Agencies and Commissions February 15, 2022 – Federal Register Recent Federal Regulation Documents

Rule 10b5-1 and Insider Trading
Document Number: 2022-01140
Type: Proposed Rule
Date: 2022-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is proposing amendments to its rules under the Securities Exchange Act of 1934. The proposed amendments would add new conditions to the availability of an affirmative defense under an Exchange Act rule that are designed to address concerns about abuse of the rule to opportunistically trade securities on the basis of material nonpublic information in ways that harm investors and undermine the integrity of the securities markets. The Commission is also proposing new disclosure requirements regarding the insider trading policies of issuers, and the adoption and termination (including modification) of certain trading arrangements by directors, officers, and issuers. In addition, the Commission is proposing amendments to the disclosure requirements for executive and director compensation regarding the timing of equity compensation awards made in close proximity in time to the issuer's disclosure of material nonpublic information. Finally, the Commission is proposing amendments to Forms 4 and 5 to identify transactions made pursuant to certain trading arrangements, and to disclose all gifts of securities on Form 4.
Share Repurchase Disclosure Modernization
Document Number: 2022-01068
Type: Proposed Rule
Date: 2022-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission is proposing amendments to modernize and improve disclosure about repurchases of an issuer's equity securities that are registered under the Securities Exchange Act of 1934. Specifically, the proposed amendments would require an issuer to provide more timely disclosure on a new Form SR regarding purchases of its equity securities for each day that it, or an affiliated purchaser, makes a share repurchase. The proposed amendments would also enhance the existing periodic disclosure requirements about these purchases.
Certain Movable Barrier Operator Systems and Components Thereof; Notice of Commission Final Determination Finding a Violation of Section 337; Issuance of a Limited Exclusion Order and a Cease and Desist Order; Termination of the Investigation
Document Number: 2022-03167
Type: Notice
Date: 2022-02-15
Agency: International Trade Commission, Agencies and Commissions
Notice is hereby given that the U.S. International Trade Commission has found a violation of section 337 of the Tariff Act of 1930, as amended, in the above-captioned investigation. The Commission has issued a limited exclusion order (``LEO'') prohibiting the importation of certain movable barrier operator systems and components thereof that are imported by or on behalf of The Chamberlain Group, Inc. of Oak Brook, Illinois (``Respondent''), and that infringe claims 1, 4, 16, and 19 of U.S. Patent No. 9,483,935 (``the '935 patent''); claims 18 and 24 of U.S. Patent No. 7,956,718 (``the '718 patent'') and claim 17 of U.S. Patent No. 8,410,895 (``the '895 patent''). The Commission has also issued a cease and desist order (``CDO'') against Respondent. The investigation is terminated.
Safety Standard for Magnets; Notice of Opportunity for Oral Presentation of Comments
Document Number: 2022-03166
Type: Proposed Rule
Date: 2022-02-15
Agency: Consumer Product Safety Commission, Agencies and Commissions
The Consumer Product Safety Commission (Commission or CPSC) will be providing an opportunity for interested parties to present oral comments on the notice of proposed rulemaking (NPR) the Commission issued regarding a safety standard for magnets. Any oral comments will be part of the rulemaking record.
Agency Information Collection Activities: Comment Request; Education and Human Resources Program Monitoring Clearance
Document Number: 2022-03165
Type: Notice
Date: 2022-02-15
Agency: National Science Foundation, Agencies and Commissions
The National Science Foundation (NSF) is announcing plans to renew this collection. In accordance with the requirements of the Paperwork Reduction Act of 1995, we are providing opportunity for public comment on this action. After obtaining and considering public comment, NSF will prepare the submission requesting Office of Management and Budget (OMB) clearance of this collection for no longer than 3 years.
Proposed Collection; Comment Request
Document Number: 2022-03164
Type: Notice
Date: 2022-02-15
Agency: Railroad Retirement Board, Agencies and Commissions
In accordance with the requirement of Section 3506(c)(2)(A) of the Paperwork Reduction Act of 1995 which provides opportunity for public comment on new or revised data collections, the Railroad Retirement Board (RRB) will publish periodic summaries of proposed data collections. Comments are invited on: (a) Whether the proposed information collection is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; (b) the accuracy of the RRB's estimate of the burden of the collection of the information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden related to the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. 1. Title and purpose of information collection: Employer's Quarterly Report of Contributions under the Railroad Unemployment Insurance Act; OMB 3220-0012. Under Section 8 of the Railroad Unemployment Insurance Act (RUIA) (45 U.S.C. 231g), as amended by the Railroad Unemployment Improvement Act of 1988 (Pub. L. 100-647), the RRB determines the amount of an employer's contribution, primarily on the basis of the RUIA benefits paid, both unemployment and sickness, to the employees of the railroad employer. These experienced-based contributions take into account the frequency, volume, and duration of the employees' unemployment and sickness benefits. Each employer's contribution rate includes a component for administrative expenses as well as a component to cover costs shared by all employers. The regulations prescribing the manner and conditions for remitting the contributions and for adjusting overpayments or underpayments of contributions are contained in 20 CFR 345. RRB Form DC-1, Employer's Quarterly Report of Contributions under the Railroad Unemployment Insurance Act, is used by railroad employers to report and remit their quarterly contributions to the RRB. Employers can use either the manual version of the form or its internet equivalent. One response is requested quarterly of each respondent and completion is mandatory. The RRB proposes no changes to the manual and electronic versions of Form DC-1.
Television Broadcasting Services; Billings, Montana; Correction
Document Number: 2022-03069
Type: Proposed Rule
Date: 2022-02-15
Agency: Federal Communications Commission, Agencies and Commissions
The Federal Communications Commission published a document in the Federal Register of February 4, 2022, concerning a petition for rulemaking filed by Scripps Broadcasting Holdings LLC, licensee of KTVQ(TV), channel 10, Billings, Montana, requesting the substitution of channel 20 for channel 10 in the Table of Allotments. The document contained the incorrect call sign of the licensee. The document also contained an incorrect licensee name.
Safety Standard for Operating Cords on Custom Window Coverings; Notice of Opportunity for Oral Presentation of Comments
Document Number: 2022-03158
Type: Proposed Rule
Date: 2022-02-15
Agency: Consumer Product Safety Commission, Agencies and Commissions
The Consumer Product Safety Commission (Commission or CPSC) will be providing an opportunity for interested parties to present oral comments on the notice of proposed rulemaking (NPR) the Commission issued regarding a safety standard for operating cords on custom window coverings. Any oral comments will be part of the rulemaking record.
Information Collection Being Submitted for Review and Approval to Office of Management and Budget
Document Number: 2022-03154
Type: Notice
Date: 2022-02-15
Agency: Federal Communications Commission, Agencies and Commissions
As part of its continuing effort to reduce paperwork burdens, as required by the Paperwork Reduction Act (PRA) of 1995, the Federal Communications Commission (FCC or the Commission) invites the general public and other Federal Agencies to take this opportunity to comment on the following information collection. Pursuant to the Small Business Paperwork Relief Act of 2002, the FCC seeks specific comment on how it might ``further reduce the information collection burden for small business concerns with fewer than 25 employees.'' The Commission may not conduct or sponsor a collection of information unless it displays a currently valid Office of Management and Budget (OMB) control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid OMB control number.
DoubleLine ETF Trust, et al.
Document Number: 2022-03153
Type: Notice
Date: 2022-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Advisors Series Trust and Semper Capital Management, L.P.
Document Number: 2022-03152
Type: Notice
Date: 2022-02-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Privacy Act of 1974; System of Records Notice; Correction
Document Number: 2022-03211
Type: Notice
Date: 2022-02-15
Agency: National Foundation on the Arts and the Humanities, Agencies and Commissions, National Endowment for the Humanities
The National Endowment for the Humanities (NEH) published a notice of systems of records in the Federal Register of April 26, 2017. The references in the document to specific sections of the Code of Federal Regulations are out of date.
Heliophysics Advisory Committee; Space Weather Council; Meeting
Document Number: 2022-03210
Type: Notice
Date: 2022-02-15
Agency: National Aeronautics and Space Administration, Agencies and Commissions
In accordance with the Federal Advisory Committee Act, as amended, the National Aeronautics and Space Administration (NASA) announces a meeting of the Space Weather Council (SWC). The SWC is a subcommittee of the Heliophysics Advisory Committee, which functions in an advisory capacity to the Director, Heliophysics Division, in the NASA Science Mission Directorate. The meeting will be held for the purpose of soliciting, from the science community and other persons, scientific and technical information relevant to program planning.
Termination of Nonmanufacturer Rule Class Waiver
Document Number: 2022-03202
Type: Notice
Date: 2022-02-15
Agency: Small Business Administration, Agencies and Commissions
The U.S. Small Business Administration (SBA) is considering terminating a class waiver of the Nonmanufacturer Rule (NMR) for irradiation apparatus manufacturing, computerized axial tomography (CT/ CAT) scanners manufacturing; CT/CAT (computerized axial tomography) scanners manufacturing; fluoroscopes manufacturing; fluoroscopic X-ray apparatus and tubes manufacturing; generators, X-ray, manufacturing; irradiation equipment manufacturing; X-ray generators manufacturing; and X-ray irradiation equipment manufacturing under manufacturing categorized under North American Industry Classification System (NAICS) code 334517 and Product Service Code (PSC) 6525. An awardee of a Federal small business set-aside contract valued over $250,000.00, service-disabled veteran-owned small business contract, HUBZone contract, women-owned small business contract, or 8(a) contract must provide its own product or that of a small business manufacturer unless a waiver is in place. If the above-identified class waiver is terminated, small businesses will no longer be authorized to provide the product of any manufacturer regardless of size on the identified items, unless a Federal contracting officer obtains an individual waiver to the NMR.
Small Business Size Standards: Termination of Nonmanufacturer Rule Class Waiver
Document Number: 2022-03201
Type: Notice
Date: 2022-02-15
Agency: Small Business Administration, Agencies and Commissions
The U.S. Small Business Administration (SBA) is considering terminating a class waiver of the Nonmanufacturer Rule (NMR) for Furniture Frames and Parts, Metal, Manufacturing under NAICS code 337215 and PSC 7195; Furniture Frames, Wood, Manufacturing under NAICS code 337215 and PSC 7195; Furniture Parts, Finished Plastics, Manufacturing under NAICS code 33725 and PSC 7195; Furniture, Factory- type (e.g., cabinets, stools, tool stands, work benches), Manufacturing under NAICS code 337127 and PSC 7110; Furniture, Hospital (e.g., hospital beds, operating room furniture) Manufacturing under NAICS code 339113 and PSC 7195; and Furniture, Laboratory-type (e.g., benches, cabinets, stools, tables) Manufacturing under NAICS code 339113 and PSC 7195.
Sunshine Act Meeting
Document Number: 2022-03291
Type: Notice
Date: 2022-02-15
Agency: Federal Election Commission, Agencies and Commissions
Sunshine Act Meetings
Document Number: 2022-03285
Type: Notice
Date: 2022-02-15
Agency: National Credit Union Administration, Agencies and Commissions
Notice of Board Meeting
Document Number: 2022-03230
Type: Notice
Date: 2022-02-15
Agency: Federal Retirement Thrift Investment Board, Agencies and Commissions
Presidential Declaration of a Major Disaster for Public Assistance Only for the State of Colorado
Document Number: 2022-03186
Type: Notice
Date: 2022-02-15
Agency: Small Business Administration, Agencies and Commissions
This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of Colorado (FEMA- 4634-DR), dated 02/09/2022. Incident: Wildfires and Straight-line Winds. Incident Period: 12/30/2021 through 01/07/2022.
Demurrage and Detention Billing Requirements
Document Number: 2022-02981
Type: Proposed Rule
Date: 2022-02-15
Agency: Federal Maritime Commission, Agencies and Commissions
The Federal Maritime Commission (Commission) is issuing this Advance Notice of Proposed Rulemaking (ANPRM) to seek comment on whether the Commission should require common carriers and marine terminal operators to include certain minimum information on or with demurrage and detention billings. Also, the Commission is interested in receiving comments on whether it should require common carriers and marine terminal operators to adhere to certain practices regarding the timing of demurrage and detention billings. These changes were recommended by the Fact Finding Officer in Commission Fact Finding 29: International Ocean Transportation Supply Chain Engagement.
Safety Standard for Crib Mattresses
Document Number: 2022-02414
Type: Rule
Date: 2022-02-15
Agency: Consumer Product Safety Commission, Agencies and Commissions
Pursuant to the Consumer Product Safety Improvement Act of 2008 (CPSIA), the U.S. Consumer Product Safety Commission (CPSC) is issuing this final rule establishing a safety standard for crib mattresses, which includes full-size and non-full-size crib mattresses, as well as after-market mattresses for play yards and non-full-size cribs. CPSC is also finalizing an amendment to its regulations regarding third party conformity assessment bodies, to include the safety standard for crib mattresses in the list of notices of requirements (NORs) along with an amendment to the consumer registration rule, to identify crib mattresses as a durable infant or toddler product subject to consumer registration requirements.
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