issuer when terminating its Exchange Act reporting obligations pursuant to Exchange Act Rule 12h–6 (17 CFR 240.12h–6). Form 15F requires a foreign private issuer to disclosed information that helps investors understand the foreign private issuer’s decision to terminate its Exchange Act reporting obligations and assist Commission staff in determining whether the filer is eligible to terminate its Exchange Act reporting obligations pursuant to Rule 12h–6. Rule 12h–6 provides a process for a foreign private issuer to exit the Exchange Act registration and reporting regime when there is relatively little U.S. investor interest in its securities. Rule 12h–6 is intended to remove a disincentive for foreign private issuers to register their securities with the Commission by lessening concerns that the Exchange Act registration and reporting system would be difficult to exit once an issuer enters it. The information provided to the Commission is mandatory and all information is made available to the public upon request. We estimate that Form 15F takes approximately 30 hours to prepare and is filed by approximately 100 issuers. We estimate that 25% of the 30 hours per response (7.5 hours per response) is prepared by the filer for a total annual reporting burden of 750 hours (7.5 hours per response x 100 responses). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_ Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, PO 00000 Frm 00095 Fmt 4703 Sfmt 4703 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: October 17, 2013. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–24775 Filed 10–22–13; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Regulation C; OMB Control No. 3235–0074, SEC File No. 270–68. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget the request for extension of the previously approved collection of information discussed below. Regulation C (17 CFR 230.400 through 230.498) under the Securities Act of 1933 (15 U.S.C. 77a et seq.) provides standard instructions for persons filing registration statements under the Securities Act. The information collected is intended to ensure the adequacy of information available to investors. The information provided is mandatory. Regulation C is assigned one burden hour for administrative convenience because it does not directly impose information collection requirements. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503, or by sending an email to: Shagufta_ Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, E:\FR\FM\23OCN1.SGM 23OCN1 Federal Register / Vol. 78, No. 205 / Wednesday, October 23, 2013 / Notices BILLING CODE 8011–01–P Office Building, Washington, DC 20503, or by sending an email to: Shagufta_ Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. SECURITIES AND EXCHANGE COMMISSION Dated: October 17, 2013. Kevin M. O’Neill, Deputy Secretary. 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: October 17, 2013. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–24773 Filed 10–22–13; 8:45 am] [FR Doc. 2013–24774 Filed 10–22–13; 8:45 am] Submission for OMB Review; Comment Request BILLING CODE 8011–01–P Upon Written Request Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. SECURITIES AND EXCHANGE COMMISSION [Release No. IA–3693/803–00215] emcdonald on DSK67QTVN1PROD with NOTICES Extension: Regulation 12B; OMB Control No. 3235– 0062, SEC File No. 270–70. Davidson Kempner Capital Management LLC; Notice of Application Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget the request for extension of the previously approved collection of information discussed below. Regulation 12B (17 CFR 240.12b–1– 12b–37) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (‘‘Exchange Act’’) includes rules governing the registration and periodic reporting under Sections 12(b), 12(g), 13(a), and 15(d) (15 U.S.C. 78l(b), 78l(g), 78m(a) and 78o(d)) of the Exchange Act. The purpose of the regulation is to set forth guidelines for the uniform preparation of Exchange Act registration statement and reports. All information is provided to the public for review. The information required is filed on occasion and it is mandatory. Regulation 12B is assigned one burden hour for administrative convenience because the regulation simply prescribes the disclosure that must appear in other filings under the federal securities laws. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive October 17, 2013. VerDate Mar<15>2010 18:13 Oct 22, 2013 Jkt 232001 Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice of application for an exemptive order under Section 206A of the Investment Advisers Act of 1940 (the ‘‘Advisers Act’’) and Rule 206(4)– 5(e) thereunder. AGENCY: 63253 should be received by the Commission by 5:30 p.m. on November 12, 2013, and should be accompanied by proof of service on Applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons may request notification of a hearing by writing to the Commission’s Secretary. ADDRESSES: Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. Applicant, Davidson Kempner Capital Management LLC, c/o Shulamit Leviant, 65 East 55th Street, 19th Floor, New York, New York 10022. FOR FURTHER INFORMATION CONTACT: Melissa S. Gainor, Senior Counsel, or Sarah A. Buescher, Branch Chief, at (202) 551–6787 (Investment Adviser Regulation Office, Division of Investment Management). SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained for a fee at the SEC’s Public Reference Branch, 100 F Street NE., Washington, DC 20549–0102 (telephone (202) 551–5850). Applicant’s Representations 1. Applicant is a limited liability APPLICANT: Davidson Kempner Capital company registered with the Management LLC (‘‘Applicant’’). Commission as an investment adviser RELEVANT ADVISERS ACT SECTIONS: under the Advisers Act. Applicant Exemption requested under section serves as investment adviser to 206A of the Advisers Act and rule Davidson Kempner Institutional 206(4)-5(e) thereunder from rule 206(4)Partners, L.P. (the ‘‘Fund’’), an issuer 5(a)(1) under the Advisers Act. excluded from the definition of SUMMARY OF APPLICATION: Applicant investment company pursuant to requests that the Commission issue an section 3(c)(7) of the Investment order under section 206A of the Company Act of 1940. Three of the Advisers Act and rule 206(4)-5(e) investors in the Fund (the ‘‘Clients’’) are thereunder exempting it from rule Ohio public pension plans. The 206(4)-5(a)(1) under the Advisers Act to investment decisions for each Client are permit Applicant to receive overseen by a board of between 9 and compensation from three government 11 trustees that includes one individual entities for investment advisory services appointed by the Ohio State Treasurer. provided to the government entities 2. On May 22, 2011, Anthony within the two-year period following a Yoseloff, a managing member and senior contribution by a covered associate of investment professional of Applicant Applicant to an official of the (the ‘‘Contributor’’), made a contribution government entities. of $2,500 (the ‘‘Contribution’’) to the DATES: Filing Dates: The application was federal senate campaign of Joshua filed on October 16, 2012, and an Mandel, the Ohio State Treasurer (the amended and restated application was ‘‘Official’’). The Contributor’s wife also filed on July 5, 2013. made a contribution for the same HEARING OR NOTIFICATION OF HEARING: amount. Applicant represents that the An order granting the application will amount of the Contribution, profile of be issued unless the Commission orders the candidate and characteristics of the a hearing. Interested persons may campaign are consistent with the request a hearing by writing to the pattern of the Contributor’s other Commission’s Secretary and serving political contributions. 3. Applicant represents that the Applicant with a copy of the request, Contributor did not solicit any persons personally or by mail. Hearing requests PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 E:\FR\FM\23OCN1.SGM 23OCN1

Agencies

[Federal Register Volume 78, Number 205 (Wednesday, October 23, 2013)]
[Notices]
[Pages 63252-63253]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-24773]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Regulation C; OMB Control No. 3235-0074, SEC File No. 270-68.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget the request for extension of the previously approved 
collection of information discussed below.
    Regulation C (17 CFR 230.400 through 230.498) under the Securities 
Act of 1933 (15 U.S.C. 77a et seq.) provides standard instructions for 
persons filing registration statements under the Securities Act. The 
information collected is intended to ensure the adequacy of information 
available to investors. The information provided is mandatory. 
Regulation C is assigned one burden hour for administrative convenience 
because it does not directly impose information collection 
requirements.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon,

[[Page 63253]]

100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of 
this notice.

    Dated: October 17, 2013.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-24773 Filed 10-22-13; 8:45 am]
BILLING CODE 8011-01-P
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