Submission for OMB Review; Comment Request, 63253 [2013-24774]

Download as PDF Federal Register / Vol. 78, No. 205 / Wednesday, October 23, 2013 / Notices BILLING CODE 8011–01–P Office Building, Washington, DC 20503, or by sending an email to: Shagufta_ Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. SECURITIES AND EXCHANGE COMMISSION Dated: October 17, 2013. Kevin M. O’Neill, Deputy Secretary. 100 F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@ sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: October 17, 2013. Kevin M. O’Neill, Deputy Secretary. [FR Doc. 2013–24773 Filed 10–22–13; 8:45 am] [FR Doc. 2013–24774 Filed 10–22–13; 8:45 am] Submission for OMB Review; Comment Request BILLING CODE 8011–01–P Upon Written Request Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. SECURITIES AND EXCHANGE COMMISSION [Release No. IA–3693/803–00215] emcdonald on DSK67QTVN1PROD with NOTICES Extension: Regulation 12B; OMB Control No. 3235– 0062, SEC File No. 270–70. Davidson Kempner Capital Management LLC; Notice of Application Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget the request for extension of the previously approved collection of information discussed below. Regulation 12B (17 CFR 240.12b–1– 12b–37) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (‘‘Exchange Act’’) includes rules governing the registration and periodic reporting under Sections 12(b), 12(g), 13(a), and 15(d) (15 U.S.C. 78l(b), 78l(g), 78m(a) and 78o(d)) of the Exchange Act. The purpose of the regulation is to set forth guidelines for the uniform preparation of Exchange Act registration statement and reports. All information is provided to the public for review. The information required is filed on occasion and it is mandatory. Regulation 12B is assigned one burden hour for administrative convenience because the regulation simply prescribes the disclosure that must appear in other filings under the federal securities laws. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. The public may view the background documentation for this information collection at the following Web site, www.reginfo.gov. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive October 17, 2013. VerDate Mar<15>2010 18:13 Oct 22, 2013 Jkt 232001 Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice of application for an exemptive order under Section 206A of the Investment Advisers Act of 1940 (the ‘‘Advisers Act’’) and Rule 206(4)– 5(e) thereunder. AGENCY: 63253 should be received by the Commission by 5:30 p.m. on November 12, 2013, and should be accompanied by proof of service on Applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons may request notification of a hearing by writing to the Commission’s Secretary. ADDRESSES: Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549–1090. Applicant, Davidson Kempner Capital Management LLC, c/o Shulamit Leviant, 65 East 55th Street, 19th Floor, New York, New York 10022. FOR FURTHER INFORMATION CONTACT: Melissa S. Gainor, Senior Counsel, or Sarah A. Buescher, Branch Chief, at (202) 551–6787 (Investment Adviser Regulation Office, Division of Investment Management). SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained for a fee at the SEC’s Public Reference Branch, 100 F Street NE., Washington, DC 20549–0102 (telephone (202) 551–5850). Applicant’s Representations 1. Applicant is a limited liability APPLICANT: Davidson Kempner Capital company registered with the Management LLC (‘‘Applicant’’). Commission as an investment adviser RELEVANT ADVISERS ACT SECTIONS: under the Advisers Act. Applicant Exemption requested under section serves as investment adviser to 206A of the Advisers Act and rule Davidson Kempner Institutional 206(4)-5(e) thereunder from rule 206(4)Partners, L.P. (the ‘‘Fund’’), an issuer 5(a)(1) under the Advisers Act. excluded from the definition of SUMMARY OF APPLICATION: Applicant investment company pursuant to requests that the Commission issue an section 3(c)(7) of the Investment order under section 206A of the Company Act of 1940. Three of the Advisers Act and rule 206(4)-5(e) investors in the Fund (the ‘‘Clients’’) are thereunder exempting it from rule Ohio public pension plans. The 206(4)-5(a)(1) under the Advisers Act to investment decisions for each Client are permit Applicant to receive overseen by a board of between 9 and compensation from three government 11 trustees that includes one individual entities for investment advisory services appointed by the Ohio State Treasurer. provided to the government entities 2. On May 22, 2011, Anthony within the two-year period following a Yoseloff, a managing member and senior contribution by a covered associate of investment professional of Applicant Applicant to an official of the (the ‘‘Contributor’’), made a contribution government entities. of $2,500 (the ‘‘Contribution’’) to the DATES: Filing Dates: The application was federal senate campaign of Joshua filed on October 16, 2012, and an Mandel, the Ohio State Treasurer (the amended and restated application was ‘‘Official’’). The Contributor’s wife also filed on July 5, 2013. made a contribution for the same HEARING OR NOTIFICATION OF HEARING: amount. Applicant represents that the An order granting the application will amount of the Contribution, profile of be issued unless the Commission orders the candidate and characteristics of the a hearing. Interested persons may campaign are consistent with the request a hearing by writing to the pattern of the Contributor’s other Commission’s Secretary and serving political contributions. 3. Applicant represents that the Applicant with a copy of the request, Contributor did not solicit any persons personally or by mail. Hearing requests PO 00000 Frm 00096 Fmt 4703 Sfmt 4703 E:\FR\FM\23OCN1.SGM 23OCN1

Agencies

[Federal Register Volume 78, Number 205 (Wednesday, October 23, 2013)]
[Notices]
[Page 63253]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2013-24774]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Regulation 12B; OMB Control No. 3235-0062, SEC File No. 270-70.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget the request for extension of the previously approved 
collection of information discussed below.
    Regulation 12B (17 CFR 240.12b-1-12b-37) under the Securities 
Exchange Act of 1934 (15 U.S.C. 78a et seq.) (``Exchange Act'') 
includes rules governing the registration and periodic reporting under 
Sections 12(b), 12(g), 13(a), and 15(d) (15 U.S.C. 78l(b), 78l(g), 
78m(a) and 78o(d)) of the Exchange Act. The purpose of the regulation 
is to set forth guidelines for the uniform preparation of Exchange Act 
registration statement and reports. All information is provided to the 
public for review. The information required is filed on occasion and it 
is mandatory. Regulation 12B is assigned one burden hour for 
administrative convenience because the regulation simply prescribes the 
disclosure that must appear in other filings under the federal 
securities laws.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: Shagufta_Ahmed@omb.eop.gov; and (ii) Thomas Bayer, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 
F Street NE., Washington, DC 20549 or send an email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of 
this notice.

    Dated: October 17, 2013.
Kevin M. O'Neill,
Deputy Secretary.
[FR Doc. 2013-24774 Filed 10-22-13; 8:45 am]
BILLING CODE 8011-01-P